0001071255-24-000022.txt : 20240315 0001071255-24-000022.hdr.sgml : 20240315 20240315204605 ACCESSION NUMBER: 0001071255-24-000022 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210312 FILED AS OF DATE: 20240315 DATE AS OF CHANGE: 20240315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arcana Stephen CENTRAL INDEX KEY: 0001649901 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 24756704 MAIL ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS, NV, USA STATE: NV ZIP: 89118 FORMER NAME: FORMER CONFORMED NAME: Arcana Stephen A DATE OF NAME CHANGE: 20150803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC. CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 BUSINESS PHONE: 7028914284 MAIL ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 FORMER COMPANY: FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC DATE OF NAME CHANGE: 20020806 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 4/A 1 wk-form4a_1710549954.xml FORM 4/A X0508 4/A 2021-03-12 2021-03-12 0 0001071255 GOLDEN ENTERTAINMENT, INC. GDEN 0001649901 Arcana Stephen 6595 S. JONES BLVD. LAS VEGAS NV 89118 0 1 0 0 EVP and COO 0 Common Stock 2024-03-14 4 M 0 8159 A 140160 D Common Stock 2024-03-14 4 M 0 48953 A 189113 D Common Stock 2024-03-14 4 M 0 6672 A 195785 D Common Stock 2024-03-14 4 M 0 5158 A 200943 D Common Stock 2024-03-14 4 M 0 7026 A 207969 D Common Stock 2024-03-14 4 F 0 29941 34.06 D 178028 D Restricted Stock Units 2021-03-12 4 A 0 8159 0 A Common Stock 8159 8159 D Restricted Stock Units 2022-03-11 4 A 0 48953 0 A Common Stock 48953 48953 D Restricted Stock Units 2021-03-12 4 A 0 6672 0 A Common Stock 6672 6672 D Restricted Stock Units 2022-03-11 4 A 0 10317 0 A Common Stock 10317 10317 D Restricted Stock Units 2023-03-14 4 A 0 21082 0 A Common Stock 21082 21082 D Restricted Stock Units 2023-03-14 4 A 0 13866 0 A Common Stock 13866 13866 D Restricted Stock Units 2024-03-14 4 A 0 14610 0 A Common Stock 14610 14610 D Restricted Stock Units 2024-03-14 4 M 0 8159 0 D Common Stock 8159 0 D Restricted Stock Units 2024-03-14 4 M 0 48953 0 D Common Stock 48953 0 D Restricted Stock Units 2024-03-14 4 M 0 6672 0 D Common Stock 6672 0 D Restricted Stock Units 2024-03-14 4 M 0 5158 0 D Common Stock 5158 5159 D Restricted Stock Units 2024-03-14 4 M 0 7026 0 D Common Stock 7026 14055 D Restricted stock units convert into common stock on a one-for-one basis. The shares of common stock listed in Table I have been updated to exclude all unvested time-based restricted stock units (RSUs) and "earned" but unvested performance-based restricted stock units (PSUs) held by the reporting person that were previously reported in Table I and are now being reported in Table II below. In accordance with the recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock. Represents time-based RSUs that were previously reported in Table I. The remaining RSUs from this award vested on March 14, 2024. Represents shares "earned" under PSUs granted on March 12, 2021 that were previously reported in Table I. These PSUs vested on March 14, 2024. Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted on March 11, 2022 vested on March 14, 2023, one-third of the RSUs vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest on March 14, 2025. Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest as to one-third on March 14, 2025 and one-third on March 14, 2026. Represents shares "earned" under PSUs granted on March 11, 2022 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2025. Represents shares "earned" under PSUs granted on March 14, 2023 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2026. /s/ Charles H. Protell, attorney-in-fact 2024-03-15