-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BwOp/L3RQDt8B8UdgiPvmkYHECyC0jhpZ10Inl+UhDwA4bKq0X+NrqZPCeLq9Zbc oWvkIo7HWcx3Ww/nkyNj1g== 0001071955-03-000028.txt : 20030214 0001071955-03-000028.hdr.sgml : 20030214 20030214180726 ACCESSION NUMBER: 0001071955-03-000028 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030214 EFFECTIVENESS DATE: 20030214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC/CT/ CENTRAL INDEX KEY: 0001071955 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04495 FILM NUMBER: 03569174 BUSINESS ADDRESS: STREET 1: 500 NYALA FARMS ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2033192246 13F-HR 1 f13f123102.txt SCHEDULE 13F 4Q 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pequot Capital Management, Inc. Address: 500 Nyala Farm Road Westport, CT 06880 Form 13F File Number: 28-04495 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Joslin Title: Principal Phone: (203) 429-2200 Signature, Place, and Date of Signing: /s/Richard Joslin Westport, CT 2/14/03 [Signature] [City, State] [Date] Report Type (Check only one.): [x ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for the Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 578 Form 13F Information Table Value Total: $4,659,365 (thousands) List of Other Included Managers: NONE Title Of Value Shrs./ Shrs/Put/ InvstmntOther Voting Authority Name of Issuer Class Cusip (X $1000) Prn Amt. Prn Call Dscrtn Mgrs. Sole Shared None - -------------------------------------------------------------------------------------------------------------------------- 3com Corp. COM 885535104 $2,028 437983sh sole 437983 Aastrom Biosciences Inc. COM 00253U107 $26 54300sh sole 54300 Abiomed Inc. COM 003654100 $273 75000sh sole 75000 Acclaim Entmt Inc. COM 004325205 $512 775000sh sole 775000 Actelion Ltd COM 99000VF40 $2,788 63200sh sole 63200 Activision Inc. COM 004930202 $32,804 2248400sh sole 2248400 Acx Technologies Inc. COM 388690109 $309 54800sh sole 54800 Adaptec Inc. COM 00651F108 $4,814 852000sh sole 852000 Adidas Solomon Ag Npv Ord COM 9900040T1 $8,497 100000sh sole 100000 Advanced Medical Optics COM 00763M108 $2,993 250000sh sole 250000 Advanced Micro Devic Es Inc. COM 007903107 $1,162 179800sh sole 179800 Aeropostale Inc. COM 007865108 $404 38200sh sole 38200 Agnico Eagle Mines COM 008474108 $5,201 350000sh sole 350000 Akorn Inc. COM 009728106 $250 200000sh sole 200000 Albertsons Inc. COM 013104104 $3,339 150000sh sole 150000 Align Tech Inc. COM 016255101 $607 220000sh sole 220000 Alkermes COM 01642T108 $18,065 2881200sh sole 2881200 Alliance Gaming Co COM 01859P609 $2,977 174800sh sole 174800 Alliance Semi Conductor Corp COM 01877H100 $253 64300sh sole 64300 Alliant Tech Systems COM 018804104 $16,036 257200sh sole 257200 Altera Corp. COM 021441100 $3,724 302000sh sole 302000 Altran Technologies Sa Frf COM 990002IX7 $658 137200sh sole 137200 Altria Group, Inc COM 02209S0CH $65,253 1610000sh call sole 1610000 Amazon Com Inc. 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