-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KD9Rs91nkktOVNfU5vG54+hV7E0PUE+d9R7MUqA38/hlYHAzWE4zM94IPmFY+qVX AZJpdWQuRZj4n3gI889t3g== 0001140223-06-000018.txt : 20060214 0001140223-06-000018.hdr.sgml : 20060214 20060214172533 ACCESSION NUMBER: 0001140223-06-000018 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEEPHAVEN CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001140223 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 06617502 BUSINESS ADDRESS: STREET 1: 130 CHESHIRE LANE SUITE 102 CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 9522495500 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAKES ENTERTAINMENT INC CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 CHESHIERE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 6124499092 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 5 1 form5pg4lakes123105_ex.xml X0202 5 2005-12-31 0 0 1 0001071255 LAKES ENTERTAINMENT INC LACO 0001140223 DEEPHAVEN CAPITAL MANAGEMENT LLC 130 CHESHIRE LANE SUITE 102 MINNETONKA MN 55305 0 0 1 0 Common Stock 2005-05-23 4 P 0 12544 13.5448 A 3497200 I see footnote Common Stock 2005-05-24 4 P 0 19100 12.9803 A 3497200 I see footnote Common Stock 2005-05-25 4 P 0 29840 12.1451 A 3497200 I see footnote Common Stock 2005-05-25 4 S 0 7139 12.3111 D 3497200 I see footnote Common Stock 2005-05-26 4 S 0 8900 12.2100 D 3497200 I see footnote Common Stock 2005-05-26 4 P 0 36642 12.2374 A 3497200 I see footnote Common Stock 2005-05-26 4 S 0 5000 12.2500 D 3497200 I see footnote Common Stock 2005-05-27 4 P 0 20500 12.3154 A 3497200 I see footnote Common Stock 2005-05-31 4 P 0 31376 12.5205 A 3497200 I see footnote Common Stock 2005-06-01 4 P 0 22004 12.6076 A 3497200 I see footnote Common Stock 2005-06-02 4 P 0 23000 12.5391 A 3497200 I see footnote Common Stock 2005-06-02 4 S 0 300 12.5525 D 3497200 I see footnote Common Stock 2005-06-03 4 P 0 16688 12.4752 A 3497200 I see footnote Common Stock 2005-06-06 4 P 0 23069 13.0614 A 3497200 I see footnote Common Stock 2005-06-07 4 P 0 15998 13.6877 A 3497200 I see footnote Common Stock 2005-06-08 4 S 0 6400 14.1150 D 3497200 I see footnote Common Stock 2005-06-08 4 P 0 17974 14.2903 A 3497200 I see footnote Common Stock 2005-06-08 4 S 0 48300 14.3300 D 3497200 I see footnote Common Stock 2005-06-08 4 S 0 3900 14.4500 D 3497200 I see footnote Common Stock 2005-06-08 4 S 0 100000 14.8100 D 3497200 I see footnote Common Stock 2005-06-09 4 P 0 48523 14.9733 A 3497200 I see footnote Common Stock 2005-06-09 4 S 0 200 15.0000 D 3497200 I see footnote Common Stock 2005-06-10 4 P 0 33400 15.2661 A 3497200 I see footnote Common Stock 2005-06-10 4 P 0 20000 15.3444 A 3497200 I see footnote Common Stock 2005-06-13 4 P 0 40066 14.9534 A 3497200 I see footnote Common Stock 2005-06-14 4 S 0 30000 15.0000 D 3497200 I see footnote Common Stock 2005-06-14 4 P 0 13800 15.0196 A 3497200 I see footnote Deephaven Capital Management LLC ("Deephaven") is the investment manager to one or more private funds and/or separately managed accounts (collectively, the "Funds"). As investment manager to the Funds, Deephaven has full voting and dispositive power with respect to the 3,497,200 shares of the common stock of the Issuer ("Common Stock") held by the Funds. Deephaven disclaims beneficial ownership of such shares of Common Stock except to the extent of its pecuniary interest in such shares. Thomas Wagner, Chief Compliance Officer 2006-02-14 -----END PRIVACY-ENHANCED MESSAGE-----