0001209191-12-006262.txt : 20120131
0001209191-12-006262.hdr.sgml : 20120131
20120131113202
ACCESSION NUMBER: 0001209191-12-006262
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120128
FILED AS OF DATE: 20120131
DATE AS OF CHANGE: 20120131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERMAN LYLE
CENTRAL INDEX KEY: 0000903291
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24993
FILM NUMBER: 12557985
MAIL ADDRESS:
STREET 1: 130 CHESHIRE LANE
CITY: MINNETONKA
STATE: MN
ZIP: 55350
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LAKES ENTERTAINMENT INC
CENTRAL INDEX KEY: 0001071255
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 411913991
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 CHESHIERE LANE
CITY: MINNETONKA
STATE: MN
ZIP: 55305
BUSINESS PHONE: 6124499092
MAIL ADDRESS:
STREET 1: 130 CHESHIRE LANE
CITY: MINNETONKA
STATE: MN
ZIP: 55305
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES GAMING INC
DATE OF NAME CHANGE: 19980929
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-01-28
0
0001071255
LAKES ENTERTAINMENT INC
LACO
0000903291
BERMAN LYLE
LAKES ENTERTAINMENT, INC.,
130 CHESHIRE LANE
MINNETONKA
MN
55305
1
1
1
0
Chief Executive Officer
Common Stock
2012-01-28
4
M
0
10000
0.00
A
3661666
D
Common Stock
745806
I
By profit sharing plan and Berman Consulting Corporation
Restricted Stock Units
2012-01-28
4
M
0
10000
0.00
D
Common Stock
10000
0
D
Shares were acquired upon the vesting and conversion of Restricted Stock Units, which were received as a grant for which no consideration was paid.
323,000 shares are owned by profit sharing plan. 422,806 shares are owned by Berman Consulting Corporation, a corporation wholly owned by the Reporting Person.
Each Restricted Stock Unit ("RSU"), which was granted on January 28, 2009, represents a contingent right to receive one share of the Issuer's common stock. 10,000 of the total number of RSUs granted vested on January 28, 2010, 10,000 of the total number of RSUs granted vested on January 28, 2011, and the remaining 10,000 RSUs granted vested on January 28, 2012.
/s/ Lyle Berman
2012-01-31