0001209191-17-058336.txt : 20171030
0001209191-17-058336.hdr.sgml : 20171030
20171030164833
ACCESSION NUMBER: 0001209191-17-058336
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171026
FILED AS OF DATE: 20171030
DATE AS OF CHANGE: 20171030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Martin Edward W. III
CENTRAL INDEX KEY: 0001459870
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24993
FILM NUMBER: 171162936
MAIL ADDRESS:
STREET 1: 2000 LAS VEGAS BOULEVARD SOUTH
CITY: LAS VEGAS
STATE: NV
ZIP: 89104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC.
CENTRAL INDEX KEY: 0001071255
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 411913991
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
BUSINESS PHONE: 7028914284
MAIL ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC
DATE OF NAME CHANGE: 20020806
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES GAMING INC
DATE OF NAME CHANGE: 19980929
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-10-26
0
0001071255
GOLDEN ENTERTAINMENT, INC.
GDEN
0001459870
Martin Edward W. III
6595 S. JONES BLVD.
LAS VEGAS
NV
89118
0
1
0
0
EVP & Chief Administrative Off
Employee Stock Option (right to buy)
26.70
2017-10-26
4
A
0
146972
0.00
A
2027-10-25
Common Stock
146972
146972
D
1/4 of the total number of shares of common stock subject to the option vest on 10/26/18, and 1/48 of the total number of shares of common stock subject to the option vest on the last day of each one-month period following 10/26/18. Notwithstanding the foregoing vesting schedule, in no event may the option be exercised prior to the earlier of (i) 08/01/18, or (ii) immediately prior to the consummation of a "change in control" under Section 2.8(a), (c) or (d) of the Golden Entertainment, Inc. 2015 Incentive Award Plan which results in an "ownership change" as defined in Section 382 of the Internal Revenue Code of 1986, as amended, or any successor statute.
/s/ Edward W. Martin, III
2017-10-26