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Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000107136-23-000004
Filing Date
2023-02-28
Accepted
2023-02-28 15:41:32
Documents
2
Period of Report
2022-12-31
Effectiveness Date
2023-02-28

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2328
2 ANNUAL AUDIT WBACPublic2022.pdf FULL 1976966
  Complete submission text file 0000107136-23-000004.txt   2514188
Mailing Address 40 BURTON HILLS BLVD. SUITE 350 NASHVILLE TN 37215
Business Address 40 BURTON HILLS BLVD. SUITE 350 NASHVILLE TN 37215 615 255 6431
WILEY BROS.-AINTREE CAPITAL, LLC (Filer) CIK: 0000107136 (see all company filings)

IRS No.: 621627736 | State of Incorp.: TN | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-03774 | Film No.: 23684779