13F-HR 1 form_13f-pequot.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: PEQUOT CAPITAL MANAGEMENT, INC. Address: 500 NYALA FARM ROAD WESTPORT, CT 06880 13F File Number: 28-04495 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: ARYEH DAVIS Title: COO, GENERAL COUNSEL & SECRETARY Phone: (203) 429-2200 Signature, Place, and Date of Signing:
/S/ ARYEH DAVIS WESTPORT, CT/USA November 14, 2007 ----------------------- ------------------------- ----------------------- [SIGNATURE] [CITY, STATE] [DATE]
Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------ Form13F Information Table Entry Total: 643 ------------ Form13F Information Table Value Total: $7,501,523 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3COM CORP COM 885535104 1031 208733 SH SOLE 208733 8X8 INC NEW COM 282914100 264 211100 SH SOLE 211100 A S V INC COM 001963107 491 35000 SH PUT SOLE 35000 ABBOTT LABS COM 002824100 6381 119000 SH SOLE 119000 ACACIA RESH CORP ACACIA TCH COM 003881307 5268 358842 SH SOLE 358842 ACADIA PHARMACEUTICALS INC COM 004225108 8735 580390 SH SOLE 580390 ACHILLION PHARMACEUTICALS IN COM 00448Q201 1957 303000 SH SOLE 303000 ADAPTEC INC COM 00651F108 286 74800 SH SOLE 74800 ADOBE SYS INC COM 00724F101 1092 25000 SH SOLE 25000 ADTRAN INC COM 00738A106 10777 467960 SH SOLE 467960 ADVANCED ANALOGIC TECHNOLOGI COM 00752J108 17033 1600885 SH SOLE 1600885 ADVANCED MEDICAL OPTICS INC COM 00763M108 6577 215000 SH SOLE 215000 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 4575 844100 SH SOLE 844100 AERCAP HOLDINGS NV SHS N00985106 13836 555886 SH SOLE 555886 AEROVIRONMENT INC COM 008073108 879 38200 SH SOLE 38200 AFFILIATED MANAGERS GROUP COM 008252108 8186 64200 SH SOLE 64200 AGNICO EAGLE MINES LTD COM 008474108 5976 120000 SH SOLE 120000 AIRTRAN HLDGS INC COM 00949P108 6025 612256 SH SOLE 612256 AKAMAI TECHNOLOGIES INC COM 00971T101 1135 39500 SH CALL SOLE 39500 AKORN INC COM 009728106 176805 23605491 SH SOLE 23605491 ALCOA INC COM 013817101 17412 445100 SH SOLE 445100 ALDILA INC COM NEW 014384200 798 48300 SH SOLE 48300 ALEXION PHARMACEUTICALS INC COM 015351109 28188 432662 SH SOLE 432662 ALEXZA PHARMACEUTICALS INC COM 015384100 7348 848500 SH SOLE 848500 ALLIANCE DATA SYSTEMS CORP COM 018581108 29350 379000 SH SOLE 379000 ALLIED WASTE INDS INC COM PAR$.01NEW 019589308 2423 190000 SH SOLE 190000 ALLOT COMMUNICATIONS LTD SHS M0854Q105 247 41100 SH SOLE 41100 ALLTEL CORP COM 020039103 5219 74900 SH SOLE 74900 ALPHATEC HOLDINGS INC COM 02081G102 6171 1794000 SH SOLE 1794000 ALTRIA GROUP INC COM 02209S103 13670 196600 SH SOLE 196600 AMAG PHARMACEUTICALS INC COM 00163U106 8649 151200 SH SOLE 151200 AMEDISYS INC COM 023436108 7571 197066 SH SOLE 197066 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 960 15000 SH SOLE 15000 AMERICAN COMMERCIAL LINES COM NEW 025195207 1258 53000 SH SOLE 53000 AMERICAN EQTY INVT LIFE HLD COM 025676206 1863 174900 SH SOLE 174900 AMERICAN PHYSICIANS SVC GROU COM 028882108 2870 156000 SH SOLE 156000 AMERICREDIT CORP COM 03060R101 17960 1021600 SH SOLE 1021600 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERITYRE CORP COM 03073V107 145 41707 SH SOLE 41707 AMGEN INC COM 031162100 79198 1400000 SH CALL SOLE 1400000 AMICUS THERAPEUTICS INC COM 03152W109 836 50000 SH SOLE 50000 AMKOR TECHNOLOGY INC COM 031652100 8630 749100 SH SOLE 749100 AMN HEALTHCARE SERVICES INC COM 001744101 978 52200 SH SOLE 52200 AMYLIN PHARMACEUTICALS INC COM 032346108 8264 165284 SH SOLE 165284 ANNALY CAP MGMT INC COM 035710409 11552 725200 SH SOLE 725200 APAC CUSTOMER SERVICES INC COM 00185E106 50 20000 SH SOLE 20000 APOLLO GROUP INC CL A 037604105 65931 1096113 SH SOLE 1096113 APOLLO GROUP INC CL A 037604105 10827 180000 SH CALL SOLE 180000 APPLE INC COM 037833100 56744 369740 SH SOLE 369740 APPLE INC COM 037833100 6139 40000 SH CALL SOLE 40000 ARENA PHARMACEUTICALS INC COM 040047102 11377 1039000 SH SOLE 1039000 ARRAY BIOPHARMA INC COM 04269X105 322 28700 SH SOLE 28700 ART TECHNOLOGY GROUP INC COM 04289L107 9181 3039969 SH SOLE 3039969 ASPENBIO PHARMA INC COM 045346103 338 35000 SH SOLE 35000 ASSISTED LIVING CONCPT NEV N CL A 04544X102 1049 114800 SH SOLE 114800 AT&T INC COM 00206R102 2869 67800 SH SOLE 67800 ATMEL CORP COM 049513104 215 41600 SH SOLE 41600 AU OPTRONICS CORP SPONSORED ADR 002255107 7147 422400 SH SOLE 422400 AUTHORIZE NET HLDGS INC COM 052686102 6577 373057 SH SOLE 373057 AUTOMATIC DATA PROCESSING IN COM 053015103 6233 135700 SH SOLE 135700 AVANIR PHARMACEUTICALS CL A NEW 05348P401 1179 550800 SH SOLE 550800 AVAYA INC COM 053499109 956 56378 SH SOLE 56378 AVERY DENNISON CORP COM 053611109 7413 130000 SH PUT SOLE 130000 AVIGEN INC COM 053690103 2058 381100 SH SOLE 381100 BABYUNIVERSE INC COM 056332109 415 37995 SH SOLE 37995 BABYUNIVERSE INC COM 056332109 4270 390625 SH SOLE 390625 BAKERS FOOTWEAR GROUP INC COM 057465106 1454 326000 SH SOLE 326000 BALLANTYNE OMAHA INC COM 058516105 8884 1503200 SH SOLE 1503200 BALLARD PWR SYS INC COM 05858H104 383 77000 SH SOLE 77000 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 19289 828576 SH SOLE 828576 BANK OF AMERICA CORPORATION COM 060505104 6892 137100 SH SOLE 137100 BANKRATE INC COM 06646V108 2094 45400 SH SOLE 45400 BARRICK GOLD CORP COM 067901108 82389 2045400 SH SOLE 2045400 BARRICK GOLD CORP COM 067901108 41488 1030000 SH CALL SOLE 1030000 BAUSCH & LOMB INC COM 071707103 6886 107600 SH SOLE 107600 BCE INC COM NEW 05534B760 19046 474300 SH SOLE 474300 BEA SYS INC COM 073325102 1179 85000 SH SOLE 85000 BEAZER HOMES USA INC COM 07556Q105 662 80300 SH SOLE 80300 BEST BUY INC COM 086516101 3949 85800 SH SOLE 85800 BIOMARIN PHARMACEUTICAL INC COM 09061G101 7769 312000 SH SOLE 312000 BIOPURE CORP CL A NEW 09065H303 7 14000 SH SOLE 14000 BLACK & DECKER CORP COM 091797100 8330 100000 SH PUT SOLE 100000 BLACKBOARD INC COM 091935502 229 5000 SH SOLE 5000 BLACKROCK FLOAT RATE OME STR COM 09255X100 2613 153100 SH SOLE 153100 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BLOCKBUSTER INC CL A 093679108 2957 550700 SH SOLE 550700 BLUEPHOENIX SOLUTIONS LTD SHS M20157109 460 25000 SH SOLE 25000 BMC SOFTWARE INC COM 055921100 1562 50000 SH SOLE 50000 BOEING CO COM 097023105 59078 562700 SH SOLE 562700 BOEING CO COM 097023105 9449 90000 SH CALL SOLE 90000 BOOKHAM INC COM 09856E105 8058 3018000 SH SOLE 3018000 BOSTON BEER INC CL A 100557107 3406 70000 SH SOLE 70000 BOSTON SCIENTIFIC CORP COM 101137107 11533 826738 SH SOLE 826738 BRADY CORP CL A 104674106 2347 65400 SH SOLE 65400 BRIGHTPOINT INC COM NEW 109473405 3002 200000 SH CALL SOLE 200000 BRISTOL MYERS SQUIBB CO COM 110122108 69540 2412900 SH CALL SOLE 2412900 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 437 12500 SH CALL SOLE 12500 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 22937 656474 SH SOLE 656474 CADENCE DESIGN SYSTEM INC COM 127387108 2030 91500 SH SOLE 91500 CALGON CARBON CORP COM 129603106 3135 224600 SH SOLE 224600 CANDELA CORP COM 136907102 2291 269800 SH SOLE 269800 CANO PETE INC COM 137801106 297 40000 SH SOLE 40000 CANTEL MEDICAL CORP COM 138098108 281 18000 SH SOLE 18000 CAPELLA EDUCATION COMPANY COM 139594105 6704 119900 SH SOLE 119900 CAPITAL ONE FINL CORP COM 14040H105 9965 150000 SH PUT SOLE 150000 CAPSTEAD MTG CORP COM NO PAR 14067E506 771 75000 SH SOLE 75000 CAPSTONE TURBINE CORP COM 14067D102 6720 5600000 SH SOLE 5600000 CAREER EDUCATION CORP COM 141665109 50382 1800006 SH SOLE 1800006 CAREER EDUCATION CORP COM 141665109 8117 290000 SH CALL SOLE 290000 CARMIKE CINEMAS INC COM 143436400 16537 900200 SH SOLE 900200 CATALYST PHARM PARTNERS INC COM 14888U101 1600 500000 SH SOLE 500000 CBEYOND INC COM 149847105 457 11200 SH SOLE 11200 CBRE REALTY FINANCE INC COM 12498B307 1930 327100 SH SOLE 327100 CENTENNIAL COMMUNCTNS CORP N CL A NEW 15133V208 1285 127000 SH SOLE 127000 CEPHALON INC COM 156708109 87672 1200000 SH CALL SOLE 1200000 CERIDIAN CORP NEW COM 156779100 18047 519500 SH SOLE 519500 CHARLES RIV LABS INTL INC COM 159864107 11988 213500 SH SOLE 213500 CHARTER COMMUNICATIONS INC D CL A 16117M107 244 94618 SH SOLE 94618 CHECKPOINT SYS INC COM 162825103 924 35000 SH SOLE 35000 CHINA MED TECHNOLOGIES INC SPONSORED ADR 169483104 4245 99200 SH SOLE 99200 CHIPOTLE MEXICAN GRILL INC CL B 169656204 109044 1019100 SH SOLE 1019100 CIENA CORP COM NEW 171779309 2711 71200 SH SOLE 71200 CISCO SYS INC COM 17275R102 32805 990200 SH SOLE 990200 CITADEL BROADCASTING CORP COM 17285T106 635 152600 SH SOLE 152600 CITI TRENDS INC COM 17306X102 3079 141491 SH SOLE 141491 CITIZENS INC CL A 174740100 472 61700 SH SOLE 61700 CITRIX SYS INC COM 177376100 202 5000 SH SOLE 5000 CLEARPOINT BUSINESS RES INC COM 185061108 1776 445002 SH SOLE 445002 CLEARPOINT BUSINESS RES INC *W EXP 04/17/09 185061116 205 500600 SH SOLE 500600 CLINICAL DATA INC NEW COM 18725U109 21363 527700 SH SOLE 527700 CME GROUP INC COM 12572Q105 29368 50000 SH PUT SOLE 50000 CMGI INC COM 125750109 2106 1548300 SH SOLE 1548300 COACH INC COM 189754104 10872 230000 SH CALL SOLE 230000 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- COACH INC COM 189754104 79971 1691800 SH SOLE 1691800 COGENT COMM GROUP INC COM NEW 19239V302 4835 207154 SH SOLE 207154 COHERENT INC COM 192479103 7956 248000 SH SOLE 248000 COINSTAR INC COM 19259P300 1374 42700 SH SOLE 42700 COINSTAR INC COM 19259P300 1930 60000 SH CALL SOLE 60000 COMCAST CORP NEW CL A 20030N101 1499 62000 SH SOLE 62000 COMCAST CORP NEW CL A SPL 20030N200 8865 370000 SH SOLE 370000 COMMERCIAL METALS CO COM 201723103 785 24800 SH SOLE 24800 COMMTOUCH SOFTWARE LTD ORD M25596103 295 149000 SH SOLE 149000 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 49877 1470000 SH CALL SOLE 1470000 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 140617 4144334 SH SOLE 4144334 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 3393 100000 SH PUT SOLE 100000 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 3861 80800 SH SOLE 80800 COMPUCREDIT CORP COM 20478N100 1144 52700 SH SOLE 52700 CONCUR TECHNOLOGIES INC COM 206708109 552 17500 SH SOLE 17500 CONSECO INC COM NEW 208464883 5477 342325 SH SOLE 342325 CONSOL ENERGY INC COM 20854P109 4194 90000 SH SOLE 90000 CONVERGYS CORP COM 212485106 3510 202200 SH SOLE 202200 COOPER COS INC COM NEW 216648402 6500 124000 SH SOLE 124000 CORINTHIAN COLLEGES INC COM 218868107 656 48500 SH SOLE 48500 CORNING INC COM 219350105 1844 74800 SH SOLE 74800 CORNING INC COM 219350105 907 36800 SH CALL SOLE 36800 CORPORATE EXECUTIVE BRD CO COM 21988R102 66265 892576 SH SOLE 892576 COSTCO WHSL CORP NEW COM 22160K105 2130 34700 SH SOLE 34700 COTT CORP QUE COM 22163N106 891 111800 SH SOLE 111800 COUNTRYWIDE FINANCIAL CORP COM 222372104 1384 72800 SH SOLE 72800 COUNTRYWIDE FINANCIAL CORP COM 222372104 27260 1434000 SH PUT SOLE 1434000 COVANTA HLDG CORP COM 22282E102 1662 67800 SH SOLE 67800 COVIDIEN LTD COM G2552X108 22001 530150 SH SOLE 530150 CREDENCE SYS CORP COM 225302108 2192 709400 SH SOLE 709400 CROWN HOLDINGS INC COM 228368106 1766 77600 SH SOLE 77600 CSX CORP COM 126408103 367 8600 SH SOLE 8600 CURAGEN CORP COM 23126R101 3411 2471590 SH SOLE 2471590 CV THERAPEUTICS INC COM 126667104 4939 550000 SH CALL SOLE 550000 CYBERSOURCE CORP COM 23251J106 602 121314 SH SOLE 121314 CYPRESS SEMICONDUCTOR CORP COM 232806109 14491 496100 SH SOLE 496100 DECKERS OUTDOOR CORP COM 243537107 19929 181500 SH SOLE 181500 DEERFIELD TRIARC CAP CORP COM 244572301 2127 235000 SH SOLE 235000 DELL INC COM 24702R101 1380 50000 SH SOLE 50000 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 5611 101100 SH SOLE 101100 DEXCOM INC COM 252131107 7820 782000 SH SOLE 782000 DIAMOND OFFSHORE DRILLING IN COM 25271C102 5551 49000 SH SOLE 49000 DICE HLDGS INC COM 253017107 5140 500000 SH SOLE 500000 DIGITAL RIV INC COM 25388B104 9956 222486 SH SOLE 222486 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- DIRECTV GROUP INC COM 25459L106 1335 55000 SH SOLE 55000 DISCOVERY HOLDING CO CL A COM 25468Y107 21868 758000 SH SOLE 758000 DIVX INC COM 255413106 848 57000 SH SOLE 57000 DJO INCORPORATED COM 23325G104 6383 130000 SH SOLE 130000 DOLBY LABORATORIES INC COM 25659T107 3726 107000 SH SOLE 107000 DOLLAR FINL CORP COM 256664103 14299 501200 SH SOLE 501200 DOUBLE EAGLE PETE CO COM PAR $0.10 258570209 750 41900 SH SOLE 41900 DOUBLE-TAKE SOFTWARE INC COM 258598101 669 35000 SH SOLE 35000 DRS TECHNOLOGIES INC COM 23330X100 4134 75000 SH SOLE 75000 DTS INC COM 23335C101 380 12500 SH SOLE 12500 DUSA PHARMACEUTICALS INC COM 266898105 99 45600 SH SOLE 45600 DYNAMEX INC COM 26784F103 16112 628900 SH SOLE 628900 E HOUSE CHINA HLDGS LTD ADR 26852W103 2290 100000 SH SOLE 100000 E M C CORP MASS COM 268648102 2912 140000 SH CALL SOLE 140000 E M C CORP MASS COM 268648102 37440 1800000 SH PUT SOLE 1800000 E M C CORP MASS COM 268648102 2236 107500 SH SOLE 107500 E TRADE FINANCIAL CORP COM 269246104 69015 5288500 SH SOLE 5288500 EASTMAN KODAK CO COM 277461109 2676 100000 SH PUT SOLE 100000 EATON VANCE SR INCOME TR SH BEN INT 27826S103 1611 202400 SH SOLE 202400 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 7649 163400 SH SOLE 163400 ECLIPSYS CORP COM 278856109 1950 83625 SH SOLE 83625 EDGEWATER TECHNOLOGY INC COM 280358102 1533 176050 SH SOLE 176050 EDO CORP COM 281347104 28145 502500 SH SOLE 502500 ELECTRO OPTICAL SCIENCES INC COM 285192100 2398 436000 SH SOLE 436000 ELECTRO SCIENTIFIC INDS COM 285229100 1586 66200 SH SOLE 66200 ELOYALTY CORP COM NEW 290151307 4099 298097 SH SOLE 298097 EMAGEON INC COM 29076V109 3536 422000 SH SOLE 422000 EMPLOYERS HOLDINGS INC COM 292218104 324 15700 SH SOLE 15700 ENCORE CAP GROUP INC COM 292554102 2592 219644 SH SOLE 219644 ENDEAVOUR INTL CORP COM 29259G101 927 820541 SH SOLE 820541 ENERGIZER HLDGS INC COM 29266R108 3880 35000 SH SOLE 35000 ENERGY CONVERSION DEVICES IN COM 292659109 2672 117600 SH SOLE 117600 ENERNOC INC COM 292764107 210 5500 SH SOLE 5500 ENSCO INTL INC COM 26874Q100 2132 38000 SH SOLE 38000 ENTREMED INC COM 29382F103 178 166000 SH SOLE 166000 ENTRUST INC COM 293848107 507 238000 SH SOLE 238000 ENZON PHARMACEUTICALS INC COM 293904108 55996 6356000 SH SOLE 6356000 EURONET WORLDWIDE INC COM 298736109 3986 133900 SH SOLE 133900 EVERCORE PARTNERS INC CLASS A 29977A105 3546 134880 SH SOLE 134880 EXAR CORP COM 300645108 10312 789603 SH SOLE 789603 EXCO RESOURCES INC COM 269279402 786 47500 SH SOLE 47500 EXIDE TECHNOLOGIES COM NEW 302051206 819 126000 SH SOLE 126000 EXTERRAN HLDGS INC COM 30225X103 4941 61500 SH SOLE 61500 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- EZCORP INC CL A NON VTG 302301106 404 30000 SH SOLE 30000 FACTORY CARD OUTLET & PARTY COM 303051106 2444 150000 SH SOLE 150000 FALCONSTOR SOFTWARE INC COM 306137100 333 27600 SH SOLE 27600 FIBERTOWER CORP COM 31567R100 22422 5839157 SH SOLE 5839157 FIRST ADVANTAGE CORP CL A 31845F100 37198 2105130 SH SOLE 2105130 FIRST CONSULTING GROUP INC COM 31986R103 9230 896139 SH SOLE 896139 FIRST MERCURY FINANCIAL CORP COM 320841109 1613 75000 SH SOLE 75000 FIRST SOLAR INC COM 336433107 29011 246400 SH SOLE 246400 FIRSTFED FINL CORP COM 337907109 5376 108500 SH SOLE 108500 FLEETWOOD ENTERPRISES INC COM 339099103 599 70000 SH SOLE 70000 FLUOR CORP NEW COM 343412102 38140 264900 SH SOLE 264900 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 337005 5808430 SH SOLE 5808430 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 188855 3255000 SH CALL SOLE 3255000 FORD MTR CO DEL COM PAR $0.01 345370860 64270 7570100 SH SOLE 7570100 FOSTER WHEELER LTD SHS NEW G36535139 6853 52200 SH SOLE 52200 FRANKLIN ELEC INC COM 353514102 6550 159318 SH SOLE 159318 FRANKLIN RES INC COM 354613101 10697 83900 SH SOLE 83900 FREEDOM ACQUISITION HLDGS IN *W EXP 12/28/11 35645F111 244 80000 SH SOLE 80000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 59300 565350 SH SOLE 565350 FREEPORT-MCMORAN COPPER & GO COM 35671D857 9440 90000 SH CALL SOLE 90000 FRONTLINE LTD SHS G3682E127 1473 30500 SH PUT SOLE 30500 FSI INTL INC COM 302633102 79 34000 SH SOLE 34000 FUEL TECH INC COM 359523107 1038 47000 SH PUT SOLE 47000 FUELCELL ENERGY INC COM 35952H106 5874 660700 SH SOLE 660700 FUSHI INTL INC COM 36113C101 145 10400 SH SOLE 10400 GAFISA S A SPONS ADR 362607301 9231 273600 SH SOLE 273600 GANNETT INC COM 364730101 2810 64300 SH SOLE 64300 GASTAR EXPL LTD COM 367299104 798 550000 SH SOLE 550000 GATEWAY INC COM 367626108 22955 12209900 SH SOLE 12209900 GAYLORD ENTMT CO NEW COM 367905106 3789 71200 SH SOLE 71200 GEMSTAR-TV GUIDE INTL INC COM 36866W106 418 60000 SH SOLE 60000 GENCO SHIPPING & TRADING LTD SHS Y2685T107 6306 96233 SH SOLE 96233 GENERAL CABLE CORP DEL NEW COM 369300108 537 8000 SH SOLE 8000 GENERAL ELECTRIC CO COM 369604103 53876 1301350 SH SOLE 1301350 GENERAL ELECTRIC CO COM 369604103 10350 250000 SH CALL SOLE 250000 GENERAL MARITIME CORP SHS Y2692M103 558 20000 SH PUT SOLE 20000 GENOMIC HEALTH INC COM 37244C101 2936 153000 SH SOLE 153000 GENTA INC COM PAR $0.001 37245M504 271 201897 SH SOLE 201897 GEO GROUP INC COM 36159R103 2638 89100 SH SOLE 89100 GIGAMEDIA LTD ORD Y2711Y104 1131 70000 SH CALL SOLE 70000 GIGAMEDIA LTD ORD Y2711Y104 1079 66750 SH SOLE 66750 GOLDCORP INC NEW COM 380956409 24406 797681 SH SOLE 797681 GOOGLE INC CL A 38259P508 14982 26410 SH SOLE 26410 GOOGLE INC CL A 38259P508 4425 7800 SH CALL SOLE 7800 GP STRATEGIES CORP COM 36225V104 13485 1214870 SH SOLE 1214870 GRANT PRIDECO INC COM 38821G101 4089 75000 SH SOLE 75000 GRAPHIC PACKAGING CORP DEL COM 388688103 904 200000 SH SOLE 200000 GREAT LAKES DREDGE & DOCK CO COM 390607109 350 40000 SH SOLE 40000 GRUBB & ELLIS CO COM PAR $0.01 400095204 2157 231900 SH SOLE 231900 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 794 16000 SH SOLE 16000 GRUPO SIMEC S A B DE C V ADR 400491106 298 28500 SH SOLE 28500 GSE SYS INC COM 36227K106 1056 156862 SH SOLE 156862 GUIDANCE SOFTWARE INC COM 401692108 1650 130243 SH SOLE 130243 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- GUITAR CTR MGMT INC COM 402040109 1311 22100 SH SOLE 22100 GULFPORT ENERGY CORP COM NEW 402635304 1078 45583 SH SOLE 45583 HANOVER INS GROUP INC COM 410867105 7486 169400 SH SOLE 169400 HARLEY DAVIDSON INC COM 412822108 4621 100000 SH PUT SOLE 100000 HARRAHS ENTMT INC COM 413619107 21619 248700 SH SOLE 248700 HARRIS INTERACTIVE INC COM 414549105 2926 679000 SH SOLE 679000 HEALTHCARE SVCS GRP INC COM 421906108 50679 2500199 SH SOLE 2500199 HEARTLAND PMT SYS INC COM 42235N108 3452 134314 SH SOLE 134314 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 16258 382900 SH SOLE 382900 HIGHLAND DISTRESSED OPPORT I COM 430067108 1261 98100 SH SOLE 98100 HILL INTERNATIONAL INC COM 431466101 3080 342196 SH SOLE 342196 HILL INTERNATIONAL INC *W EXP 04/23/08 431466119 748 200000 SH SOLE 200000 HMS HLDGS CORP COM 40425J101 246 10000 SH SOLE 10000 HOLOGIC INC COM 436440101 5490 90000 SH SOLE 90000 HORIZON OFFSHORE INC COM NEW 44043J204 21358 1294400 SH SOLE 1294400 HOSPIRA INC COM 441060100 13388 323000 SH SOLE 323000 HQ SUSTAINABLE MARITIM IND I COM NEW 40426A208 685 70000 SH SOLE 70000 HSBC HLDGS PLC SPON ADR NEW 404280406 9545 103081 SH SOLE 103081 HURON CONSULTING GROUP INC COM 447462102 33594 462600 SH SOLE 462600 HYDROGEN CORP COM 44887Q108 3298 1116313 SH SOLE 1116313 I-FLOW CORP COM NEW 449520303 776 41764 SH SOLE 41764 I-TRAX INC COM NEW 45069D203 12107 3144606 SH SOLE 3144606 IHS INC CL A 451734107 6491 114900 SH SOLE 114900 ILLUMINA INC COM 452327109 15102 291100 SH SOLE 291100 IMCLONE SYS INC COM 45245W109 5879 142200 SH SOLE 142200 INDEVUS PHARMACEUTICALS INC COM 454072109 1037 150000 SH SOLE 150000 INDYMAC BANCORP INC COM 456607100 4703 199200 SH SOLE 199200 INDYMAC BANCORP INC COM 456607100 9444 400000 SH PUT SOLE 400000 INFINERA CORPORATION COM 45667G103 2313 114800 SH SOLE 114800 INHIBITEX INC COM 45719T103 1087 830000 SH SOLE 830000 INNERWORKINGS INC COM 45773Y105 6959 403900 SH SOLE 403900 INPHONIC INC COM 45772G105 152 55000 SH SOLE 55000 INSULET CORP COM 45784P101 46421 2134289 SH SOLE 2134289 INTEGRATED DEVICE TECHNOLOGY COM 458118106 2474 159800 SH SOLE 159800 INTEL CORP COM 458140100 7117 275200 SH SOLE 275200 INTERACTIVE BROKERS GROUP IN COM 45841N107 13064 497500 SH SOLE 497500 INTERMUNE INC COM 45884X103 3866 202100 SH SOLE 202100 INTERNET CAP GROUP INC COM NEW 46059C205 13909 1159100 SH SOLE 1159100 INTEROIL CORP COM 460951106 8399 265800 SH SOLE 265800 INTERPUBLIC GROUP COS INC COM 460690100 1038 100000 SH PUT SOLE 100000 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- INVERNESS MED INNOVATIONS IN COM 46126P106 279 5052 SH SOLE 5052 INVESCO PLC SPONSORED ADR 46127U104 683 25000 SH SOLE 25000 INVITROGEN CORP COM 46185R100 1806 22100 SH SOLE 22100 IOMEGA CORP COM NEW 462030305 311 59300 SH SOLE 59300 IPG PHOTONICS CORP COM 44980X109 708 36000 SH SOLE 36000 IROBOT CORP COM 462726100 10474 526878 SH SOLE 526878 IRVINE SENSORS CORP COM NEW 463664508 960 873163 SH SOLE 873163 ISHARES INC MSCI JAPAN 464286848 9275 646800 SH SOLE 646800 ISHARES INC MSCI SWEDEN 464286756 629 17000 SH SOLE 17000 ISHARES TR RUSSELL 2000 464287655 118859 1485000 SH PUT SOLE 1485000 ISHARES TR NASDQ BIO INDX 464287556 12450 150000 SH PUT SOLE 150000 ISHARES TR RUSSELL 2000 464287655 400 5000 SH SOLE 5000 JABIL CIRCUIT INC COM 466313103 13535 592600 SH SOLE 592600 JACK IN THE BOX INC COM 466367109 77678 1198000 SH SOLE 1198000 JAMES RIVER COAL CO COM NEW 470355207 4586 739700 SH SOLE 739700 KEMET CORP COM 488360108 1103 150000 SH SOLE 150000 KENDLE INTERNATIONAL INC COM 48880L107 9344 225000 SH SOLE 225000 KENNAMETAL INC COM 489170100 756 9000 SH SOLE 9000 KERYX BIOPHARMACEUTICALS INC COM 492515101 2704 272000 SH SOLE 272000 KEYSTONE AUTOMOTIVE INDS INC COM 49338N109 40913 856647 SH SOLE 856647 KFORCE INC COM 493732101 283 22000 SH SOLE 22000 KHD HUMBOLDT WEDAG INTL LTD COM 482462108 11585 379850 SH SOLE 379850 KNBT BANCORP INC COM 482921103 784 47400 SH SOLE 47400 KRAFT FOODS INC CL A 50075N104 1994 57788 SH SOLE 57788 KROGER CO COM 501044101 19151 671500 SH SOLE 671500 LANTRONIX INC COM 516548104 46 45734 SH SOLE 45734 LATTICE SEMICONDUCTOR CORP COM 518415104 337 75000 SH SOLE 75000 LAWSON SOFTWARE INC NEW COM 52078P102 851 85000 SH SOLE 85000 LAZARD LTD SHS A G54050102 15722 370800 SH SOLE 370800 LDK SOLAR CO LTD SPONSORED ADR 50183L107 2852 41400 SH SOLE 41400 LEAP WIRELESS INTL INC COM NEW 521863308 29676 364700 SH SOLE 364700 LECG CORP COM 523234102 2128 142800 SH SOLE 142800 LEE ENTERPRISES INC COM 523768109 897 57600 SH SOLE 57600 LEHMAN BROS HLDGS INC COM 524908100 98151 1590000 SH PUT SOLE 1590000 LEMAITRE VASCULAR INC COM 525558201 3898 517000 SH SOLE 517000 LENOX GROUP INC COM 526262100 237 49400 SH SOLE 49400 LEXICON PHARMACEUTICALS INC COM 528872104 2001 578400 SH SOLE 578400 LIBBEY INC COM 529898108 4033 230202 SH SOLE 230202 LIBERTY GLOBAL INC COM SER C 530555309 17888 462698 SH SOLE 462698 LIFE TIME FITNESS INC COM 53217R207 29413 479500 SH SOLE 479500 LILLY ELI & CO COM 532457108 11967 210200 SH SOLE 210200 LIMCO PIEDMONT INC COM 53261T109 2773 209000 SH SOLE 209000 LINDSAY CORP COM 535555106 219 5000 SH SOLE 5000 LIONS GATE ENTMNT CORP COM NEW 535919203 11149 1081400 SH SOLE 1081400 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- LOEWS CORP COM 540424108 2553 52800 SH SOLE 52800 LULULEMON ATHLETICA INC COM 550021109 1463 34800 SH SOLE 34800 LUNA INNOVATIONS COM 550351100 123 28300 SH SOLE 28300 LYONDELL CHEMICAL CO COM 552078107 9899 213568 SH SOLE 213568 MAGAL SECURITY SYS LTD ORD M6786D104 1733 194953 SH SOLE 194953 MAGNA ENTMT CORP CL A 559211107 345 152000 SH SOLE 152000 MAJESCO ENTERTAINMENT CO COM NEW 560690208 205 155000 SH SOLE 155000 MANNKIND CORP COM 56400P201 726 75000 SH SOLE 75000 MARLIN BUSINESS SVCS CORP COM 571157106 11693 815963 SH SOLE 815963 MARSH & MCLENNAN COS INC COM 571748102 8415 330000 SH CALL SOLE 330000 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 9333 570100 SH SOLE 570100 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2387 145800 SH CALL SOLE 145800 MAXIM INTEGRATED PRODS INC COM 57772K101 15561 530200 SH SOLE 530200 MCCORMICK & SCHMICKS SEAFD R COM 579793100 1977 105000 SH SOLE 105000 MCDONALDS CORP COM 580135101 49954 917100 SH SOLE 917100 MEDAREX INC COM 583916101 7080 500000 SH PUT SOLE 500000 MEDIA SCIENCES INTL INC COM 58446X107 310 58000 SH SOLE 58000 MEDIALINK WORLDWIDE INC COM 58445P105 4399 973249 SH SOLE 973249 MEDTRONIC INC COM 585055106 43943 779000 SH SOLE 779000 MELLANOX TECHNOLOGIES LTD SHS M51363113 8679 444415 SH SOLE 444415 MEMC ELECTR MATLS INC COM 552715104 46711 793600 SH SOLE 793600 MENTOR CORP MINN COM 587188103 42182 916000 SH SOLE 916000 MENTOR GRAPHICS CORP COM 587200106 529 35000 SH SOLE 35000 MERCADOLIBRE INC COM 58733R102 10352 285500 SH SOLE 285500 MERCK & CO INC COM 589331107 13026 252000 SH SOLE 252000 MERCK & CO INC COM 589331107 32461 628000 SH CALL SOLE 628000 MERGE TECHNOLOGIES INC COM 589981109 52 11800 SH SOLE 11800 METROPOLITAN HEALTH NETWORKS COM 592142103 3818 1660000 SH SOLE 1660000 MGIC INVT CORP WIS COM 552848103 6314 195426 SH SOLE 195426 MI DEVS INC CL A SUB VTG 55304X104 12082 364900 SH SOLE 364900 MICROSOFT CORP COM 594918104 31631 1073700 SH SOLE 1073700 MICROSTRATEGY INC CL A NEW 594972408 15202 191600 SH SOLE 191600 MIDDLEBY CORP COM 596278101 36646 567800 SH SOLE 567800 MIDLAND CO COM 597486109 5331 97000 SH SOLE 97000 MIDWEST AIR GROUP INC COM 597911106 40454 2459200 SH SOLE 2459200 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 1084 12925 SH SOLE 12925 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 2488 274000 SH SOLE 274000 MONTEREY GOURMET FOODS INC COM 612570101 76 20000 SH SOLE 20000 MOTOROLA INC COM 620076109 3243 175000 SH SOLE 175000 MOVE INC COM COM 62458M108 1236 447800 SH SOLE 447800 MVC CAPITAL INC COM 553829102 2731 147400 SH SOLE 147400 MYRIAD GENETICS INC COM 62855J104 10722 205600 SH SOLE 205600 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- NAPSTER INC COM 630797108 459 140239 SH SOLE 140239 NATIONAL CINEMEDIA INC COM 635309107 6639 296400 SH SOLE 296400 NATIONAL DENTEX CORP COM 63563H109 3353 209543 SH SOLE 209543 NATIONAL MED HEALTH CARD SYS COM NEW 636918302 4047 422900 SH SOLE 422900 NATURAL HEALTH TRENDS CORP COM PAR $.001 63888P406 424 191900 SH SOLE 191900 NCI INC CL A 62886K104 3313 175000 SH SOLE 175000 NDS GROUP PLC SPONSORED ADR 628891103 3030 60631 SH SOLE 60631 NEOMAGIC CORP COM NEW 640497202 282 68748 SH SOLE 68748 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 3257 119867 SH SOLE 119867 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 1223 45000 SH CALL SOLE 45000 NETEZZA CORP COM 64111N101 4399 351601 SH SOLE 351601 NETFLIX INC COM 64110L106 24833 1196800 SH SOLE 1196800 NETLOGIC MICROSYSTEMS INC COM 64118B100 10656 295085 SH SOLE 295085 NEUROCHEM INC COM 64125K101 315 113800 SH SOLE 113800 NEWCASTLE INVT CORP COM 65105M108 2275 129100 SH SOLE 129100 NEWMONT MINING CORP COM 651639106 6039 135000 SH SOLE 135000 NEWS CORP CL A 65248E104 330 15000 SH SOLE 15000 NEWSTAR FINANCIAL INC COM 65251F105 4271 380000 SH SOLE 380000 NEXCEN BRANDS INC COM 653351106 779 115900 SH SOLE 115900 NEXEN INC COM 65334H102 60188 1970800 SH SOLE 1970800 NICE SYS LTD SPONSORED ADR 653656108 3584 100000 SH SOLE 100000 NII HLDGS INC CL B NEW 62913F201 21690 264030 SH SOLE 264030 NOBLE INTL LTD COM 655053106 396 18590 SH SOLE 18590 NOKIA CORP SPONSORED ADR 654902204 23911 630400 SH SOLE 630400 NORFOLK SOUTHERN CORP COM 655844108 623 12000 SH SOLE 12000 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 1117 100000 SH SOLE 100000 NORTHSTAR NEUROSCIENCE INC COM 66704V101 10100 905000 SH SOLE 905000 NOVEN PHARMACEUTICALS INC COM 670009109 6372 400000 SH SOLE 400000 NPS PHARMACEUTICALS INC COM 62936P103 1725 300000 SH CALL SOLE 300000 NRG ENERGY INC COM NEW 629377508 3806 90000 SH SOLE 90000 NUANCE COMMUNICATIONS INC COM 67020Y100 676 35000 SH SOLE 35000 NUCOR CORP COM 670346105 88325 1485200 SH SOLE 1485200 NUCOR CORP COM 670346105 78500 1320000 SH CALL SOLE 1320000 NUMEREX CORP PA CL A 67053A102 227 26660 SH SOLE 26660 NUTRITION 21 INC COM 67069V108 57 60000 SH SOLE 60000 NUVEEN INVTS INC CL A 67090F106 8647 139600 SH SOLE 139600 NXSTAGE MEDICAL INC COM 67072V103 10157 701000 SH SOLE 701000 NYMEX HOLDINGS INC COM 62948N104 17678 135800 SH SOLE 135800 OCEAN PWR TECHNOLOGIES INC COM NEW 674870308 192 12200 SH SOLE 12200 OCULUS INNOVATIVE SCIENCES I COM 67575P108 1516 202100 SH SOLE 202100 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 4219 22000 SH PUT SOLE 22000 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- OM GROUP INC COM 670872100 528 10000 SH SOLE 10000 OMNICARE INC COM 681904108 3313 100000 SH CALL SOLE 100000 OMNICOM GROUP INC COM 681919106 1443 30000 SH PUT SOLE 30000 OMNIVISION TECHNOLOGIES INC COM 682128103 1525 67100 SH SOLE 67100 OMRIX BIOPHARMACEUTICALS INC COM 681989109 21215 600830 SH SOLE 600830 ONLINE RES CORP COM 68273G101 957 75745 SH SOLE 75745 ONYX PHARMACEUTICALS INC COM 683399109 10380 238500 SH SOLE 238500 OPTIMER PHARMACEUTICALS INC COM 68401H104 10529 1267075 SH SOLE 1267075 ORASURE TECHNOLOGIES INC COM 68554V108 302 30000 SH SOLE 30000 ORBCOMM INC COM 68555P100 306 40700 SH SOLE 40700 P F CHANGS CHINA BISTRO INC COM 69333Y108 4656 157300 SH SOLE 157300 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 2573 90314 SH SOLE 90314 PALOMAR MED TECHNOLOGIES INC COM NEW 697529303 1040 36500 SH PUT SOLE 36500 PANACOS PHARMACEUTICALS INC COM 69811Q106 6245 3903000 SH SOLE 3903000 PANTRY INC COM 698657103 4706 183600 SH SOLE 183600 PAPA JOHNS INTL INC COM 698813102 3351 137100 SH SOLE 137100 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 436 25000 SH SOLE 25000 PARTNERRE LTD COM G6852T105 5032 63700 SH SOLE 63700 PENNEY J C INC COM 708160106 136207 2149400 SH SOLE 2149400 PEOPLES UNITED FINANCIAL INC COM 712704105 21374 1236900 SH SOLE 1236900 PERKINELMER INC COM 714046109 6923 237000 SH SOLE 237000 PERRIGO CO COM 714290103 6426 301000 SH SOLE 301000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 5587 74000 SH SOLE 74000 PFIZER INC COM 717081103 2409 98600 SH SOLE 98600 PFSWEB INC COM 717098107 131 100000 SH SOLE 100000 PHARMASSET INC COM 71715N106 2894 238000 SH SOLE 238000 PHARMION CORP COM 71715B409 7862 170400 SH SOLE 170400 PHOTOMEDEX INC COM 719358103 242 230500 SH SOLE 230500 PLUG POWER INC COM 72919P103 866 279400 SH SOLE 279400 PLX TECHNOLOGY INC COM 693417107 8214 760520 SH SOLE 760520 PLX TECHNOLOGY INC COM 693417107 1080 100000 SH CALL SOLE 100000 PMC-SIERRA INC COM 69344F106 7009 835400 SH SOLE 835400 PNC FINL SVCS GROUP INC COM 693475105 4665 68500 SH SOLE 68500 POTASH CORP SASK INC COM 73755L107 17335 164000 SH SOLE 164000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 55009 1070000 SH PUT SOLE 1070000 PRECISION CASTPARTS CORP COM 740189105 2619 17700 SH SOLE 17700 PRESSTEK INC COM 741113104 451 71900 SH SOLE 71900 PRG-SCHULTZ INTERNATIONAL IN COM NEW 69357C503 4898 360700 SH SOLE 360700 PRICELINE COM INC COM NEW 741503403 11910 134200 SH SOLE 134200 PRINTRONIX INC COM 742578107 406 30600 SH SOLE 30600 PROGENICS PHARMACEUTICALS IN COM 743187106 11055 500000 SH SOLE 500000 PROS HOLDINGS INC COM 74346Y103 550 45600 SH SOLE 45600 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- PSYCHEMEDICS CORP COM NEW 744375205 1359 78700 SH SOLE 78700 PYRAMID BREWERIES INC COM 747135101 68 25000 SH SOLE 25000 QIAGEN N V ORD N72482107 5102 262837 SH SOLE 262837 QUALCOMM INC COM 747525103 37692 891900 SH SOLE 891900 QUALITY DISTR INC FLA COM 74756M102 1374 154360 SH SOLE 154360 QUIKSILVER INC COM 74838C106 1675 117100 SH SOLE 117100 R H DONNELLEY CORP COM NEW 74955W307 2801 50000 SH PUT SOLE 50000 REALNETWORKS INC COM 75605L104 2182 321757 SH SOLE 321757 RED LION HOTELS CORP COM 756764106 2041 198300 SH SOLE 198300 REDHOOK ALE BREWERY COM 757473103 451 72000 SH SOLE 72000 REGAL ENTMT GROUP CL A 758766109 11677 532000 SH SOLE 532000 REGENERON PHARMACEUTICALS COM 75886F107 18831 1057900 SH SOLE 1057900 REGENERON PHARMACEUTICALS COM 75886F107 2670 150000 SH CALL SOLE 150000 RELIANCE STEEL & ALUMINUM CO COM 759509102 8328 147300 SH SOLE 147300 RENTRAK CORP COM 760174102 764 55425 SH SOLE 55425 REPLIGEN CORP COM 759916109 1997 461100 SH SOLE 461100 RESEARCH IN MOTION LTD COM 760975102 345 3500 SH SOLE 3500 RESPIRONICS INC COM 761230101 18444 384000 SH SOLE 384000 RF MICRODEVICES INC COM 749941100 31416 4668050 SH SOLE 4668050 ROCKFORD CORP COM 77316P101 1313 656720 SH SOLE 656720 RUBIOS RESTAURANTS INC COM 78116B102 3763 378600 SH SOLE 378600 SABA SOFTWARE INC COM NEW 784932600 13520 2769840 SH SOLE 2769840 SALARY COM INC COM 794006106 5505 470074 SH SOLE 470074 SALESFORCE COM INC COM 79466L302 770 15000 SH SOLE 15000 SANDISK CORP COM 80004C101 1157 21000 SH SOLE 21000 SANMINA SCI CORP COM 800907107 685 323200 SH SOLE 323200 SCHERING PLOUGH CORP COM 806605101 5007 158300 SH SOLE 158300 SCHERING PLOUGH CORP COM 806605101 12241 387000 SH CALL SOLE 387000 SCIENTIFIC GAMES CORP CL A 80874P109 23594 627500 SH SOLE 627500 SEACOR HOLDINGS INC COM 811904101 951 10000 SH SOLE 10000 SEAGATE TECHNOLOGY SHS G7945J104 907 35463 SH SOLE 35463 SEALED AIR CORP NEW COM 81211K100 4345 170000 SH PUT SOLE 170000 SEATTLE GENETICS INC COM 812578102 6645 591200 SH SOLE 591200 SELECT COMFORT CORP COM 81616X103 2559 183458 SH SOLE 183458 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 160018 3800000 SH PUT SOLE 3800000 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 4046 150000 SH PUT SOLE 150000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 149292 4350000 SH PUT SOLE 4350000 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 13405 350000 SH SOLE 350000 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 4022 105000 SH PUT SOLE 105000 SENORX INC COM 81724W104 5041 590400 SH SOLE 590400 SHARPER IMAGE CORP COM 820013100 328 79300 SH SOLE 79300 SHIRE PLC SPONSORED ADR 82481R106 4119 55677 SH SOLE 55677 SIEMENS A G SPONSORED ADR 826197501 563 4100 SH SOLE 4100 SIERRA HEALTH SVCS INC COM 826322109 10674 253000 SH SOLE 253000 SILICON LABORATORIES INC COM 826919102 4272 102308 SH SOLE 102308 SILVER STD RES INC COM 82823L106 9666 259200 SH SOLE 259200 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- SIRENZA MICRODEVICES INC COM 82966T106 42630 2465563 SH SOLE 2465563 SIRF TECHNOLOGY HLDGS INC COM 82967H101 10577 495400 SH SOLE 495400 SKYWORKS SOLUTIONS INC COM 83088M102 38660 4276522 SH SOLE 4276522 SLM CORP COM 78442P106 19868 400000 SH PUT SOLE 400000 SLM CORP COM 78442P106 11176 225000 SH SOLE 225000 SMART BALANCE INC COM 83169Y108 2129 172500 SH SOLE 172500 SMITH & WESSON HLDG CORP COM 831756101 2513 131620 SH SOLE 131620 SOCKET COMMUNICATIONS INC COM 833672108 119 114300 SH SOLE 114300 SOFTBRANDS INC COM 83402A107 2523 1328093 SH SOLE 1328093 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 5142 391600 SH SOLE 391600 SONIC FDRY INC COM 83545R108 581 270000 SH SOLE 270000 SONIC INNOVATIONS INC COM 83545M109 4602 501800 SH SOLE 501800 SONICWALL INC COM 835470105 218 25000 SH SOLE 25000 SOURCEFORGE INC COM 83616W101 747 305100 SH SOLE 305100 SOUTHWESTERN ENERGY CO COM 845467109 9026 215680 SH SOLE 215680 SPANSION INC COM CL A 84649R101 9399 1112261 SH SOLE 1112261 SPDR TR UNIT SER 1 78462F103 62558 410000 SH PUT SOLE 410000 SPECTRUM PHARMACEUTICALS INC COM 84763A108 6179 1464100 SH SOLE 1464100 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 73896 1897700 SH SOLE 1897700 SPRINT NEXTEL CORP COM FON 852061100 665 35000 SH PUT SOLE 35000 STANLEY INC COM 854532108 634 23000 SH SOLE 23000 STAPLES INC COM 855030102 2523 117400 SH SOLE 117400 STARENT NETWORKS CORP COM 85528P108 1290 61100 SH SOLE 61100 STEREOTAXIS INC COM 85916J102 4964 360000 SH SOLE 360000 STRATEGIC DIAGNOSTICS INC COM 862700101 102 20000 SH SOLE 20000 STREETTRACKS GOLD TR GOLD SHS 863307104 26618 362100 SH SOLE 362100 SUN AMERICAN BANCORP *W EXP 05/13/09 86664A111 349 942106 SH SOLE 942106 SUN AMERICAN BANCORP COM NEW 86664A202 2030 325821 SH SOLE 325821 SUNAIR SERVICES CORP COM 867017105 1729 596300 SH SOLE 596300 SUNOPTA INC COM 8676EP108 3333 230000 SH SOLE 230000 SUNPOWER CORP COM CL A 867652109 73511 887600 SH SOLE 887600 SUNTECH PWR HLDGS CO LTD ADR 86800C104 2494 62500 SH SOLE 62500 SUNTRUST BKS INC COM 867914103 2482 32800 SH SOLE 32800 SUPER MICRO COMPUTER INC COM 86800U104 4504 461445 SH SOLE 461445 SUPERIOR ESSEX INC COM 86815V105 1456 39055 SH SOLE 39055 SYBASE INC COM 871130100 5216 225500 SH SOLE 225500 SYCAMORE NETWORKS INC COM 871206108 3445 846500 SH SOLE 846500 SYMANTEC CORP COM 871503108 8124 419205 SH SOLE 419205 SYNNEX CORP COM 87162W100 2784 135400 SH SOLE 135400 TALEO CORP CL A 87424N104 8474 333500 SH SOLE 333500 TARGET CORP COM 87612E106 299 4700 SH SOLE 4700 TARRAGON CORP COM 876287103 1746 666448 SH SOLE 666448 TCF FINL CORP COM 872275102 5987 228690 SH SOLE 228690 TD AMERITRADE HLDG CORP COM 87236Y108 729 40000 SH SOLE 40000 TECH DATA CORP COM 878237106 3009 75000 SH SOLE 75000 TECHTEAM GLOBAL INC COM 878311109 298 25000 SH SOLE 25000 TEMPUR PEDIC INTL INC COM 88023U101 240 6700 SH SOLE 6700 TEREX CORP NEW COM 880779103 4326 48600 SH SOLE 48600 TERNIUM SA SPON ADR 880890108 2245 71500 SH SOLE 71500 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- TERREMARK WORLDWIDE INC COM NEW 881448203 143 20000 SH SOLE 20000 TEXAS ROADHOUSE INC CL A 882681109 2828 241700 SH SOLE 241700 THERAVANCE INC COM 88338T104 9108 349100 SH SOLE 349100 THERMAGE INC COM 88343R101 1416 200000 SH SOLE 200000 THERMO FISHER SCIENTIFIC INC COM 883556102 9928 172000 SH SOLE 172000 THIRD WAVE TECHNOLOGIES INC COM 88428W108 15417 1786500 SH SOLE 1786500 THORNBURG MTG INC PFD CONV SER F 885218701 837 30000 SH SOLE 30000 TIM PARTICIPACOES S A SPONS ADR PFD 88706P106 304 7500 SH SOLE 7500 TIME WARNER INC COM 887317105 7050 384000 SH SOLE 384000 TIME WARNER INC COM 887317105 6518 355000 SH CALL SOLE 355000 TITANIUM METALS CORP COM NEW 888339207 2594 77300 SH SOLE 77300 TIVO INC COM 888706108 975 235820 SH SOLE 235820 TOPPS INC COM 890786106 31235 3223428 SH SOLE 3223428 TRANSDIGM GROUP INC COM 893641100 4534 99192 SH SOLE 99192 TRANSMETA CORP DEL COM NEW 89376R208 809 138330 SH SOLE 138330 TRANSOCEAN INC ORD G90078109 760 6726 SH SOLE 6726 TRIBUNE CO NEW COM 896047107 14813 542200 SH SOLE 542200 TRIBUNE CO NEW COM 896047107 15436 565000 SH PUT SOLE 565000 TRICO MARINE SERVICES INC COM NEW 896106200 415 13924 SH SOLE 13924 TRINA SOLAR LIMITED SPON ADR 89628E104 8591 150800 SH SOLE 150800 TRIZETTO GROUP INC COM 896882107 6881 393000 SH SOLE 393000 TURBOCHEF TECHNOLOGIES INC COM NEW 900006206 488 37000 SH SOLE 37000 TYCO INTL LTD BERMUDA SHS G9143X208 798 18000 SH CALL SOLE 18000 UBS AG SHS NEW H89231338 624 11600 SH SOLE 11600 ULTRA PETROLEUM CORP COM 903914109 113626 1831491 SH SOLE 1831491 ULURU INC COM 90403T100 48374 10248821 SH SOLE 10248821 UNION PAC CORP COM 907818108 1131 10000 SH CALL SOLE 10000 UNITED AMER INDEMNITY LTD CL A 90933T109 10503 488300 SH SOLE 488300 UNITED RENTALS INC COM 911363109 13881 431500 SH SOLE 431500 UNUM GROUP COM 91529Y106 24470 1000000 SH PUT SOLE 1000000 USANA HEALTH SCIENCES INC COM 90328M107 3688 84300 SH SOLE 84300 VALIDUS HOLDINGS LTD COM SHS G9319H102 31858 1314282 SH SOLE 1314282 VALUECLICK INC COM 92046N102 449 20000 SH SOLE 20000 VAN KAMPEN ADVANTAGE MUN II SH BEN INT 92112K107 439 34200 SH SOLE 34200 VCA ANTECH INC COM 918194101 2442 58500 SH SOLE 58500 VELOCITY EXPRESS CORP COM PAR $0.004 92257T608 348 657023 SH SOLE 657023 VENTANA MED SYS INC COM 92276H106 18840 219300 SH SOLE 219300 VERIZON COMMUNICATIONS COM 92343V104 3764 85000 SH SOLE 85000 VERIZON COMMUNICATIONS COM 92343V104 1771 40000 SH PUT SOLE 40000 VERMILLION INC COM 92407M107 100 100000 SH SOLE 100000 VIACOM INC NEW CL B 92553P201 205 5250 SH SOLE 5250 VICOR CORP COM 925815102 33114 2732200 SH SOLE 2732200 VISTACARE INC CL A 92839Y109 6076 929000 SH SOLE 929000 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- VISTAPRINT LIMITED SHS G93762204 23625 632200 SH SOLE 632200 VISUAL SCIENCES INC COM 92845H108 144 10000 SH SOLE 10000 VIVO PARTICIPACOES S A SPON ADR PFD 92855S101 308 62000 SH SOLE 62000 VIVUS INC COM 928551100 10093 2034900 SH SOLE 2034900 VMWARE INC CL A COM 928563402 774 9100 SH SOLE 9100 VOLTAIRE LTD ORD SHS M97613109 3069 465000 SH SOLE 465000 VONAGE HLDGS CORP COM 92886T201 205 198900 SH SOLE 198900 VULCAN MATLS CO COM 929160109 2523 28300 SH SOLE 28300 WALTER INDS INC COM 93317Q105 13706 509500 SH SOLE 509500 WARREN RES INC COM 93564A100 12243 976300 SH SOLE 976300 WELLPOINT INC COM 94973V107 6850 86800 SH SOLE 86800 WELLS FARGO & CO NEW COM 949746101 21372 600000 SH PUT SOLE 600000 WESTAFF INC COM 957070105 707 173700 SH SOLE 173700 WESTERN UN CO COM 959802109 8883 423600 SH SOLE 423600 WHIRLPOOL CORP COM 963320106 7128 80000 SH PUT SOLE 80000 WHOLE FOODS MKT INC COM 966837106 7222 147500 SH SOLE 147500 WIND RIVER SYSTEMS INC COM 973149107 3332 283113 SH SOLE 283113 WINN DIXIE STORES INC COM NEW 974280307 62175 3321329 SH SOLE 3321329 WINNEBAGO INDS INC COM 974637100 716 30000 SH SOLE 30000 WMS INDS INC COM 929297109 14394 434850 SH SOLE 434850 WORKSTREAM INC COM 981402100 473 430000 SH SOLE 430000 YAHOO INC COM 984332106 939 35000 SH SOLE 35000 YAHOO INC COM 984332106 1342 50000 SH CALL SOLE 50000 YAHOO INC COM 984332106 5369 200000 SH PUT SOLE 200000 ZORAN CORP COM 98975F101 7185 355675 SH SOLE 355675 ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------