-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UgY9ItCVERAZgzZVw7S0pdkphAFxb12UqGXQsyB6IB9weFptj0qWpxt/MxEOXd9G v++4nqOeU04BUhfV51o4og== 0001140223-06-000016.txt : 20060214 0001140223-06-000016.hdr.sgml : 20060214 20060214172410 ACCESSION NUMBER: 0001140223-06-000016 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEEPHAVEN CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001140223 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 06617461 BUSINESS ADDRESS: STREET 1: 130 CHESHIRE LANE SUITE 102 CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 9522495500 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAKES ENTERTAINMENT INC CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 CHESHIERE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 6124499092 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 5 1 form5pg3lakes123105_ex.xml X0202 5 2005-12-31 0 0 1 0001071255 LAKES ENTERTAINMENT INC LACO 0001140223 DEEPHAVEN CAPITAL MANAGEMENT LLC 130 CHESHIRE LANE SUITE 102 MINNETONKA MN 55305 0 0 1 0 Common Stock 2005-04-22 4 P 0 26103 14.7720 A 3497200 I see footnote Common Stock 2005-04-22 4 S 0 100 14.9400 D 3497200 I see footnote Common Stock 2005-04-25 4 P 0 11802 14.9992 A 3497200 I see footnote Common Stock 2005-04-26 4 P 0 8142 14.9777 A 3497200 I see footnote Common Stock 2005-04-27 4 P 0 12200 14.9679 A 3497200 I see footnote Common Stock 2005-04-28 4 P 0 16956 14.7850 A 3497200 I see footnote Common Stock 2005-04-28 4 S 0 38300 14.8700 D 3497200 I see footnote Common Stock 2005-04-29 4 P 0 32843 14.4407 A 3497200 I see footnote Common Stock 2005-05-02 4 P 0 113197 13.8556 A 3497200 I see footnote Common Stock 2005-05-02 4 S 0 77000 14.2250 D 3497200 I see footnote Common Stock 2005-05-03 4 S 0 100 13.5575 D 3497200 I see footnote Common Stock 2005-05-03 4 P 0 83278 13.6104 A 3497200 I see footnote Common Stock 2005-05-03 4 S 0 75000 13.8300 D 3497200 I see footnote Common Stock 2005-05-04 4 P 0 37237 14.0539 A 3497200 I see footnote Common Stock 2005-05-05 4 P 0 60283 14.5449 A 3497200 I see footnote Common Stock 2005-05-06 4 P 0 11600 14.6306 A 3497200 I see footnote Common Stock 2005-05-09 4 P 0 100 14.6900 A 3497200 I see footnote Common Stock 2005-05-10 4 P 0 14400 14.6251 A 3497200 I see footnote Common Stock 2005-05-11 4 P 0 13688 14.0597 A 3497200 I see footnote Common Stock 2005-05-12 4 P 0 98152 13.8926 A 3497200 I see footnote Common Stock 2005-05-13 4 P 0 2300 13.8979 A 3497200 I see footnote Common Stock 2005-05-16 4 P 0 1000 13.8300 A 3497200 I see footnote Common Stock 2005-05-17 4 P 0 12600 13.6224 A 3497200 I see footnote Common Stock 2005-05-18 4 P 0 22100 13.0457 A 3497200 I see footnote Common Stock 2005-05-18 4 S 0 100 135544 D 3497200 I see footnote Common Stock 2005-05-19 4 P 0 74098 12.8270 A 3497200 I see footnote Common Stock 2005-05-20 4 P 0 91759 13.3657 A 3497200 I see footnote Deephaven Capital Management LLC ("Deephaven") is the investment manager to one or more private funds and/or separately managed accounts (collectively, the "Funds"). As investment manager to the Funds, Deephaven has full voting and dispositive power with respect to the 3,497,200 shares of the common stock of the Issuer ("Common Stock") held by the Funds. Deephaven disclaims beneficial ownership of such shares of Common Stock except to the extent of its pecuniary interest in such shares. Thomas Wagner, Chief Compliance Officer 2006-02-14 -----END PRIVACY-ENHANCED MESSAGE-----