0001593968-20-000811.txt : 20200317 0001593968-20-000811.hdr.sgml : 20200317 20200317163015 ACCESSION NUMBER: 0001593968-20-000811 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200313 FILED AS OF DATE: 20200317 DATE AS OF CHANGE: 20200317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SARTINI BLAKE L CENTRAL INDEX KEY: 0000939979 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 20721385 MAIL ADDRESS: STREET 1: 2411 WEST SAHARA AVENUE CITY: LAS VEGAS STATE: NV ZIP: 89102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC. CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 BUSINESS PHONE: 7028914284 MAIL ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 FORMER COMPANY: FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC DATE OF NAME CHANGE: 20020806 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2020-03-13 0001071255 GOLDEN ENTERTAINMENT, INC. GDEN 0000939979 SARTINI BLAKE L 6595 S. JONES BLVD. LAS VEGAS NV 89118 true true true false Chairman and CEO Common Stock 2020-03-16 4 F false 10742 8.86 D 118051 D Common Stock 2020-03-13 4 A false 30905 0 A 148956 D Common Stock 2020-03-13 4 A false 155192 0 A 304148 D Common Stock 6172887 I By Trust In accordance with recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units. Represents shares "earned" under performance-based restricted stock units (PSUs) granted on 3/14/2018, and represents contingent rights to receive common stock. PSUs that have not been forfeited shall vest on 3/14/2021. Represents time-based restricted stock units (RSUs), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest as to one third on 3/14/2021, one third on 3/14/2022 and one third on 3/14/2023. Shares are owned directly by The Blake L. Sartini and Delise F. Sartini Family Trust, of which Blake Sartini and Delise Sartini are co-trustees. /s/Charles H. Protell, attorney-in-fact 2020-03-17