-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UobxMiJfVT0NWUe9LcPVD7IT86M0I21UdX7ZTDtjATh0J4BrRUFtRBz5VaKYu6HW aiA9uCy09Hp56nsbFo5E2Q== 0001193125-05-139758.txt : 20050708 0001193125-05-139758.hdr.sgml : 20050708 20050708172322 ACCESSION NUMBER: 0001193125-05-139758 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20050701 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050708 DATE AS OF CHANGE: 20050708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTENE CORP CENTRAL INDEX KEY: 0001071739 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 041406317 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31826 FILM NUMBER: 05946533 BUSINESS ADDRESS: STREET 1: 7711 CARONDELET AVE CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3147254477 MAIL ADDRESS: STREET 1: 7711 CARONDELET AVE STREET 2: SUITE 800 CITY: ST LOUIS STATE: MO ZIP: 63105 8-K 1 d8k.htm FORM 8-K Form 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington D.C., 20549

 

Form 8-K

 

Current Report

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date Of Report (Date Of Earliest Event Reported): 07/01/2005

 

Centene Corporation

(Exact Name of Registrant as Specified in its Charter)

 

Commission File Number: 000-33395

 

Delaware

  42-1406317

(State or Other Jurisdiction of

  (I.R.S. Employer

Incorporation or Organization)

  Identification No.)

 

7711 Carondelet Avenue, Suite 800, St. Louis, MO 63105

(Address of Principal Executive Offices, Including Zip Code)

 

314-725-4477

(Registrant’s Telephone Number, Including Area Code)

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[    ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[    ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR240.14a-12)

 

[    ] Pre- commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17CFR240.14d-2(b))

 

[    ] Pre- commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17CFR240.13e-4(c))

 



Items to be Included in this Report

 

Item 1.01    Entry into a Material Definitive Agreement

 

On July 23, 2005, FirstGuard Health Plan Kansas, Inc., a subsidiary of Centene, executed an amendment to the Kansas Healthwave Title XIX and Title XXI Capitated Managed Care Health Services Contract between FirstGuard Health Plan Kansas, Inc. and the Secretary of Social and Rehabilitation Services of the State of Kansas. The amendment is effective by its terms as of July 1, 2005.

 

Among other things, the amendment extends the original agreement through June 30, 2006 and amends the applicable capitation rates, as well as the definition of “Medical Services” and “Medical Services Not Included.”

 

The amendment is included as Exhibit 10.1 to this current report. The original agreement is filed as Exhibit 10.2 to our Annual Report on Form 10-K dated as of February 24, 2005. The above description is qualified in its entirety by reference to such exhibits.

 

On July 28, 2005, Coordinated Care Corporation Indiana, Inc., a subsidiary of Centene, executed an amendment to a contract between Coordinated Care and the Office of Medical Policy and Planning and the Office of the Children’s Health Insurance Program of the Indiana Family and Social Services Administration. The amendment is effective by its terms as of July 1, 2005.

 

Among other things, the amendment amends the applicable capitation rates, as well as the “scope of work” description and dispute resolution process.

 

The amendment is included as Exhibit 10.2 to this current report. The original agreement is filed as Exhibit 10.3 to our Annual Report on Form 10-K dated as of February 24, 2005. The above description is qualified in its entirety by reference to such exhibits.

 

Item 9.01     Financial Statements and Exhibits

 

(c)    Exhibits

See Exhibit index attached hereto

 

Signature(s)

 

Pursuant to the Requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the Undersigned hereunto duly authorized.

 

       

        Centene Corporation

Date:   July 8, 2005   By:   /s/    Michael F. Neidorff        
           

Michael F. Neidorff

Chairman and CEO

 

Exhibit Index

 

Exhibit No.

  

Description


10.1    Amendment Seventeen to the Kansas Healthwave Title XIX and Title XXI Capitated Managed Care Health Services Contract with Firstguard Health Plan Kansas, Inc. 2006 Renewal
10.2    First Amendment to Contract Between the Office of Medicaid Policy and Planning, The Office of the Children’s Health Insurance Program and Coordinated Care Corporation Indiana , Inc.
EX-10.1 2 dex101.htm AMENDMENT 17 TO THE KANSAS HEALTHWAVE MANAGED HEALTHCARE SERVICES CONTRACT Amendment 17 to the Kansas Healthwave Managed Healthcare Services Contract

Exhibit 10.1

 

STATE OF KANSAS    Contract No. 02510
Social and Rehabilitation Services     
Health Care Policy/Medicaid     

 

AMENDMENT SEVENTEEN

to the

KANSAS HEALTHWAVE TITLE XIX AND TITLE XXI CAPITATED MANAGED CARE

HEALTH SERVICES CONTRACT

with

FIRSTGUARD HEALTH PLAN KANSAS, INC.

2006 RENEWAL

 

The above referenced agreement, as amended, entered into by and between the Secretary of Social and Rehabilitation Services (SRS) and FirstGuard Health Plan Kansas, Inc., (FGK), a Kansas Corporation, on July 12, 2001, hereinafter sometimes referred to as Contractor, is hereby amended by agreement of the parties:

 

The above-named parties entered into a contract on the date referenced above for the purpose of providing and paying for HealthWave Title XIX and Title XXI capitated managed care health services to beneficiaries enrolled with FGK. The Kansas Legislature, in the 2005 Session, enacted House Substitute for Senate Bill No. 272. This Act establishes the Health Policy Authority (HPA) and also establishes the Division of Health Policy and Finance (DHPF) within the Kansas Department of Administration, effective July 1, 2005. This Act further provides that the DHPF shall be the single state agency for Medicaid on an interim basis and transfers related responsibilities, duties and contracts, including this contract, from SRS to the new DHPF on July 1, 2005 and then subsequently provides that the HPA shall be the single state agency for Medicaid effective July 1, 2006 and transfers these same responsibilities, duties and contracts to the HPA on July 1, 2006.

 

SRS has determined it is in the best interests of the State to make certain changes to the contract as originally agreed upon; and FGK is agreeable to such changes; now for and in consideration of the mutual covenants and agreements contained herein, the parties hereby mutually covenant and agree as follows:

 


 

The following documents are referenced for convenience only and are NOT made a part of this

amendment or intended to be incorporated in this contract by this reference.

 


 

Related Contract Amendment Number/Name: #1; #15

Related Memorandum of Understanding Number/Name: N/A

Related Policy Number/Name: N/A

Related Request For Proposals Reference(s): RFP #02510

Total Estimated Cost: Title XIX $130,997,000 Title XXI $61,937,000

 

Amendment 17, Page 1 of 3 Pages


1. TERM:

 

In accordance with the provisions of RFP #02510, Section 3.1, the term of this contract is extended for the third and last of three, optional one-year periods, for the period July 1, 2005 through June 30, 2006.

 

2. MEDICAID TITLE XIX CAPITATION RATES:

 

RFP #02510, Page 114, Paragraph 5.15.1.e. as added by Amendment 1 and amended by Amendment 15:

 

The parties agree that for the period September 1, 2004 through June 30, 2005, the capitation rates set forth in Attachment A to this Amendment, attached to and incorporated herein shall apply to Title XIX HealthWave capitation rates. Said contract rates, to take effect the first day of the month as approved by the Centers for Medicare and Medicaid Services (CMS).

 

Is, effective with the signing of this amendment, amended to read:

 

The parties agree that for the period July 1, 2005 through June 30, 2006, the capitation rates set forth in Attachment A - Rates for the Period July 1, 2005 through June 30, 2006, attached to and incorporated herein shall apply to Title XIX, subject to actuarial certification and approval by the Center for Medicare and Medicaid Services (CMS).

 

3. SCHIP TITLE XXI CAPITATION RATES FOR THE PERIOD BEGINNING JULY 1, 2005:

 

The parties agree that for the period July 1, 2005 through June 30, 2006, the capitation rates set forth in Attachment B - HealthWave Title XXI Rates for SFY2006, attached to and incorporated herein shall apply to Title XXI.

 

4. NEW SECTION 5.9.1.gg INITIAL OFFICE VISITS:

 

The parties agree that effective July 1, 2005, Section 5.9.1, Medical Services is amended by adding new Section 5.9.1.gg as follows:

 

  5.9.1.gg  Office visits by the plan members with their primary care physicians resulting in a primary or secondary psychiatric diagnosis shall be the responsibility of the Contractor.

 

5. NEW SECTION 5.10.12 KDHE LABORATORY COSTS:

 

The parties agree that effective July 1, 2005, Section 5.10, Medical Services Not included is amended by adding new Section 5.10.12 as follows:

 

  5.10.12  Laboratory services provided by the Kansas Department of Health and Environment.

 

Amendment 17, Page 2 of 3 Pages


6. OTHER TERMS AND CONDITIONS:

 

All other terms and conditions of the contract between SRS and FGK remain unchanged.

 

IN WITNESS HEREOF, the Parties hereto have executed this amendment to the original contract as of the date written below.

 

FIRSTGUARD HEALTH PLAN

KANSAS, INC.

     

SECRETARY OF SOCIAL AND

REHABILITATION SERVICES

/s/ Joy D. Wheeler

        

Joy D. Wheeler

     

Gary J. Daniels, Ph.D.

President & CEO

     

    Acting Secretary

6/23/05

        

Date

     

Date

DEPARTMENT OF ADMINISTRATION

DIVISION OF PURCHASES

       
           

Chris Howe, Director

       

Division of Purchases

       
           

Date

       

 

Amendment 17, Page 3 of 3 Pages


 

Attachment A - Rates for the Period July 1, 2005 through June 30, 2006

 

SFY2006 Rates, HealthWave 19

 

    

Johnson,

Leavenworth, &

Wyandotte

Counties


  

Northeast &

Western

Kansas


   Southeast
Kansas


   Sedgwick
County


TAF & PLE < 1

   $ 437.01    $ 405.03    $ 401.31    $ 457.29

TAF & PLE 1-5

   $ 78.23    $ 81.79    $ 86.55    $ 66.59

TAF & PLE 6-14

   $ 63.50    $ 75.15    $ 77.71    $ 59.57

TAF & PLE 15-21 F

   $ 123.49    $ 129.78    $ 151.35    $ 132.58

TAF & PLE 15-21 M

   $ 73.56    $ 88.13    $ 85.78    $ 66.96

TAF 22-29 F

   $ 215.67    $ 201.19    $ 211.18    $ 201.76

TAF 22-34 M

   $ 172.29    $ 164.26    $ 165.19    $ 139.56

TAF 30-34 F

   $ 243.14    $ 249.87    $ 260.87    $ 243.23

TAF 35+

   $ 336.42    $ 382.29    $ 433.70    $ 369.54

Preg Wom <= 29

   $ 264.06    $ 234.42    $ 276.59    $ 259.05

Preg Wom 30+

   $ 326.59    $ 294.98    $ 322.97    $ 319.94

Delivery Payment

   $ 4,343.00                     

 


 

Attachment B - HealthWave XXI Rates for SFY2006

 

Title XXI - FY 2006 Rates

For the Period July 1, 2005 thru June 30, 2006

 

Rate Cell


   Johnson,
Leavenworth,
Wyandotte


   Northeast/
Western


   Sedgwick

   Southeast

<1 Female

   510.03    493.58    438.91    419.17

<1 Male

   510.03    493.58    438.91    419.17

1 - 5 Female

   137.52    110.44    98.23    98.23

1 - 5 Male

   140.69    112.88    100.49    100.49

6 - 14 Female

   109.91    87.99    78.5    78.5

6 - 14 Male

   102.88    82.35    73.48    73.48

15 - 19 Female

   249.96    199.84    178.55    178.55

15 - 19 Male

   132.61    106.06    94.71    94.71

Preg Woman < 20

   939.26    754.76    670.91    670.91

 

EX-10.2 3 dex102.htm FIRST AMENDMENT TO CONTRACT First Amendment to Contract

Exhibit 10.2

 

FIRST AMENDMENT

TO

CONTRACT BETWEEN

THE OFFICE OF MEDICAID POLICY AND PLANNING,

THE OFFICE OF THE CHILDREN’S HEALTH INSURANCE PROGRAM

AND

Coordinated Care Corporation Indiana, Inc.

 

This FIRST AMENDMENT to the above-referenced Contract is made and entered into by and between the State of Indiana [hereinafter “State” or “State of Indiana”], through the Office of Medicaid Policy and Planning and Office of the Children’s Health Insurance Program [hereinafter called “State” or “Offices”], of the Indiana Family and Social Services Administration, 402 West Washington Street, Room W382, Indianapolis, Indiana 46204, and Coordinated Care Corporation Indiana, Inc. [hereinafter called “Contractor”], 1099 North Meridian Street, Suite 400, Indianapolis, Indiana 46204.

 

WHEREAS, the State of Indiana and Contractor have previously entered into a contract for a term beginning January 1, 2005, and ending December 31, 2006, [hereinafter “the original contract”] to arrange for the provision of covered health care services for certain Hoosier Healthwise members enrolled in Benefit Packages A, B and C, as procured through Request for Proposal (RFP) # 4-79;

 

WHEREAS, the parties are desirous to enter into this FIRST AMENDMENT to include coordination with the First Steps program, to revise the claims dispute process, and, due to the expansion of Hoosier Healthwise mandatory RBMC to include all Indiana counties, to adjust the capitation rates and add exception requirements for designated rural RBMC counties;

 

NOW THEREFORE, the parties enter into this FIRST AMENDMENT for the consideration set out below, all of which is deemed to be good and sufficient consideration in order to make this FIRST AMENDMENT a binding legal instrument.

 

1. The parties hereby ratify and incorporate herein each term and condition set out in the original Contract, as well as all written matters incorporated therein except as specifically provided for by this FIRST AMENDMENT.

 

2. The term of this amendment is July 1, 2005 through December 31, 2006.

 

3. The parties agree that Section 2.0 of Attachment 1 to the original contract, MCO Scope of Work, is amended to include a new subsection, 2.10, Exceptions for Members in Rural Counties, and shall read as follows:

 

In accordance with 42 CFR 438.52(b)(2)(ii), in those counties which have been designated as “rural counties” by the Office and approved by the Centers for Medicare and Medicaid Services (CMS), the MCO must allow rural county members to obtain services from out-of-network providers under any of the following circumstances:

 

a) The service or type of provider is not available within the MCO’s network.

 

MCO Contract, First Amendment    Page 1 of 4    Coordinated Care Corp.


b) The out-of-network provider is the main source of a service to the member, provided that the provider is given the opportunity to become a participating provider. If the provider chooses not to join the network, or does not meet the necessary requirements to join, the enrollee will be transitioned to a participating provider within 60 days, after being given an opportunity to select a network provider.

 

(c) The only plan or provider available to the member does not, because of moral or religious objections, provide the service the member seeks.

 

(d) The member’s PMP or other provider determines that the member needs related services that would subject the member to unnecessary risk if received separately and not all the related services are available within the network.

 

(e) The Office determines that other circumstances warrant out-of-network treatment.

 

4. The parties agree that Attachment 1 to the original contract, MCO Scope of Work, Section 3.3.2, Members with Special Health Care Needs, last paragraph, is amended by adding a bullet to read as follows:

 

    Coordinating with Indiana’s early intervention program known as First Steps, in accordance with the policies and procedures developed by the Office in collaboration with the Hoosier Healthwise MCOs.

 

5. The parties agree that Section 2, Consideration, of the original Contract is amended as follows:

 

CAPITATION RATES

 

     North

   Central

   South

Packages A/B

                    

Newborns

   $ 323.69    $ 302.69    $ 295.85

Preschool

     72.99      81.89      78.00

Children

     70.30      78.87      75.12

Adolescents

     101.04      113.37      107.98

Adult Males

     234.91      290.90      279.85

Adult Females

     211.19      261.53      251.59

Package C

                    

Newborns

   $ 178.20    $ 165.06    $ 161.97

Preschool

     72.60      76.63      75.19

Children

     65.42      69.05      67.75

Adolescents

     91.07      96.13      94.32

Package A/B & C

                    

Maternity Delivery

   $ 3,331.43    $ 3,301.57    $ 3,324.80

 

The South Region rates will be effective July 1, 2005. The North Region rates will be effective September 1, 2005. The Central Region rates will be effective November 1, 2005.

 

MCO Contract, First Amendment    Page 2 of 4    Coordinated Care Corp.


6. The parties agree that RFP Attachment N, Claims Dispute Resolution Process, Section 3.1.3, second paragraph, is amended to be consistent with the rule at 405 IAC 1-1.6-3(h), and shall read as follows:

 

In the event the panel fails to deliver to the provider the panel’s written determination within forty-five (45) calendar days after the commencement of the formal claim resolution procedure, the failure on the part of the panel shall have the effect of an approval by the panel of the provider’s claim.

 

7. The parties agree that this First Amendment to the parties’ original Contract has been duly prepared and executed pursuant to Section 8 of the original contract.

 

8. The undersigned attests, subject to the penalties for perjury, that he is the contracting party, or that he is the representative, agent, member or officer of the contracting party, that he has not, nor has any other member employee, representative, agent or officer of the firm, company, corporation or partnership represented by him, directly or indirectly, to the best of his knowledge, entered into or offered to enter into any combination, collusion or agreement to receive or pay, and that he has not received or paid, any sum of money or other consideration for the execution of this agreement other than that which appears upon the face of the agreement.

 

The rest of this page is left intentionally blank.

 

MCO Contract, First Amendment    Page 3 of 4    Coordinated Care Corp.


WHEREOF, the parties have, through duly authorized representatives, entered into this agreement. The parties having read and understood the foregoing terms of the contract do by their respective signatures dated below hereby agree to the terms thereof.

 

For the Contractor:

     

For the State of Indiana:

/s/ Rita Johnson-Mills         
Rita Johnson-Mills       Jeanne M. Labrecque
President/CEO       Health Policy and Medicaid Director
1099 North Meridian Street, Suite 400       Family and Social Services Agency
Indianapolis, Indiana 46204        
Date: June 28, 2005       Date: ___________________
APPROVED:       APPROVED:
         
Charles Shalliol, Director       Earl A. Goode, Commissioner
State Budget Agency       Department of Administration
Date: ____________________       Date: ___________________
APPROVED AS TO FORM AND LEGALITY:        
         
Stephen Carter        
Attorney General of Indiana        
Date: ____________________        

 

MCO Contract, First Amendment    Page 4 of 4    Coordinated Care Corp.
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