-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PUzWmVESXthE+589YBBapWWJDGiY44rPEOchWJqFgCus75hNqsANmQRmoOI3dJ6y oG5wn87lFcVC2lZNAhFUTQ== 0001209191-10-005728.txt : 20100201 0001209191-10-005728.hdr.sgml : 20100201 20100201141003 ACCESSION NUMBER: 0001209191-10-005728 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100128 FILED AS OF DATE: 20100201 DATE AS OF CHANGE: 20100201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERMAN LYLE CENTRAL INDEX KEY: 0000903291 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 10562967 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55350 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAKES ENTERTAINMENT INC CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 CHESHIERE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 6124499092 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-01-28 0 0001071255 LAKES ENTERTAINMENT INC LACO 0000903291 BERMAN LYLE LAKES ENTERTAINMENT, INC., 130 CHESHIRE LANE MINNETONKA MN 55305 1 1 1 0 Chief Executive Officer Common Stock` 2010-01-28 4 M 0 10000 0.00 A 4061666 D Restricted Stock Units 2010-01-28 4 M 0 10000 0.00 D Common Stock 10000 20000 D Shares were acquired upon the vesting and conversion of Restricted Stock Units, which were received as a grant for which no consideration was paid. Each Restricted Stock Unit ("RSU"), which was granted on January 28, 2009, represents a contingent right to receive one share of the Issuer's common stock. 10,000 of the total number of RSUs granted vested on January 28, 2010, 10,000 of the total number of RSUs granted will vest on January 28, 2011 and the remaining 10,000 RSUs granted will vest on January 28, 2012. /s/ Lyle Berman 2010-02-01 -----END PRIVACY-ENHANCED MESSAGE-----