0001209191-15-058551.txt : 20150702 0001209191-15-058551.hdr.sgml : 20150702 20150702122842 ACCESSION NUMBER: 0001209191-15-058551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150701 FILED AS OF DATE: 20150702 DATE AS OF CHANGE: 20150702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOVER SADDLERY INC CENTRAL INDEX KEY: 0001071625 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 525 GREAT ROAD CITY: LITTLETON STATE: MA ZIP: 01460 BUSINESS PHONE: 978-952-8062 MAIL ADDRESS: STREET 1: 525 GREAT ROAD STREET 2: P.O.BOX 1100 CITY: LITTLETON STATE: MA ZIP: 01460 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Day Stephen L CENTRAL INDEX KEY: 0001344340 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51624 FILM NUMBER: 15968128 MAIL ADDRESS: STREET 1: 525 GREAT ROAD CITY: LITTLETON STATE: MA ZIP: 01460 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-01 1 0001071625 DOVER SADDLERY INC DOVR 0001344340 Day Stephen L 12 WINSTON?S WAY HOLLIS NH 03049 1 1 1 0 CEO, President & Treasurer Common Stock 2015-07-01 2015-07-01 4 U 0 614744 8.50 D 0 D Non-Qualified Stock Option 4.50 2015-07-01 2015-07-01 4 U 0 3500 8.50 D 2017-11-13 Common Stock 3500 0 D Non-Qualified Stock Option 1.24 2015-07-01 2015-07-01 4 U 0 2940 8.50 D 2018-11-20 Common Stock 2940 0 D Incentive Stock Option 3.41 2015-07-01 2015-07-01 4 U 0 15725 8.50 D 2015-11-16 Common Stock 15725 0 D Non-Qualified Stock Option 3.10 2015-07-01 2015-07-01 4 U 0 3500 8.50 D 2020-11-16 Common Stock 3500 0 D Incentive Stock Option 3.65 2015-07-01 2015-07-01 4 U 0 15725 8.50 D 2016-11-27 Common Stock 15725 0 D Non-Qualified Stock Option 3.32 2015-07-01 2015-07-01 4 U 0 3500 8.50 D 2021-11-27 Common Stock 3500 0 D Incentive Stock Option 3.95 2015-07-01 2015-07-01 4 U 0 15725 8.50 D 2017-11-15 Common Stock 15725 0 D Non-Qualified Stock Option 3.59 2015-07-01 2015-07-01 4 U 0 3500 8.50 D 2022-11-15 Common Stock 3500 0 D Non-Qualified Stock Option 4.90 2015-07-01 2015-07-01 4 U 0 3500 8.50 D 2023-11-19 Common Stock 3500 0 D Incentive Stock Option 5.39 2015-07-01 2015-07-01 4 U 0 15725 8.50 D 2018-11-19 Common Stock 15725 0 D Granted on 11/14/2007 and vested on anniversary date of grant at 20% per year for five years. Granted on 11/21/2008 and vested on anniversary date of grant at 20% per year for five years. Granted on 11/17/2010 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction. Granted on 11/28/2011 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction. Granted on 11/16/2012 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction. Granted on 11/20/2013 and vest on anniversary date of grant at 20% per year for five years. Per terms of option grant, upon a change of control, vesting of all options accelerates and occurs immediately prior to closing of transaction. /s/ Stephen L. Day 2015-07-02