-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S/h08ifUXtQgWaRsU9bcdYmyAIjioRPnYuuHQhqgg7WN1hPbBp2GMh7InuU7yfXy gHgrTFr9mEXCa7fGsmks1A== 0001005477-07-001977.txt : 20070316 0001005477-07-001977.hdr.sgml : 20070316 20070316214506 ACCESSION NUMBER: 0001005477-07-001977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070314 FILED AS OF DATE: 20070316 DATE AS OF CHANGE: 20070316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANALEX CORP CENTRAL INDEX KEY: 0000044800 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 112120726 STATE OF INCORPORATION: DE FISCAL YEAR END: 1206 BUSINESS ADDRESS: STREET 1: 2677 PROSPERITY AVENUE STREET 2: SUITE 400 CITY: FAIRFAX STATE: VA ZIP: 22031 BUSINESS PHONE: 703-852-4000 MAIL ADDRESS: STREET 1: 2677 PROSPERITY AVENUE STREET 2: SUITE 400 CITY: FAIRFAX STATE: VA ZIP: 22031 FORMER COMPANY: FORMER CONFORMED NAME: HADRON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BIORAD INC DATE OF NAME CHANGE: 19710304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALE MARTIN M JR CENTRAL INDEX KEY: 0001272935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31613 FILM NUMBER: 07701759 BUSINESS ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2034292200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POCH GERALD A CENTRAL INDEX KEY: 0001144383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31613 FILM NUMBER: 07701760 MAIL ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001071955 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31613 FILM NUMBER: 07701761 BUSINESS ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2034292200 MAIL ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 FORMER NAME: FORMER CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC/CT/ DATE OF NAME CHANGE: 19981118 4 1 edgar123.xml FORM 4 X0202 4 2007-03-14 1 0000044800 ANALEX CORP NLX 0001071955 PEQUOT CAPITAL MANAGEMENT INC 500 NYALA FARM ROAD WESTPORT CT 06880 0 0 0 1 See Footnote 1 0001144383 POCH GERALD A 500 NYALA FARM ROAD WESTPORT CT 06880 1 0 0 0 0001272935 HALE MARTIN M JR 500 NYALA FARM ROAD WESTPORT CT 06880 1 0 0 0 Stock Option (Right-to-buy) 4.04 2007-03-14 4 D 0 10000 0 D 2013-12-09 Common Stock 10000 0 I Investment Advisor Stock Option (Right-to-buy) 3.92 2007-03-14 4 D 0 10000 0 D 2014-03-01 Common Stock 10000 0 I Investment Advisor Stock Option (Right-to-buy) 3.89 2007-03-14 4 D 0 10000 0 D 2015-02-16 Common Stock 10000 0 I Investment Advisor Stock-Only Stock Appreciation Grant 2.86 2007-03-14 4 D 0 10000 0.84 D 2016-02-21 Common Stock 10000 0 I Investment Advisor Pequot Capital Management, Inc. ("Pequot") is an investment advisor registered under Section 203 of the Investment Advisers Act of 1940 and has voting and investment power with respect to securities in its clients' accounts. Pequot disclaims any obligation to file this report, and this report shall not be deemed an admission that Pequot is subject to Section 16 with respect to the Issuer of such securities. Gerald A. Poch and Martin M. Hale, Jr. are employees of Pequot and served on the Board of Directors of the Issuer and each disclaim beneficial ownership of these securities except to the extent of their pecuniary interest. Pequot disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Pequot is, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of such securities. The Stock Option (Right-to-buy) was cancelled pursuant to the Agreement and Plan of Merger dated January 20, 2007 by and among QinetiQ North America Operations, LLC, Apollo Merger Sub, Inc. and Analex Corporation. The price of the deriviative security represents the different between the exercise price of the option and the $3.70 price per share paid as consideration in the merger. Stock-Only Stock Appreciation Right ("SOSAR") were cancelled pursuant to the Agreement and Plan of Merger dated January 20, 2007 by and among QinetiQ North America Operations, LLC, Apollo Merger Sub Inc. and Analex Corporation. The price of derivative secruity represents the difference between the exercise price of the SOSAR and the $3.70 price per share paid as consideration in the merger. Aryeh Davis, GC & COO, Pequot Capital Management, Inc. 2007-03-16 Gerald A. Poch, Director (1) 2007-03-16 Martin M. Hale, Jr., Director (1) 2007-03-16 -----END PRIVACY-ENHANCED MESSAGE-----