0001209191-15-058551.txt : 20150702
0001209191-15-058551.hdr.sgml : 20150702
20150702122842
ACCESSION NUMBER: 0001209191-15-058551
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150701
FILED AS OF DATE: 20150702
DATE AS OF CHANGE: 20150702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOVER SADDLERY INC
CENTRAL INDEX KEY: 0001071625
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 525 GREAT ROAD
CITY: LITTLETON
STATE: MA
ZIP: 01460
BUSINESS PHONE: 978-952-8062
MAIL ADDRESS:
STREET 1: 525 GREAT ROAD
STREET 2: P.O.BOX 1100
CITY: LITTLETON
STATE: MA
ZIP: 01460
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Day Stephen L
CENTRAL INDEX KEY: 0001344340
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51624
FILM NUMBER: 15968128
MAIL ADDRESS:
STREET 1: 525 GREAT ROAD
CITY: LITTLETON
STATE: MA
ZIP: 01460
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-07-01
1
0001071625
DOVER SADDLERY INC
DOVR
0001344340
Day Stephen L
12 WINSTON?S WAY
HOLLIS
NH
03049
1
1
1
0
CEO, President & Treasurer
Common Stock
2015-07-01
2015-07-01
4
U
0
614744
8.50
D
0
D
Non-Qualified Stock Option
4.50
2015-07-01
2015-07-01
4
U
0
3500
8.50
D
2017-11-13
Common Stock
3500
0
D
Non-Qualified Stock Option
1.24
2015-07-01
2015-07-01
4
U
0
2940
8.50
D
2018-11-20
Common Stock
2940
0
D
Incentive Stock Option
3.41
2015-07-01
2015-07-01
4
U
0
15725
8.50
D
2015-11-16
Common Stock
15725
0
D
Non-Qualified Stock Option
3.10
2015-07-01
2015-07-01
4
U
0
3500
8.50
D
2020-11-16
Common Stock
3500
0
D
Incentive Stock Option
3.65
2015-07-01
2015-07-01
4
U
0
15725
8.50
D
2016-11-27
Common Stock
15725
0
D
Non-Qualified Stock Option
3.32
2015-07-01
2015-07-01
4
U
0
3500
8.50
D
2021-11-27
Common Stock
3500
0
D
Incentive Stock Option
3.95
2015-07-01
2015-07-01
4
U
0
15725
8.50
D
2017-11-15
Common Stock
15725
0
D
Non-Qualified Stock Option
3.59
2015-07-01
2015-07-01
4
U
0
3500
8.50
D
2022-11-15
Common Stock
3500
0
D
Non-Qualified Stock Option
4.90
2015-07-01
2015-07-01
4
U
0
3500
8.50
D
2023-11-19
Common Stock
3500
0
D
Incentive Stock Option
5.39
2015-07-01
2015-07-01
4
U
0
15725
8.50
D
2018-11-19
Common Stock
15725
0
D
Granted on 11/14/2007 and vested on anniversary date of grant at 20% per year for five years.
Granted on 11/21/2008 and vested on anniversary date of grant at 20% per year for five years.
Granted on 11/17/2010 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
Granted on 11/28/2011 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
Granted on 11/16/2012 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
Granted on 11/20/2013 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction.
/s/ Stephen L. Day
2015-07-02