0001437749-16-033872.txt : 20160615
0001437749-16-033872.hdr.sgml : 20160615
20160615152240
ACCESSION NUMBER: 0001437749-16-033872
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160613
FILED AS OF DATE: 20160615
DATE AS OF CHANGE: 20160615
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC.
CENTRAL INDEX KEY: 0001071255
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 411913991
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
BUSINESS PHONE: 7028914284
MAIL ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC
DATE OF NAME CHANGE: 20020806
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES GAMING INC
DATE OF NAME CHANGE: 19980929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Flandermeyer Matthew W
CENTRAL INDEX KEY: 0001649900
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24993
FILM NUMBER: 161715202
MAIL ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-06-13
0001071255
GOLDEN ENTERTAINMENT, INC.
GDEN
0001649900
Flandermeyer Matthew W
6595 S. JONES BLVD.
LAS VEGAS
NV
89118
1
Executive Vice President, CFO
Employee Stock Option (right to buy)
9.05
2016-06-13
4
A
0
220000
0
A
2025-08-26
Common Stock
220000
220000
D
The option grant was approved by the Compensation Committee of Golden Entertainment, Inc.'s board of directors on August 27, 2015, subject to shareholder approval of the Golden Entertainment, Inc. 2015 Incentive Award Plan under which the option was granted. Golden Entertainment, Inc.'s shareholders approved the plan on June 13, 2016.
1/4 of the total number of shares of common stock subject to the option vest on 08/27/16, and 1/48 of the total number of shares of common stock subject to the option vest on the last day of each one-month period following 08/27/16. Notwithstanding the foregoing vesting schedule, in no event may the option be exercised prior to the earlier of (i) 08/01/18, or (ii) immediately prior to the consummation of a "change in control" under Section 2.8(a), (c) or (d) of the 2015 Incentive Award Plan which results in an "ownership change" as defined in Section 382 of the Internal Revenue Code of 1986, as amended, or any successor statute.
/s/ Matthew W. Flandermeyer
2016-06-13