0001209191-12-006255.txt : 20120131 0001209191-12-006255.hdr.sgml : 20120131 20120131112711 ACCESSION NUMBER: 0001209191-12-006255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120128 FILED AS OF DATE: 20120131 DATE AS OF CHANGE: 20120131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARENBAUM LARRY C CENTRAL INDEX KEY: 0001250116 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 12557963 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAKES ENTERTAINMENT INC CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 CHESHIERE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 6124499092 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-01-28 0 0001071255 LAKES ENTERTAINMENT INC LACO 0001250116 BARENBAUM LARRY C LAKES ENTERTAINMENT, INC. 130 CHESHIRE LANE MINNETONKA MN 55305 1 0 0 0 Common Stock 2012-01-28 4 M 0 1667 0.00 A 5000 D Restricted Stock Units 2012-01-28 4 M 0 1667 0.00 D Common Stock 1667 0 D Shares were acquired upon the vesting and conversion of Restricted Stock Units, which were received as a grant for which no consideration was paid. Each Restricted Stock Unit ("RSU"), which was granted on January 28, 2009, represents a contingent right to receive one share of the Issuer's common stock. 1,667 of the total number of RSUs granted vested on January 28, 2010, 1,666 of the total number of RSUs granted vested on January 28, 2011, and the remaining 1,667 RSUs granted vested on January 28, 2012. /s/ Larry Barenbaum 2012-01-31