0001062993-14-006361.txt : 20141107
0001062993-14-006361.hdr.sgml : 20141107
20141107165653
ACCESSION NUMBER: 0001062993-14-006361
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130729
FILED AS OF DATE: 20141107
DATE AS OF CHANGE: 20141107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOVER SADDLERY INC
CENTRAL INDEX KEY: 0001071625
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 525 GREAT ROAD
CITY: LITTLETON
STATE: MA
ZIP: 01460
BUSINESS PHONE: 978-952-8062
MAIL ADDRESS:
STREET 1: 525 GREAT ROAD
STREET 2: P.O.BOX 1100
CITY: LITTLETON
STATE: MA
ZIP: 01460
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Star Investment Management Corp.
CENTRAL INDEX KEY: 0001342857
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51624
FILM NUMBER: 141205612
BUSINESS ADDRESS:
STREET 1: 20 N. WACKER DRIVE
STREET 2: SUITE # 1416
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-580-0900
MAIL ADDRESS:
STREET 1: 20 N. WACKER DRIVE
STREET 2: SUITE # 1416
CITY: CHICAGO
STATE: IL
ZIP: 60606
4/A
1
form4a.xml
AMENDED STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4/A
2013-07-29
2013-12-31
1
0001071625
DOVER SADDLERY INC
DOVR
0001342857
North Star Investment Management Corp.
20 N. WACKER DRIVE
SUITE # 1416
CHICAGO
IL
60606
0
0
0
1
SEE NOTE 2 BELOW
Common Stock
2013-07-29
4
P
0
0
0
A
0
I
Self as investment adviser
This Form 4 is not being filed to report any securities transaction; see note 2 below.
The Reporting Person was and continues to be registered as an investment adviser and, accordingly, pursuant to Rule 16a-1(a), is not deemed to own or have beneficially owned shares of the common stock of the Issuer for Section 16(a) reporting purposes. Accordingly, the Reporting Person has not been subject to Section 16 reporting obligations with respect to the common stock of the Issuer. This amendment effectively withdraws any Form 3 and all Form 4s filed by the Reporting Person with respect to the common stock of the Issuer.
/s/ Peter Gottlieb (President of North Star Investment Management Corp.)
2014-11-07