Compliance Officer - Advisory Services

0001214659-23-009240.txt : 20230705 0001214659-23-009240.hdr.sgml : 20230705 20230705153334 ACCESSION NUMBER: 0001214659-23-009240 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230705 DATE AS OF CHANGE: 20230705 EFFECTIVENESS DATE: 20230705 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WILEY BROS.-AINTREE CAPITAL, LLC CENTRAL INDEX KEY: 0000107136 IRS NUMBER: 621627736 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19034 FILM NUMBER: 231068393 BUSINESS ADDRESS: STREET 1: 40 BURTON HILLS BLVD. STREET 2: SUITE 350 CITY: NASHVILLE STATE: TN ZIP: 37215 BUSINESS PHONE: 615 255 6431 MAIL ADDRESS: STREET 1: 40 BURTON HILLS BLVD. STREET 2: SUITE 350 CITY: NASHVILLE STATE: TN ZIP: 37215 FORMER COMPANY: FORMER CONFORMED NAME: WILEY BROS AINTREE CAPITAL LLC /BD DATE OF NAME CHANGE: 20000209 FORMER COMPANY: FORMER CONFORMED NAME: WILEY BROS AINTREE CAPITAL LLC /BD DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: WILEY BROS AINTREE CAPITAL LLC DATE OF NAME CHANGE: 19980416 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000107136 XXXXXXXX 06-30-2023 06-30-2023 false WILEY BROS.-AINTREE CAPITAL, LLC

40 BURTON HILLS BLVD. SUITE 350 NASHVILLE TN 37215

13F HOLDINGS REPORT 028-19034 N Alyson Mencio Stevens Compliance Officer - Advisory Services 615-252-6120 /s/ Alyson Mencio Stevens Nashville TN 07-05-2023 0 195 223327289 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 232309 2321 SH SOLE 2321 0 0 ABBOTT LABS COM 002824100 578798 5309 SH SOLE 5309 0 0 ABBVIE INC COM 00287Y109 757317 5621 SH SOLE 5621 0 0 ACRES COMMERCIAL REALTY CORP COM NEW 00489Q102 132715 15013 SH SOLE 15013 0 0 ALPHABET INC CAP STK CL C 02079K107 541462 4476 SH SOLE 4476 0 0 ALPHABET INC CAP STK CL A 02079K305 714968 5973 SH SOLE 5973 0 0 AMAZON COM INC COM 023135106 1723750 13223 SH SOLE 13223 0 0 AMGEN INC COM 031162100 1436025 6468 SH SOLE 6468 0 0 APPLE INC COM 037833100 11519913 59390 SH SOLE 59390 0 0 APPLIED MATLS INC COM 038222105 367132 2540 SH SOLE 2540 0 0 ARCHROCK INC COM 03957W106 119208 11630 SH SOLE 11630 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 207153 2150 SH SOLE 2150 0 0 ASHLAND INC COM 044186104 258557 2975 SH SOLE 2975 0 0 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