-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EH6kmevz9hgfq8Y+Jju2VYUAljd13bLknVz5B4Kw/LYQXCb35s8+Oc10p560dGE3 HObq4pw+hk8lbrGaGPARrA== 0001012975-08-000114.txt : 20080715 0001012975-08-000114.hdr.sgml : 20080715 20080715181655 ACCESSION NUMBER: 0001012975-08-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080711 FILED AS OF DATE: 20080715 DATE AS OF CHANGE: 20080715 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADUROMED INDUSTRIES, INC. CENTRAL INDEX KEY: 0000040528 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 210661726 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 TROWBRIDGE DRIVE CITY: BETHEL STATE: CT ZIP: 06801 BUSINESS PHONE: 203 798 1080 MAIL ADDRESS: STREET 1: 3 TROWBRIDGE DRIVE CITY: BETHEL STATE: CT ZIP: 06801 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL DEVICES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001071955 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-03125 FILM NUMBER: 08953908 BUSINESS ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2034292200 MAIL ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 FORMER NAME: FORMER CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC/CT/ DATE OF NAME CHANGE: 19981118 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-07-11 0000040528 ADUROMED INDUSTRIES, INC. ADRM 0001071955 PEQUOT CAPITAL MANAGEMENT INC 500 NYALA FARM ROAD WESTPORT CT 06880 0 0 0 1 See Footnote 1 Common Stock 2008-07-11 4 P 0 18353644 182000.00 A 18353644 I Investment Advisor Series A Preferred Stock .3175 2008-07-11 4 J 0 4026665 D 2006-01-24 Common Stock 4026665 0 I Investment Advisor Series B Preferred Stock .3175 2008-07-11 4 J 0 10144389 D 2006-01-24 Common Stock 10144389 0 I Investment Advisor Common Stock Warrant (right to buy) .3788 2008-07-11 4 J 0 4026665 D 2006-01-24 2012-09-30 Common Stock 4026665 0 I Investment Advisor Common Stock Warrant (right to buy) .025 2008-07-11 4 J 0 10229299 A 2008-07-11 2012-09-30 Common Stock 10229299 10229299 I Investment Advisor Common Stock Warrant (right to buy) .3788 2008-07-11 4 J 0 10144389 D 2006-01-24 2013-01-24 Common Stock 10144389 0 I Investment Advisor Common Stock Warrant (right to buy) .025 2008-07-11 4 J 0 25770702 A 2008-07-11 2013-01-24 Common Stock 25770702 25770702 I Investment Advisor Common Stock Warrant (right to buy) .025 2008-07-11 4 P 0 13313644 A 2008-07-11 2013-07-10 Common Stock 13313644 13313644 I Investment Advisor Pequot Capital Management, Inc., a Connecticut corporation ("Pequot"), disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Pequot is, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of such securities. Pequot disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Pequot is, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of such securities. Pequot surrendered its shares of Preferred Stock, which shares will be cancelled, and forfeited its right to receive accumulated dividends payable on its Preferred Stock as of June 30, 2008 and liquidated damages in an aggregate amount of $690,823. On July 11, 2008, the warrants held by Pequot to purchase 4,026,665 shares of Common Stock at an exercise price of $0.37883 per share, exercisable as of January 24, 2006 and previously disclosed on Form 4, were amended to become warrants to purchase 10,229,299 shares of Common Stock at an exercise price of $0.025 per share, subject to adjustment for certain dilutive equity issuances and for stock splits, stock dividends, mergers, recapitalizations, reorganizations and other similar events. The amended warrants are exercisable as of July 11, 2008 and will expire at the close of business on September 30, 2012. On July 11, 2008, the warrants held by Pequot to purchase 10,144,389 shares of Common Stock at an exercise price of $0.37883 per share, exercisable as of January 24, 2006 and previously disclosed on Form 4, were amended to become warrants to purchase 25,770,702 shares of Common Stock at an exercise price of $0.025 per share, subject to adjustment for certain dilutive equity issuances and for stock splits, stock dividends, mergers, recapitalizations, reorganizations and other similar events. The amended warrants are exercisable as of July 11, 2008 and will expire at the close of business on January 24, 2013. In connection with the acquisition of 18,353,644 shares of Common Stock on July 11, 2008, Pequot also received warrants to purchase 13,313,644 shares of Common Stock, at an exercise price of $0.025 per share. The warrants are exercisable as of July 11, 2008 and will expire at the close of business on July 10, 2013. /s/ Aryeh Davis - GC and Secretary, Pequot Capital Management, Inc. 2008-07-15 -----END PRIVACY-ENHANCED MESSAGE-----