-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TPCYzb/iTPxFP/cvIfEeeGNiS8FfVJP0pV32VR9AWmYfqRjIVWIBwMObswYJ98zi v925kr/D0HZ9Vic4GE72Mw== 0001140361-04-005232.txt : 20040913 0001140361-04-005232.hdr.sgml : 20040913 20040913122831 ACCESSION NUMBER: 0001140361-04-005232 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040731 FILED AS OF DATE: 20040913 DATE AS OF CHANGE: 20040913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EON COMMUNICATIONS CORP CENTRAL INDEX KEY: 0001084752 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 621482178 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 4105 ROYAL DRIVE NW STREET 2: SUITE 100 CITY: KENNESAW STATE: GA ZIP: 30144 BUSINESS PHONE: 7704232200 MAIL ADDRESS: STREET 1: 4105 ROYAL DRIVE NW STREET 2: SUITE 100 CITY: KENNESAW STATE: GA ZIP: 30144 FORMER COMPANY: FORMER CONFORMED NAME: CORTELCO SYSTEMS INC DATE OF NAME CHANGE: 19990421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHINAVEST PARTNERS IV CENTRAL INDEX KEY: 0001071431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26399 FILM NUMBER: 041026998 BUSINESS ADDRESS: STREET 1: LAW OFFICES OF BEN GREENSPAN STREET 2: 160 SANSOME ST 18TH FL CITY: SAN FRANCISCO STATE: CA ZIP: 94014 BUSINESS PHONE: 4152768888 MAIL ADDRESS: STREET 1: C/O GREENSPAN STREET 2: PO BOX 1807 CITY: MILL VALLEY STATE: CA ZIP: 94942 5 1 doc1.xml FORM 5 X0202 5 2004-07-31 1 0 0 0001084752 EON COMMUNICATIONS CORP EONC 0001071431 CHINAVEST PARTNERS IV PRENTICE HALL CORP. SYSTEM INC. 32 LOOKERMAN SQ., STE. L-100 DOVER DE 19901 0 0 1 0 Common Stock 2003-10-13 5 S 0 17100 3.10 D 0 I Investment Control Common Stock 2003-10-14 5 S 0 27200 2.93 D 0 I Investment Control Common Stock 2003-10-15 5 S 0 37700 2.79 D 0 I Investment Control Common Stock 2003-10-16 5 S 0 41900 2.70 D 0 I Investment Control Common Stock 2003-10-17 5 S 0 10000 2.52 D 0 I Investment Control Common Stock 2003-10-20 5 S 0 38500 2.80 D 0 I Investment Control Common Stock 2003-10-21 5 S 0 24000 2.74 D 0 I Investment Control Common Stock 2003-10-22 5 S 0 20500 2.67 D 0 I Investment Control Common Stock 2003-10-23 5 S 0 43900 2.60 D 0 I Investment Control Common Stock 2003-10-24 5 S 0 112400 2.46 D 0 I Investment Control Common Stock 2003-10-27 5 S 0 53200 2.43 D 0 I Investment Control Common Stock 2003-10-28 5 S 0 61500 2.38 D 0 I Investment Control Common Stock 2003-10-29 5 S 0 1567 2.42 D 0 I Investment Control Common Stock 2003-10-30 5 S 0 44500 2.38 D 0 I Investment Control Common Stock 2003-10-31 5 S 0 31200 2.38 D 0 I Investment Control Common Stock 2003-11-03 5 S 0 87300 2.39 D 0 I Investment Control Common Stock 2003-11-04 5 S 0 39300 2.36 D 0 I Investment Control Common Stock 2003-11-07 5 S 0 100 2.37 D 0 I Investment Control Common Stock 2003-11-10 5 S 0 214660 2.86 D 0 I Investment Control This final Form 5 is being filed by ChinaVest Partners IV, a Delaware partnership (?CVP?), the general partner of ChinaVest IV., L.P., the legal and beneficial owner of the Issuer?s stock (?CV4?). CV4 is contemporaneously separately filing a final Form 5 to report the same transactions during the Issuer?s fiscal year ended July 31, 2004. CV4 is one of three affiliated venture capital Funds that invest and divest side-by-side in all portfolio investments. CVP is also the general partner of one such other Fund, ChinaVest IV-A, L.P., a Delaware limited partnership (?CV4A?). An affiliate of CVP, ChinaVest Management Limited, a Bermuda corporation, is the general partner of the third venture Fund, ChinaVest IV-B, L.P., a Bermuda limited partnership (?CV4B?). CVP is filing this Form 5 by reason of its control of CV4, a 10%+ ownership of the Issuer during the fiscal year. Because CVP is the general partner of each of CV4 and CV4A, because the three Funds traditionally invest and divest side-by-side in portfolio investments, and because an affiliate of CVP is the general partner of CV4B, the sale of the common stock of the Issuer reported on this Form 5 include those shares legally owned by CV4A and CV4B. All of the shares owned by CV4, CV4A and CV4B were sold in the reported transactions during 2003 and this represents the final filing of such persons for the Issuer?s fiscal year ended July 31, 2004. Edward B. Collins, General Partner of ChinaVest Partners IV 2004-09-13 -----END PRIVACY-ENHANCED MESSAGE-----