Dover Saddlery, Inc.
|
(Name of Issuer)
|
Common Stock, $0.0001 par value per share
|
(Title of Class of Securities)
|
260412101
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(CUSIP Number)
|
December 18, 2012
|
(Date of Event Which Requires Filing of this Statement)
|
(1)
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Names of Reporting Persons
|
RBF CAPITAL, LLC
|
||||
(2)
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
(a) £
(b) £
|
||||
(3)
|
SEC Use Only
|
|||||
(4)
|
Citizenship or Place of Organization
|
Delaware
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
|
(5)
|
Sole Voting Power
|
155,515
|
|||
(6)
|
Shared Voting Power
|
0
|
||||
(7)
|
Sole Dispositive Power
|
155,515
|
||||
(8)
|
Shared Dispositive Power
|
0
|
||||
(9)
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
155,515
|
||||
(10)
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
¨
|
||||
(11)
|
Percent of Class Represented by Amount in Row (9)
|
2.9%
|
||||
(12)
|
Type of Reporting Person (See Instructions)
|
OO
|
||||
(1)
|
Names of Reporting Persons
|
RICHARD B. FULLERTON
|
||||
(2)
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
(a) £
(b) £
|
||||
(3)
|
SEC Use Only
|
|||||
(4)
|
Citizenship or Place of Organization
|
United States
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
|
(5)
|
Sole Voting Power
|
155,515
|
|||
(6)
|
Shared Voting Power
|
0
|
||||
(7)
|
Sole Dispositive Power
|
155,515
|
||||
(8)
|
Shared Dispositive Power
|
0
|
||||
(9)
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
155,515
|
||||
(10)
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
¨
|
||||
(11)
|
Percent of Class Represented by Amount in Row (9)
|
2.9%
|
||||
(12)
|
Type of Reporting Person (See Instructions)
|
IN
|
||||
(1)
|
Names of Reporting Persons
|
FULLERTON CAPITAL PARTNERS, L.P.
|
||||
(2)
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
(a) £
(b) £
|
||||
(3)
|
SEC Use Only
|
|||||
(4)
|
Citizenship or Place of Organization
|
Delaware
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
|
(5)
|
Sole Voting Power
|
155,515
|
|||
(6)
|
Shared Voting Power
|
0
|
||||
(7)
|
Sole Dispositive Power
|
155,515
|
||||
(8)
|
Shared Dispositive Power
|
0
|
||||
(9)
|
Aggregate Amount Beneficially Owned by Each Reporting Person
|
155,515
|
||||
(10)
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
|
¨
|
||||
(11)
|
Percent of Class Represented by Amount in Row (9)
|
2.9%
|
||||
(12)
|
Type of Reporting Person (See Instructions)
|
PN
|
||||
|
¨ (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
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¨ (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
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¨ (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
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¨ (d) Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
|
|
¨ (e) An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
¨ (f) An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
¨ (g) A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
|
¨ (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
¨ (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
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¨ (j) A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
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¨ (k) Group, in accordance with §240.13d-1(b)(1)(ii)(K).
|
Dated: December 19, 2012
|
RBF CAPITAL, LLC
By: /s/ Richard B. Fullerton
Richard B. Fullerton
Its Managing Member
|
RICHARD B. FULLERTON
/s/ Richard B. Fullerton
Richard B. Fullerton
|
|
FULLERTON CAPITAL PARTNERS, L.P.
By: RBF Capital, LLC, its General Partner
By: /s/ Richard B. Fullerton
Richard B. Fullerton
Its Managing Member
|
Dated: December 19, 2012
|
RBF CAPITAL, LLC
By: /s/ Richard B. Fullerton
Richard B. Fullerton
Its Managing Member
|
RICHARD B. FULLERTON
/s/ Richard B. Fullerton
Richard B. Fullerton
|
|
FULLERTON CAPITAL PARTNERS, L.P.
By: RBF Capital, LLC, its General Partner
By: /s/ Richard B. Fullerton
Richard B. Fullerton
Its Managing Member
|