-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wdw4A1ETBXgMjnCGypqLS9q3RzilmGI+ARjAB/f9E4RPv1/zYiw2eFqYt/Fhq1O7 j/ymKpNU61El1l7IZ9lFYg== 0001011438-08-000456.txt : 20080814 0001011438-08-000456.hdr.sgml : 20080814 20080814160338 ACCESSION NUMBER: 0001011438-08-000456 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001071955 IRS NUMBER: 061524885 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04495 FILM NUMBER: 081018957 BUSINESS ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2034292200 MAIL ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC/CT/ DATE OF NAME CHANGE: 19981118 13F-HR 1 form_13f-pequot.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pequot Capital Management, Inc. Address: 500 Nyala Farm Road Westport, CT 06880 13F File Number: 28-04495 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ARYEH DAVIS Title: COO, GENERAL COUNSEL & SECRETARY Phone: (203) 429-2200 Signature, Place, and Date of Signing: /s/ Aryeh Davis Westport, CT/USA August 14, 2008 - ------------------ -------------------- ----------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------- Form13F Information Table Entry Total: 281 -------------- Form13F Information Table Value Total: $4,061,581 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 3COM CORP COM 885535104 443 208733 SH SOLE 208733 8X8 INC NEW COM 282914100 241 211100 SH SOLE 211100 ADAPTEC INC COM 00651F108 239 74800 SH SOLE 74800 ADVANCED MEDICAL OPTICS INC COM 00763M108 2811 150000 SH PUT SOLE 150000 ADVANCED MICRO DEVICES INC COM 007903107 7685 1318220 SH SOLE 1318220 AETNA INC NEW COM 00817Y108 4843 119500 SH SOLE 119500 AETNA INC NEW COM 00817Y108 3445 85000 SH PUT SOLE 85000 AKAMAI TECHNOLOGIES INC COM 00971T101 4407 126670 SH SOLE 126670 AKAMAI TECHNOLOGIES INC COM 00971T101 22614 650000 SH CALL SOLE 650000 AKORN INC COM 009728106 80306 24261681 SH SOLE 24261681 ALEXION PHARMACEUTICALS INC COM 015351109 16450 226900 SH SOLE 226900 ALPHATEC HOLDINGS INC COM 02081G102 2358 578000 SH SOLE 578000 AMEDISYS INC COM 023436108 9936 197066 SH SOLE 197066 AMERICAN PUBLIC EDUCATION IN COM 02913V103 4337 111100 SH SOLE 111100 AMERICAS CAR MART INC COM 03062T105 11557 644897 SH SOLE 644897 AMERICREDIT CORP COM 03060R101 3289 381600 SH SOLE 381600 ANWORTH MORTGAGE ASSET CP COM 037347101 207 31800 SH SOLE 31800 APOLLO GROUP INC CL A 037604105 15666 353951 SH SOLE 353951 APPLE INC COM 037833100 60957 364050 SH SOLE 364050 APPLE INC COM 037833100 35162 210000 SH CALL SOLE 210000 APPLIED MATLS INC COM 038222105 2031 106400 SH SOLE 106400 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 3168 370100 SH SOLE 370100 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 89123 899600 SH SOLE 899600 ARRIS GROUP INC COM 04269Q100 4053 479700 SH SOLE 479700 ART TECHNOLOGY GROUP INC COM 04289L107 8589 2684100 SH SOLE 2684100 ARTHROCARE CORP COM 043136100 8444 206900 SH SOLE 206900 ATHEROS COMMUNICATIONS INC COM 04743P108 6543 218090 SH SOLE 218090 ATMEL CORP COM 049513104 145 41600 SH SOLE 41600 BAIDU COM INC SPON ADR REP A 056752108 7555 24140 SH SOLE 24140 BAIDU COM INC SPON ADR REP A 056752108 31202 99700 SH CALL SOLE 99700 BAKERS FOOTWEAR GROUP INC COM 057465106 252 249400 SH SOLE 249400 BALLANTYNE OMAHA INC COM 058516105 6689 1503200 SH SOLE 1503200 BANK OF AMERICA CORPORATION COM 060505104 9369 392504 SH SOLE 392504 BARR PHARMACEUTICALS INC COM 068306109 5500 122000 SH SOLE 122000 BARRICK GOLD CORP COM 067901108 73528 1616000 SH SOLE 1616000 BEACON ROOFING SUPPLY INC COM 073685109 1061 100000 SH SOLE 100000 BEAZER HOMES USA INC COM 07556Q105 447 80300 SH SOLE 80300 BIOMARIN PHARMACEUTICAL INC COM 09061G101 6665 230000 SH SOLE 230000 BLACKROCK FLOAT RATE OME STR COM 09255X100 674 44849 SH SOLE 44849 BLACKROCK GLOBAL FLG INC TR COM 091941104 2669 179989 SH SOLE 179989 BLUEPHOENIX SOLUTIONS LTD SHS M20157109 115 25000 SH SOLE 25000 BOOKHAM INC COM 09856E105 7648 4525200 SH SOLE 4525200 BOSTON BEER INC CL A 100557107 2848 70000 SH SOLE 70000 BOSTON PRIVATE FINL HLDGS IN COM 101119105 80 14100 SH SOLE 14100 BOSTON SCIENTIFIC CORP COM 101137107 157 12738 SH SOLE 12738 BROADCOM CORP CL A 111320107 4294 157340 SH SOLE 157340 BROADCOM CORP CL A 111320107 23606 865000 SH CALL SOLE 865000 BURGER KING HLDGS INC COM 121208201 21622 807100 SH SOLE 807100
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ CA INC COM 12673P105 2727 118100 SH SOLE 118100 CADENCE DESIGN SYSTEM INC COM 127387108 773 76500 SH SOLE 76500 CAMECO CORP COM 13321L108 806 18800 SH SOLE 18800 CAPELLA EDUCATION COMPANY COM 139594105 5231 87700 SH SOLE 87700 CAPSTEAD MTG CORP COM NO PAR 14067E506 345 31800 SH SOLE 31800 CAPSTONE TURBINE CORP COM 14067D102 25978 6200000 SH SOLE 6200000 CAREER EDUCATION CORP COM 141665109 27018 1849308 SH SOLE 1849308 CAVIUM NETWORKS INC COM 14965A101 7708 367050 SH SOLE 367050 CBRE REALTY FINANCE INC COM 12498B307 1121 326000 SH SOLE 326000 CHECKPOINT SYS INC COM 162825103 731 35000 SH SOLE 35000 CHIPOTLE MEXICAN GRILL INC CL B 169656204 75511 1002000 SH SOLE 1002000 CIENA CORP COM NEW 171779309 948 40900 SH SOLE 40900 CIGNA CORP COM 125509109 4272 120700 SH SOLE 120700 CIGNA CORP COM 125509109 21765 615000 SH PUT SOLE 615000 CITIZENS REPUBLIC BANCORP IN COM 174420109 107 37900 SH SOLE 37900 CLINICAL DATA INC NEW COM 18725U109 7963 558003 SH SOLE 558003 COACH INC COM 189754104 11546 399800 SH SOLE 399800 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 6330 194720 SH SOLE 194720 COHERENT INC COM 192479103 7413 248000 SH SOLE 248000 COLFAX CORP COM 194014106 1255 50000 SH SOLE 50000 COLUMBIA SPORTSWEAR CO COM 198516106 2517 68500 SH SOLE 68500 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 19701 550000 SH CALL SOLE 550000 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 146377 4086449 SH SOLE 4086449 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 1340 20500 SH SOLE 20500 COMPUCREDIT CORP COM 20478N100 316 52700 SH SOLE 52700 COSAN LTD SHS A G25343107 773 61100 SH SOLE 61100 COSTCO WHSL CORP NEW COM 22160K105 13944 198800 SH SOLE 198800 COTT CORP QUE COM 22163N106 350 111800 SH SOLE 111800 COUNTRYWIDE FINANCIAL CORP COM 222372104 3375 794000 SH SOLE 794000 COVIDIEN LTD COM G2552X108 12365 258200 SH SOLE 258200 CREE INC COM 225447101 18259 800500 SH SOLE 800500 CYBERSOURCE CORP COM 23251J106 602 121314 SH SOLE 121314 DECKERS OUTDOOR CORP COM 243537107 26740 192100 SH SOLE 192100 DEXCOM INC COM 252131107 2347 388500 SH SOLE 388500 DINEEQUITY INC COM 254423106 3441 92100 SH SOLE 92100 DOLLAR FINL CORP COM 256664103 1877 124200 SH SOLE 124200 DOWNEY FINL CORP COM 261018105 33 11900 SH SOLE 11900 DRS TECHNOLOGIES INC COM 23330X100 2795 35500 SH SOLE 35500 DUSA PHARMACEUTICALS INC COM 266898105 92 45600 SH SOLE 45600 EATON VANCE FLTING RATE INC COM 278279104 719 49561 SH SOLE 49561 EATON VANCE SR INCOME TR SH BEN INT 27826S103 4834 730184 SH SOLE 730184 ECLIPSYS CORP COM 278856109 1535 83625 SH SOLE 83625 ELAN PLC ADR 284131208 239 6715 SH SOLE 6715 ELAN PLC ADR 284131208 20868 587000 SH PUT SOLE 587000 ELECTRO SCIENTIFIC INDS COM 285229100 938 66200 SH SOLE 66200 ELLIS PERRY INTL INC COM 288853104 1712 80700 SH SOLE 80700 ENDEAVOUR INTL CORP COM 29259G101 1781 820541 SH SOLE 820541 ENDOCARE INC COM NEW 29264P203 616 122500 SH SOLE 122500 ENERGY CONVERSION DEVICES IN COM 292659109 26503 359900 SH SOLE 359900 ENERGY XXI (BERMUDA) LTD COM SHS G10082108 1510 211400 SH SOLE 211400 ENSCO INTL INC COM 26874Q100 3068 38000 SH SOLE 38000 ENZON PHARMACEUTICALS INC COM 293904108 9146 1284600 SH SOLE 1284600 EQUINIX INC COM NEW 29444U502 5348 59940 SH SOLE 59940 EZCORP INC CL A NON VTG 302301106 383 30000 SH SOLE 30000 FALCONSTOR SOFTWARE INC COM 306137100 195 27600 SH SOLE 27600 FIBERTOWER CORP COM 31567R100 6250 4464065 SH SOLE 4464065
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ FIRST ADVANTAGE CORP CL A 31845F100 33366 2105130 SH SOLE 2105130 FIRST REGL BANCORP COM 33615C101 88 15600 SH SOLE 15600 FIRST SOLAR INC COM 336433107 24128 88440 SH SOLE 88440 FIRST SOLAR INC COM 336433107 13641 50000 SH CALL SOLE 50000 FIRSTFED FINL CORP COM 337907109 384 47800 SH SOLE 47800 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 24746 892695 SH SOLE 892695 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 29078 1049000 SH CALL SOLE 1049000 FORDING CDN COAL TR TR UNIT 345425102 1186 12400 SH SOLE 12400 FREEPORT-MCMORAN COPPER & GO COM 35671D857 114678 978564 SH SOLE 978564 FSI INTL INC COM 302633102 46 34000 SH SOLE 34000 GAFISA S A SPONS ADR 362607301 911 29000 SH SOLE 29000 GANNETT INC COM 364730101 1393 64300 SH SOLE 64300 GOLDCORP INC NEW COM 380956409 36710 797681 SH SOLE 797681 GOOGLE INC CL A 38259P508 29164 55400 SH SOLE 55400 GOOGLE INC CL A 38259P508 13160 25000 SH CALL SOLE 25000 GP STRATEGIES CORP COM 36225V104 15460 1538270 SH SOLE 1538270 GSE SYS INC COM 36227K106 539 60500 SH SOLE 60500 HALLIBURTON CO COM 406216101 44462 837800 SH SOLE 837800 HANOVER INS GROUP INC COM 410867105 7200 169400 SH SOLE 169400 HARBIN ELECTRIC INC COM 41145W109 2253 198160 SH SOLE 198160 HEALTHCARE SVCS GRP INC COM 421906108 38053 2500199 SH SOLE 2500199 HELMERICH & PAYNE INC COM 423452101 36896 512300 SH SOLE 512300 HERITAGE CRYSTAL CLEAN INC COM 42726M106 1931 146300 SH SOLE 146300 HILL INTERNATIONAL INC COM 431466101 3288 200000 SH SOLE 200000 HMS HLDGS CORP COM 40425J101 215 10000 SH SOLE 10000 HSBC HLDGS PLC SPON ADR NEW 404280406 7906 103081 SH SOLE 103081 HURON CONSULTING GROUP INC COM 447462102 17728 391000 SH SOLE 391000 HYDROGEN CORP COM 44887Q108 391 1116313 SH SOLE 1116313 IDEARC INC COM 451663108 159 67700 SH SOLE 67700 IHS INC CL A 451734107 7635 109700 SH SOLE 109700 IMAX CORP COM 45245E109 17786 2600298 SH SOLE 2600298 INDYMAC BANCORP INC COM 456607100 395 636390 SH SOLE 636390 INFORMATION SERVICES GROUP I COM 45675Y104 1680 350000 SH SOLE 350000 ING PRIME RATE TR SH BEN INT 44977W106 765 133500 SH SOLE 133500 INNERWORKINGS INC COM 45773Y105 2710 226600 SH SOLE 226600 INSULET CORP COM 45784P101 15380 977744 SH SOLE 977744 INTEGRATED DEVICE TECHNOLOGY COM 458118106 414 41700 SH SOLE 41700 INTERNET CAP GROUP INC COM NEW 46059C205 7967 1030605 SH SOLE 1030605 INTEROIL CORP COM 460951106 3890 132300 SH SOLE 132300 INTUITIVE SURGICAL INC COM NEW 46120E602 39440 146400 SH PUT SOLE 146400 INVERNESS MED INNOVATIONS IN COM 46126P106 1113 33552 SH SOLE 33552 IROBOT CORP COM 462726100 1639 119300 SH SOLE 119300 ISHARES INC MSCI JAPAN 464286848 1582 126900 SH SOLE 126900 ISHARES SILVER TRUST ISHARES 46428Q109 6629 38400 SH SOLE 38400 ISHARES TR MSCI EMERG MKT 464287234 211723 1560000 SH PUT SOLE 1560000 JACK IN THE BOX INC COM 466367109 39464 1761000 SH SOLE 1761000 JAZZ PHARMACEUTICALS INC COM 472147107 881 118900 SH SOLE 118900 JUNIPER NETWORKS INC COM 48203R104 2156 97200 SH SOLE 97200 JUNIPER NETWORKS INC COM 48203R104 37706 1700000 SH CALL SOLE 1700000 KELLOGG CO COM 487836108 4802 100000 SH PUT SOLE 100000 KHD HUMBOLDT WEDAG INTL LTD COM 482462108 11813 374650 SH SOLE 374650 KRAFT FOODS INC CL A 50075N104 5690 200000 SH PUT SOLE 200000
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ LABORATORY CORP AMER HLDGS COM NEW 50540R409 2785 40000 SH PUT SOLE 40000 LAS VEGAS SANDS CORP COM 517834107 3933 82900 SH SOLE 82900 LATTICE SEMICONDUCTOR CORP COM 518415104 2263 723000 SH SOLE 723000 LDK SOLAR CO LTD SPONSORED ADR 50183L107 7505 198120 SH SOLE 198120 LEARNING TREE INTL INC COM 522015106 1252 73200 SH SOLE 73200 LECG CORP COM 523234102 1206 138000 SH SOLE 138000 LEE ENTERPRISES INC COM 523768109 230 57600 SH SOLE 57600 LEMAITRE VASCULAR INC COM 525558201 1770 588000 SH SOLE 588000 LG DISPLAY CO LTD SPONS ADR REP 50186V102 1932 103400 SH SOLE 103400 LIFE TIME FITNESS INC COM 53217R207 14994 507400 SH SOLE 507400 LMP CORPORATE LN FD INC COM 50208B100 4647 425953 SH SOLE 425953 MAP PHARMACEUTICALS INC COM 56509R108 26719 2586522 SH SOLE 2586522 MARATHON OIL CORP COM 565849106 23446 452006 SH SOLE 452006 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2144 121400 SH SOLE 121400 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 13245 750000 SH CALL SOLE 750000 MCDONALDS CORP COM 580135101 51261 911800 SH SOLE 911800 MEDTRONIC INC COM 585055106 4885 94400 SH SOLE 94400 MELLANOX TECHNOLOGIES LTD SHS M51363113 9041 667750 SH SOLE 667750 MEMC ELECTR MATLS INC COM 552715104 8523 138500 SH CALL SOLE 138500 MEMC ELECTR MATLS INC COM 552715104 53295 866030 SH SOLE 866030 MENTOR CORP MINN COM 587188103 1391 50000 SH PUT SOLE 50000 MERGE HEALTHCARE INC COM 589499102 14 11800 SH SOLE 11800 MICROSTRATEGY INC CL A NEW 594972408 11623 179500 SH SOLE 179500 MICROTUNE INC DEL COM 59514P109 2879 832000 SH SOLE 832000 MIDDLEBY CORP COM 596278101 25345 577200 SH SOLE 577200 MONTEREY GOURMET FOODS INC COM 612570101 40 20000 SH SOLE 20000 MYRIAD GENETICS INC COM 62855J104 4602 101100 SH SOLE 101100 NABORS INDUSTRIES LTD SHS G6359F103 1442 29300 SH SOLE 29300 NAPSTER INC COM 630797108 199 140239 SH SOLE 140239 NATIONAL CINEMEDIA INC COM 635309107 1560 146300 SH SOLE 146300 NATIONAL DENTEX CORP COM 63563H109 2799 220712 SH SOLE 220712 NATUS MEDICAL INC DEL COM 639050103 555 26500 SH SOLE 26500 NAUTILUS INC COM 63910B102 595 117100 SH SOLE 117100 NCI INC CL A 62886K104 6120 267500 SH SOLE 267500 NETFLIX INC COM 64110L106 7852 301190 SH SOLE 301190 NETFLIX INC COM 64110L106 20074 770000 SH CALL SOLE 770000 NETLOGIC MICROSYSTEMS INC COM 64118B100 6507 195990 SH SOLE 195990 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 18490 316500 SH SOLE 316500 NEWMONT MINING CORP COM 651639106 3912 75000 SH SOLE 75000 NEWSTAR FINANCIAL INC COM 65251F105 1182 200000 SH SOLE 200000 NOKIA CORP SPONSORED ADR 654902204 6612 269860 SH SOLE 269860 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 93 11600 SH SOLE 11600 NUVEEN FLOATING RATE INCOME COM 67072T108 4095 379186 SH SOLE 379186 OCCIDENTAL PETE CORP DEL COM 674599105 38775 431500 SH SOLE 431500 OMNICOM GROUP INC COM 681919106 2693 60000 SH PUT SOLE 60000 ONYX PHARMACEUTICALS INC COM 683399109 19783 555700 SH SOLE 555700 ORASURE TECHNOLOGIES INC COM 68554V108 112 30000 SH SOLE 30000 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 257 25714 SH SOLE 25714 PANERA BREAD CO CL A 69840W108 1388 30000 SH SOLE 30000 PAR TECHNOLOGY CORP COM 698884103 206 27500 SH SOLE 27500 PENNEY J C INC COM 708160106 75752 2087400 SH SOLE 2087400 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 109842 1550780 SH SOLE 1550780 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 12749 180000 SH CALL SOLE 180000
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ PHILLIPS VAN HEUSEN CORP COM 718592108 3299 90100 SH SOLE 90100 PHOTOMEDEX INC COM 719358103 166 230500 SH SOLE 230500 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 185197 4100000 SH PUT SOLE 4100000 PRG-SCHULTZ INTERNATIONAL IN COM NEW 69357C503 960 102000 SH SOLE 102000 PROVIDENT FINL HLDGS INC COM 743868101 98 10400 SH SOLE 10400 PYRAMID BREWERIES INC COM 747135101 68 25000 SH SOLE 25000 QUALCOMM INC COM 747525103 69242 1560550 SH SOLE 1560550 QUALCOMM INC COM 747525103 72066 1624200 SH CALL SOLE 1624200 QUEST DIAGNOSTICS INC COM 74834L100 3878 80000 SH PUT SOLE 80000 RESEARCH IN MOTION LTD COM 760975102 50801 434570 SH SOLE 434570 SABA SOFTWARE INC COM NEW 784932600 8891 2769840 SH SOLE 2769840 SALARY COM INC COM 794006106 135 34000 SH SOLE 34000 SANDISK CORP COM 80004C101 8316 444690 SH SOLE 444690 SANDISK CORP COM 80004C101 55595 2973000 SH CALL SOLE 2973000 SANMINA SCI CORP COM 800907107 414 323200 SH SOLE 323200 SCHERING PLOUGH CORP COM 806605101 18016 915000 SH CALL SOLE 915000 SCIENTIFIC GAMES CORP CL A 80874P109 18587 627500 SH SOLE 627500 SEAGATE TECHNOLOGY SHS G7945J104 200 10463 SH SOLE 10463 SEARS HLDGS CORP COM 812350106 10555 143300 SH SOLE 143300 SEATTLE GENETICS INC COM 812578102 2206 260700 SH SOLE 260700 SENORX INC COM 81724W104 2325 300000 SH SOLE 300000 SHIRE LIMITED SPONSORED ADR 82481R106 2735 55677 SH SOLE 55677 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 9625 550000 SH CALL SOLE 550000 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 11131 636070 SH SOLE 636070 SOUTHWESTERN ENERGY CO COM 845467109 107677 2261643 SH SOLE 2261643 SPDR GOLD TRUST GOLD SHS 78463V107 29215 319640 SH SOLE 319640 SPDR TR UNIT SER 1 78462F103 17917 140000 SH PUT SOLE 140000 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 22868 1192300 SH SOLE 1192300 STAAR SURGICAL CO COM PAR $0.01 852312305 4032 1300500 SH SOLE 1300500 STARENT NETWORKS CORP COM 85528P108 6854 544810 SH SOLE 544810 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 2629 65600 SH SOLE 65600 STEREOTAXIS INC COM 85916J102 591 110300 SH SOLE 110300 SUNPOWER CORP COM CL A 867652109 45700 634900 SH SOLE 634900 SUNTECH PWR HLDGS CO LTD ADR 86800C104 4369 116640 SH SOLE 116640 SUPER MICRO COMPUTER INC COM 86800U104 6446 873445 SH SOLE 873445 SUPERVALU INC COM 868536103 2604 84300 SH SOLE 84300 SYMANTEC CORP COM 871503108 6370 329205 SH SOLE 329205 SYNTA PHARMACEUTICALS CORP COM 87162T206 893 146400 SH SOLE 146400 TALEO CORP CL A 87424N104 5842 298200 SH SOLE 298200 TASEKO MINES LTD COM 876511106 84 16400 SH SOLE 16400 TECHTEAM GLOBAL INC COM 878311109 268 25000 SH SOLE 25000 TENARIS S A SPONSORED ADR 88031M109 112544 1510660 SH SOLE 1510660 TEXAS ROADHOUSE INC CL A 882681109 6089 678800 SH SOLE 678800 THERMAGE INC COM 88343R101 2555 893500 SH SOLE 893500 THERMO FISHER SCIENTIFIC INC COM 883556102 9586 172000 SH SOLE 172000 THORNBURG MTG INC COM 885218107 223 1104132 SH SOLE 1104132 TIME WARNER INC COM 887317105 5313 359000 SH SOLE 359000 TIVO INC COM 888706108 7442 1206220 SH SOLE 1206220 TRANSMETA CORP DEL COM 89376R208 1910 138330 SH SOLE 138330 TRANSOCEAN INC NEW SHS G90073100 717 4705 SH SOLE 4705
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ TREX INC COM 89531P105 2933 250000 SH SOLE 250000 TRINA SOLAR LIMITED SPON ADR 89628E104 7758 253200 SH SOLE 253200 TYSON FOODS INC CL A 902494103 1121 75000 SH SOLE 75000 ULTRA PETROLEUM CORP COM 903914109 149589 1523305 SH SOLE 1523305 ULURU INC COM 90403T100 3194 3434800 SH SOLE 3434800 UNDER ARMOUR INC CL A 904311107 4695 183100 SH SOLE 183100 USANA HEALTH SCIENCES INC COM 90328M107 2265 84300 SH SOLE 84300 VALIDUS HOLDINGS LTD COM SHS G9319H102 3041 143108 SH SOLE 143108 VICOR CORP COM 925815102 26058 2611000 SH SOLE 2611000 VISA INC COM CL A 92826C839 2927 36000 SH SOLE 36000 VISTAPRINT LIMITED SHS G93762204 16334 610400 SH SOLE 610400 VIVUS INC COM 928551100 1329 198900 SH SOLE 198900 VONAGE HLDGS CORP COM 92886T201 322 193700 SH SOLE 193700 WAL MART STORES INC COM 931142103 43038 765800 SH SOLE 765800 WEATHERFORD INTERNATIONAL LT COM G95089101 73547 1483100 SH SOLE 1483100 WELLPOINT INC COM 94973V107 14265 299300 SH PUT SOLE 299300 WELLPOINT INC COM 94973V107 2850 59800 SH SOLE 59800 WELLS FARGO & CO NEW COM 949746101 23574 992600 SH PUT SOLE 992600 WYETH COM 983024100 4125 86000 SH SOLE 86000 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 4183 262740 SH SOLE 262740 YRC WORLDWIDE INC COM 984249102 6073 408400 SH SOLE 408400 ZIMMER HLDGS INC COM 98956P102 8615 126600 SH SOLE 126600
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