0001209191-17-058336.txt : 20171030 0001209191-17-058336.hdr.sgml : 20171030 20171030164833 ACCESSION NUMBER: 0001209191-17-058336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171026 FILED AS OF DATE: 20171030 DATE AS OF CHANGE: 20171030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martin Edward W. III CENTRAL INDEX KEY: 0001459870 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 171162936 MAIL ADDRESS: STREET 1: 2000 LAS VEGAS BOULEVARD SOUTH CITY: LAS VEGAS STATE: NV ZIP: 89104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC. CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 BUSINESS PHONE: 7028914284 MAIL ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 FORMER COMPANY: FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC DATE OF NAME CHANGE: 20020806 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-10-26 0 0001071255 GOLDEN ENTERTAINMENT, INC. GDEN 0001459870 Martin Edward W. III 6595 S. JONES BLVD. LAS VEGAS NV 89118 0 1 0 0 EVP & Chief Administrative Off Employee Stock Option (right to buy) 26.70 2017-10-26 4 A 0 146972 0.00 A 2027-10-25 Common Stock 146972 146972 D 1/4 of the total number of shares of common stock subject to the option vest on 10/26/18, and 1/48 of the total number of shares of common stock subject to the option vest on the last day of each one-month period following 10/26/18. Notwithstanding the foregoing vesting schedule, in no event may the option be exercised prior to the earlier of (i) 08/01/18, or (ii) immediately prior to the consummation of a "change in control" under Section 2.8(a), (c) or (d) of the Golden Entertainment, Inc. 2015 Incentive Award Plan which results in an "ownership change" as defined in Section 382 of the Internal Revenue Code of 1986, as amended, or any successor statute. /s/ Edward W. Martin, III 2017-10-26