-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J413aQCrZH70rrb3t268RK3S/ofs4+WEHXl+C1hRawYHjta1Zm+XPgo5u8Be+JKA k6AKtFVCnxsymFTpMgvgzw== 0001209191-09-005591.txt : 20090130 0001209191-09-005591.hdr.sgml : 20090130 20090130165712 ACCESSION NUMBER: 0001209191-09-005591 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090128 FILED AS OF DATE: 20090130 DATE AS OF CHANGE: 20090130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COPE TIMOTHY J CENTRAL INDEX KEY: 0001238652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 09558979 MAIL ADDRESS: STREET 1: C/O LAKES ENTERTAINMENT INC STREET 2: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAKES ENTERTAINMENT INC CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 CHESHIERE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 6124499092 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-01-28 0 0001071255 LAKES ENTERTAINMENT INC LACO 0001238652 COPE TIMOTHY J LAKES ENTERTAINMENT, INC. 130 CHESHIRE LANE MINNETONKA MN 55305 1 1 0 0 President and CFO Restricted Stock Units 2009-01-28 4 A 0 30000 0.00 A Common Stock, $.01 par value 30000 30000 D Stock Options 3.25 2009-01-28 4 A 0 30000 0.00 A 2019-01-28 Common Stock, $.01 par value 30000 30000 D Each restricted stock unit represents a contingent right to receive one (1) share of common stock. 1,666, 1,667 and 1,667 of the restricted stock units are scheduled to vest on 01/28/2010, 01/28/2011 and 01/28/2012. Pursuant to Rule 16b-3 (right to buy). Options vest in equal amounts of 10,000 shares each on 1/28/2010, 1/28/2011 and 1/28/2012. /s/ Timothy Cope 2009-01-30 -----END PRIVACY-ENHANCED MESSAGE-----