13F-HR 1 f13f63002.txt FORM 13F FOR QUARTER ENDING JUNE 30, 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pequot Capital Management, Inc. Address: 500 Nyala Farm Road Westport, CT 06880 Form 13F File Number: 28-04495 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin E. O'Brien Title: Chief Operating Officer Phone: (203) 429-2200 Signature, Place, and Date of Signing: /s/Kevin E. O'Brien Westport, CT 8/14/02 [Signature] [City, State] [Date] Report Type (Check only one.): [x ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for the Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 691 Form 13F Information Table Value Total: $5,393,057.42 (thousands) List of Other Included Managers: NONE
Title Of Value Shrs/ Shrs/ Put/ Invstmnt Other Voting Authority Name of Issuer Class Cusip (x$1000) PRN Amt PRN Call Dscrtn Mgrs. Sole Shared None --------------------------------------------------------------------------------------------------------------------------------- Atlantic Express 10.75% Bond 04853EAC3 1,011 50550sh sole 50550 Ekable Hessen 14.5 9/1/2010 Bond 282621AD3 3,920 160000sh sole 160000 Kmart 7.75% 10/1/2012 Bond 482584AP4 1,619 41500sh sole 41500 Kmart 8.125% 12/01/06 Bond 482584AL3 2,118 55000sh sole 55000 Kmart 8.375% 12/01/04 Bond 482584BA6 4,524 117500sh sole 117500 Kmart 9.875% 6/15/08 144a Bond 482584BC2 3,595 91000sh sole 91000 Magellan Health Services Bond 559079AD0 1,730 46450sh sole 46450 Millicom Cellular 13.5% (600814ac1) Bond 600814AC1 3,938 105000sh sole 105000 Sba Communications 10.25% 2/9 Bond 78388JAE6 1,770 30000sh sole 30000 Sellco Note 12% Due 12/15/04 Bond 81641KAA8 86 57496.27sh sole 57496.27 Xerox Bank Debt Revolving Bond 9D999Z520 5,993 72857.15sh sole 72857.15 Xerox Bank Tranch A Bond 9D999Z843 6,065 72857.15sh sole 72857.15 Xerox Bank Tranch B Bond 9D999Z355 2,295 24285.72sh sole 24285.72 3com Corp Com Common 885535104 1,927 437983sh sole 437983 3-Dimensional Pharma Inc Common 88554W104 363 81500sh sole 81500 Aastrom Biosciences Inc Common 00253U107 20 54300sh sole 54300 Abaxas Petroleum Corp Common 003830106 700 933700sh sole 933700 Abercrombie & Fitch Common 002896207 18,961 786100sh sole 786100 Abiomed Inc Common 003654100 1,102 130000sh sole 130000 Accenture Ltd Common G1150G111 46,848 2465700sh sole 2465700 Acclaim Entmt Inc Com Par $0.02 Common 004325205 2,471 700000sh sole 700000 Acx Technologies Inc. Common 388690109 507 54800sh sole 54800 Acxiom Corp. Common 005125109 30,928 1768300sh sole 1768300 Adaptec Inc. Common 00651F108 6,722 852000sh sole 852000 Advanced Micro Devic Es Inc. Common 007903107 16,328 1679800sh sole 1679800 Advanced Neuromodulation Systems Common 00757T101 6,838 224200sh sole 224200 Advanced Pcs Common 00790K109 61,894 2585400sh sole 2585400 Advo Inc Usd.01 Common 007585102 3,046 80000sh sole 80000 Aeropostale Inc Common 007865108 18,469 674800sh sole 674800 Affymetrix Inc Common 00826T108 4,150 173000sh sole 173000 Agnico Eagle Mines Common 008474108 5,464 375000sh sole 375000 Akorn Inc Common 009728106 120 200000sh sole 200000 Alaska Air Group Inc Common 011659109 2,271 87000sh sole 87000 Alkermes Common 01642T108 26,778 1672600sh sole 1672600 Alliance Semi Conductor Corp Common 01877H100 457 64300sh sole 64300 Allied Capital Common 01903Q108 2,265 100000sh sole 100000 Alloy Online Common 019855105 520 36000sh sole 36000 Altera Corp . 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Common 067774109 1,094 41400sh sole 41400 Barr Labs Inc Com Common 068306109 15,749 247900sh sole 247900 Battery Technologies Inc. Common 07132T102 14 152800sh sole 152800 Baxter International Inc. Common 071813109 54,069 1216400sh sole 1216400 Beazer Homes U.S.A. Common 07556Q105 20,504 256300sh sole 256300 Beckman Coulter Inc Common 075811109 21,337 427600sh sole 427600 Bed Bath And Beyond Common 075896100 28,803 763200sh sole 763200 Benihana Inc Class A Common 082047200 2,732 145000sh sole 145000 Beverly Enterprises Inc Common 087851309 1,142 150000sh sole 150000 Big 5 Sporting Goods Common 08915P101 5,902 413000sh sole 413000 Bindview Development Common 090327107 510 500000sh sole 500000 Biopure Corp Common 09065H105 362 47300sh sole 47300 Biosite Diagnostic Inc Common 090945106 2,624 93200sh sole 93200 Biotech Holders Trust Common 09067D201 16,640 200000sh sole 200000 Biovail Corp Intn'l Common 09067J109 11,086 382800sh sole 382800 Bj Service Co. 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