0001209191-12-006262.txt : 20120131 0001209191-12-006262.hdr.sgml : 20120131 20120131113202 ACCESSION NUMBER: 0001209191-12-006262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120128 FILED AS OF DATE: 20120131 DATE AS OF CHANGE: 20120131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN LYLE CENTRAL INDEX KEY: 0000903291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 12557985 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55350 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAKES ENTERTAINMENT INC CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 CHESHIERE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 6124499092 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-01-28 0 0001071255 LAKES ENTERTAINMENT INC LACO 0000903291 BERMAN LYLE LAKES ENTERTAINMENT, INC., 130 CHESHIRE LANE MINNETONKA MN 55305 1 1 1 0 Chief Executive Officer Common Stock 2012-01-28 4 M 0 10000 0.00 A 3661666 D Common Stock 745806 I By profit sharing plan and Berman Consulting Corporation Restricted Stock Units 2012-01-28 4 M 0 10000 0.00 D Common Stock 10000 0 D Shares were acquired upon the vesting and conversion of Restricted Stock Units, which were received as a grant for which no consideration was paid. 323,000 shares are owned by profit sharing plan. 422,806 shares are owned by Berman Consulting Corporation, a corporation wholly owned by the Reporting Person. Each Restricted Stock Unit ("RSU"), which was granted on January 28, 2009, represents a contingent right to receive one share of the Issuer's common stock. 10,000 of the total number of RSUs granted vested on January 28, 2010, 10,000 of the total number of RSUs granted vested on January 28, 2011, and the remaining 10,000 RSUs granted vested on January 28, 2012. /s/ Lyle Berman 2012-01-31