0001071255-24-000075.txt : 20240524 0001071255-24-000075.hdr.sgml : 20240524 20240524200242 ACCESSION NUMBER: 0001071255-24-000075 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230526 FILED AS OF DATE: 20240524 DATE AS OF CHANGE: 20240524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dozier Ann CENTRAL INDEX KEY: 0001778255 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 24986026 MAIL ADDRESS: STREET 1: C/O GOLDEN ENTERTAINMENT, INC. STREET 2: 6595 S JONES BLVD CITY: LAS VEGAS, NV, USA STATE: NV ZIP: 89118 FORMER NAME: FORMER CONFORMED NAME: Dozier Ann D. DATE OF NAME CHANGE: 20190530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC. CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 BUSINESS PHONE: 7028914284 MAIL ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 FORMER COMPANY: FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC DATE OF NAME CHANGE: 20020806 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 4/A 1 wk-form4a_1716595347.xml FORM 4/A X0508 4/A 2023-05-26 2023-05-26 0 0001071255 GOLDEN ENTERTAINMENT, INC. GDEN 0001778255 Dozier Ann 6595 S JONES BLVD LAS VEGAS NV 89118-3337 1 0 0 0 0 Common Stock 2024-05-24 4 M 0 4292 A 40366 D Restricted Stock Units 2023-05-26 4 A 0 4292 0 A Common Stock 4292 4292 D Restricted Stock Units 2024-05-24 4 A 0 5375 0 A Common Stock 5375 5375 D Restricted Stock Units 2024-05-24 4 M 0 4292 0 D Common Stock 4292 0 D Restricted stock units convert into common stock on a one-for-one basis. The shares of common stock listed in Table I have been updated to exclude all unvested time-based restricted stock units (RSUs) held by the reporting person previously reported in Table I and are now being reported in Table II below. Each restricted stock unit represents a contingent right to receive one share of common stock. Represents time-based RSUs that were previously reported in Table I. The RSUs from this award vested on May 24, 2024. Includes 210 additional shares acquired since the date of the reporting person's last report through the issuance of a dividend equivalent on unvested time-based RSUs on August 25, 2023. Additional shares acquired through the dividend equivalent will follow the vesting schedule and conditions of the original grant. Represents time-based RSUs. RSUs that have not been forfeited shall vest on the first anniversary date following the grant date of May 24, 2024. /s/ Charles H. Protell, attorney-in-fact 2024-05-24