-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IZeiQk4BcjxqXggbBnkFo8sCWZVmVcIEsmrVud3di5giE4yTI4gagVkCXCFodfUu oRmadyn6A1A3oqRL7kz3UA== 0001071955-03-000072.txt : 20031211 0001071955-03-000072.hdr.sgml : 20031211 20031211122236 ACCESSION NUMBER: 0001071955-03-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031209 FILED AS OF DATE: 20031211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POCH GERALD A CENTRAL INDEX KEY: 0001144383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31613 FILM NUMBER: 031048965 BUSINESS ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 MAIL ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC/CT/ CENTRAL INDEX KEY: 0001071955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31613 FILM NUMBER: 031048966 BUSINESS ADDRESS: STREET 1: 500 NYALA FARMS ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2033192246 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALE MARTIN M JR CENTRAL INDEX KEY: 0001207019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31613 FILM NUMBER: 031048964 BUSINESS ADDRESS: STREET 1: C/O GREAT LAKES CHEMICAL STREET 2: 500 E 96TH STREET SUITE 500 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3177153000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANALEX CORP CENTRAL INDEX KEY: 0000044800 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 112120726 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5904 RICHMOND HIGHWAY STREET 2: SUITE 300 CITY: ALEXANDRIA STATE: VA ZIP: 22303 BUSINESS PHONE: 703-329-9400 MAIL ADDRESS: STREET 1: 5904 RICHMOND HIGHWAY STREET 2: SUITE 300 CITY: ALEXANDRIA STATE: VA ZIP: 22303 FORMER COMPANY: FORMER CONFORMED NAME: HADRON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BIORAD INC DATE OF NAME CHANGE: 19710304 4 1 nlx4_12112003ex.xml X0201 4 2003-12-09 0 0000044800 ANALEX CORP NLX 0001071955 PEQUOT CAPITAL MANAGEMENT INC/CT/ 500 NYALA FARMS ROAD WESTPORT CT 06880 0 0 0 1 See Footnote 1 0001144383 POCH GERALD A 500 NYALA FARM ROAD WESTPORT CT 06880 1 0 0 0 0001207019 HALE MARTIN M JR 500 NYALA FARM ROAD WESTPORT CT 06880 1 0 0 0 Stock Option (Right-to-buy) 4.04 2003-12-09 4 A 0 5000 A 2003-12-09 2013-12-09 Common Stock 5000 5000 I Investment Advisor Stock Option (Right-to-buy) 4.04 2003-12-09 4 A 0 5000 A 2003-12-09 2013-12-09 Common Stock 5000 5000 I Investment Advisor Pequot Capital Management, Inc., ("Pequot") is an investment advisor registered under Section 203 of the Investment Advisers Act of 1940 and has voting and investment power with respect to securities in clients' accounts. Pequot disclaims any obligation to file this report, and this report shall not be deemed an admission that Pequot is subject to Section 16 with respect to the Issuer or such securities. Gerald A. Poch and Martin M. Hale, Jr. are employees of Pequot and became Directors on the Board of Directors of the Issuer on December 9, 2003 and disclaim beneficial ownership of these securities except to the extent of their pecuniary interest. Pequot disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Pequot is the beneficial owner of such securities for the purposes of Rule 16(a)-1(a) or (a)(2) or for any other purpose. Gerald A. Poch received an option to purchase 5,000 shares of Common Stock, (the "Option") as compensation for his appointment to the Board of Directors of the Issuer. The Option vests 1,666 shares on the grant date and will vest and additional 1,667 shares on each of the first and second anniversary of the grant date. The Option is immediately exercisable into Common Stock at an exercise price of $4.04. The expiration of the Option is December 9, 2013. Martin M. Hale, Jr. received an option to purchase 5,000 shares of Common Stock, (the "Option") as compensation for his appointment to the Board of Directors of the Issuer. The Option vests 1,666 shares on the grant date and will vest and additional 1,667 shares on each of the first and second anniversary of the grant date. The Option is immediately exercisable into Common Stock at an exercise price of $4.04. The expiration of the Option is December 9, 2013. Aryeh Davis, General Counsel 2003-12-10 Gerald A. Poch, Director (1) 2003-12-10 Martin M. Hale, Jr., Director (1) 2003-12-10 -----END PRIVACY-ENHANCED MESSAGE-----