-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OBKztLiFylKoWRs+38yxA/zCrWjC0R6UjKKuq0QS3PpmS3jFW/wzBMZ4alQYr9Q4 RfQTSSKH5VnaZSUttJut9Q== 0001140223-06-000012.txt : 20060214 0001140223-06-000012.hdr.sgml : 20060214 20060214172143 ACCESSION NUMBER: 0001140223-06-000012 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEEPHAVEN CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001140223 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 06617371 BUSINESS ADDRESS: STREET 1: 130 CHESHIRE LANE SUITE 102 CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 9522495500 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LAKES ENTERTAINMENT INC CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 CHESHIERE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 6124499092 MAIL ADDRESS: STREET 1: 130 CHESHIRE LANE CITY: MINNETONKA STATE: MN ZIP: 55305 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 5 1 form5lakes123105_ex.xml X0202 5 2005-12-31 0 0 1 0001071255 LAKES ENTERTAINMENT INC LACO 0001140223 DEEPHAVEN CAPITAL MANAGEMENT LLC 130 CHESHIRE LANE SUITE 102 MINNETONKA MN 55305 0 0 1 0 Common Stock 2005-02-23 4 P 0 12144 18.4869 A 3497200 I see footnote Common Stock 2005-02-24 4 P 0 40261 18.0799 A 3497200 I see footnote Common Stock 2005-02-25 4 P 0 100 18.42 A 3497200 I see footnote Common Stock 2005-02-28 4 P 0 14600 17.6868 A 3497200 I see footnote Common Stock 2005-02-28 4 S 0 100 18.2750 D 3497200 I see footnote Common Stock 2005-03-01 4 P 0 6300 17.5732 A 3497200 I see footnote Common Stock 2005-03-01 4 S 0 32538 17.6662 D 3497200 I see footnote Common Stock 2005-03-02 4 P 0 500 17.7745 A 3497200 I see footnote Common Stock 2005-03-03 4 P 0 10300 17.1831 A 3497200 I see footnote Common Stock 2005-03-04 4 P 0 6202 17.2111 A 3497200 I see footnote Common Stock 2005-03-07 4 S 0 10580 17.1192 D 3497200 I see footnote Common Stock 2005-03-07 4 P 0 100 17.2900 A 3497200 I see footnote Common Stock 2005-03-08 4 S 0 10000 16.8085 D 3497200 I see footnote Common Stock 2005-03-09 4 P 0 57266 16.1195 A 3497200 I see footnote Common Stock 2005-03-09 4 S 0 50000 16.6850 D 3497200 I see footnote Common Stock 2005-03-10 4 P 0 6519 16.1442 A 3497200 I see footnote Common Stock 2005-03-11 4 S 0 17500 16.2500 D 3497200 I see footnote Common Stock 2005-03-11 4 P 0 500 16.4268 A 3497200 I see footnote Common Stock 2005-03-14 4 P 0 11073 16.3291 A 3497200 I see footnote Common Stock 2005-03-14 4 S 0 32100 16.3700 D 3497200 I see footnote Common Stock 2005-03-15 4 S 0 13000 16.2500 D 3497200 I see footnote Common Stock 2005-03-16 4 S 0 25000 16.3500 D 3497200 I see footnote Common Stock 2005-03-16 4 P 0 6000 16.3868 A 3497200 I see footnote Common Stock 2005-03-18 4 S 0 2876 16.6200 D 3497200 I see footnote Common Stock 2005-03-21 4 P 0 19783 16.7920 A 3497200 I see footnote Common Stock 2005-03-22 4 P 0 16564 16.5593 A 3497200 I see footnote Common Stock 2005-03-23 4 S 0 3300 15.9150 D 3497200 I see footnote Common Stock 2005-03-23 4 P 0 86576 16.1237 A 3497200 I see footnote Common Stock 2005-03-24 4 P 0 44704 16.3291 A 3497200 I see footnote Common Stock 2005-03-28 4 P 0 10240 18.1674 A 3497200 I see footnote Deephaven Capital Management LLC ("Deephaven") is the investment manager to one or more private funds and/or separately managed accounts (collectively, the "Funds"). As investment manager to the Funds, Deephaven has full voting and dispositive power with respect to the 3,497,200 shares of the common stock of the Issuer ("Common Stock") held by the Funds. Deephaven disclaims beneficial ownership of such shares of Common Stock except to the extent of its pecuniary interest in such shares. Thomas Wagner, Chief Compliance Officer 2006-02-14 -----END PRIVACY-ENHANCED MESSAGE-----