-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FsEg/s4PnfDpkGqBdfoNSIuG4XKqA7/MRqcRmCWgC+pK0dPrho/DC9vdzQ0gkxXR 4BXCJw7ZtBR2ox/j5RdIOA== /in/edgar/work/0001071955-00-000073/0001071955-00-000073.txt : 20000930 0001071955-00-000073.hdr.sgml : 20000930 ACCESSION NUMBER: 0001071955-00-000073 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000928 FILED AS OF DATE: 20000928 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ELASTIC NETWORKS INC CENTRAL INDEX KEY: 0001088242 STANDARD INDUSTRIAL CLASSIFICATION: [3661 ] IRS NUMBER: 582418576 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-30938 FILM NUMBER: 731306 BUSINESS ADDRESS: STREET 1: 6120 WINWARD PARKWAY STREET 2: STE 100 CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 6782973100 MAIL ADDRESS: STREET 1: 6120 WINWARD PARKWAY STREET 2: SUITE 100 CITY: ALPHARETTA STATE: GA ZIP: 30005 COMPANY DATA: COMPANY CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC/CT/ CENTRAL INDEX KEY: 0001071955 STANDARD INDUSTRIAL CLASSIFICATION: [ ]OTHER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 500 NYALA FARMS ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2033192246 3 1 0001.txt
- ---------------- U.S. SECURITIES AND EXCHANGE COMMISSION ---------------------------- |F O R M 3| Washington, D.C. 20549 | OMB APPROVAL | - ---------------- |--------------------------| INITIAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |OMB Number 3235-0104| |Expires: September 30,1998| Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, |Estimated ave. burden | Section 17(a) of the Public Utility Holding Company Act of 1935 or |hours per response.....0.5| (Print or Type Response) Section 30(f) of the Investment Company Act 1940 ---------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ |1.Name and Address of Reporting Person* |2.Date of Event |4.Issuer Name and Ticker or Trading Symbol | | | Requiring Statement | Elastic Networks, Inc. | | Gerald A. Poch | (Month/Day/Year) | ELAS | |----------------------------------------| |-----------------------------------------------------------------| | (Last) (First) (MI)| |5.Relationship of Reporting Person to |6.If Amendment, Date of | | | 09/28/00 | Issuer (Check all Applicable) | Original (Mon/Day/Year)| | | | | | | c/o Pequot Capital Management, Inc. |-----------------------| X Director 10% Owner | / / | | 500 Nyala Farm Road |3.IRS or Soc. Sec. No. |--- --- |-------------------------| |----------------------------------------| of Reporting Person | |7.Individual or Joint/ | | (Street) | (Voluntary) | Officer Other | Group Filing | | | |---(give title below)---(Specify below)| (Check Applicable Line)| | | | | X Form filed by One | | | | |--- Reporting Person | | | | | Form filed by More | | Westport, CT 06880 | | |--- than Reporting Person| |----------------------------------------------------------------------------------------------------------------------------------| | (City) (State) (Zip) | TABLE I - Non-Derivative Securities Beneficially Owned | |----------------------------------------------------------------------------------------------------------------------------------| |1.Title of Security (Instr. 4) |2.Amount of Securities |3.Ownership |4.Nature of Indirect Beneficial | | | Beneficially Owned | Form: | Ownership (Instr. 5) | | | (Instr. 4) | Direct (D) | | | | | or Indirect | | | | | (I)(Instr.5)| | |------------------------------------------|-----------------------------|--------------|------------------------------------------| | | | | | |------------------------------------------|-----------------------------|--------------|------------------------------------------| | | | | | | Common Stock, $.01 par value | 4,952,883 (1) | (I) |By Pequot Capital Management, Inc. (1) | |----------------------------------------------------------------------------------------------------------------------------------| Reminder: Report on a separate line for each class securities owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 5(b)(v). (Over) Potential persons who are to respond to the collection of information contained in this form are not required SEC 1473 (7-97) to respond unless the form displays a currently valid OMB control number.
FORM 3 (continued) TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible security) - ------------------------------------------------------------------------------------------------------------------------------------ |1.Title of Derivative |2.Date Exercisable |3.Title and Amount of Underlying |4.Conversion |5.Ownership|6.Nature of | | Security (Instr. 4) | and Expiration | Derivative Security (Instr. 4) | or | Form of | Indirect | | | Date | | Exercise | Deriv- | Beneficial | | | (Month/Day/Year) | | Price of | ative | Ownership | | |----------------------|--------------------------------------| Derivative | Security:| (Instr. 5) | | |Date |Expiration| |Amount or| Security | Direct | | | |Exercisable|Date | Title |Number | | (D) or | | | | | | |of Shares| | Indirect | | | | | | | | | (I) | | | | | | | | | (Instr.5)| | |--------------------------|-----------|----------|----------------------------|---------|-------------|-----------|---------------| | | | | | | | | | |--------------------------|-----------|----------|----------------------------|---------|-------------|-----------|---------------| | Warrant to Purchase | (2) |08/04/03 | Common Stock | 51,230 | $7.32 | (I) |Investment | | Common Stock | | | | (1) | | |Adviser (1) | |----------------------------------------------------------------------------------------------------------------------------------| Explanation of Responses: (1) The reporting person is an employee of Pequot Capital Management, Inc. The reporting person disclaims beneficial ownership of these securities except To the extent of his pecuniary interest. (2) The warrant will be exercisable on or after the closing of the issuer's initial public offering. **Intentional misstatements or omissions of facts constitute Federal /s/ Gerald A. Poch 09/28/2000 Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------------------- ---------- **Signature of Reporting Person Date Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. PAGE: 2 SEC 1473 (7-97)
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