0001071255-23-000105.txt : 20231220 0001071255-23-000105.hdr.sgml : 20231220 20231220210538 ACCESSION NUMBER: 0001071255-23-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231218 FILED AS OF DATE: 20231220 DATE AS OF CHANGE: 20231220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Protell Charles CENTRAL INDEX KEY: 0001690495 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 231502646 MAIL ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC. CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 BUSINESS PHONE: 7028914284 MAIL ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 FORMER COMPANY: FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC DATE OF NAME CHANGE: 20020806 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 4 1 wk-form4_1703124327.xml FORM 4 X0508 4 2023-12-18 0 0001071255 GOLDEN ENTERTAINMENT, INC. GDEN 0001690495 Protell Charles 6595 S. JONES BLVD. LAS VEGAS NV 89118 0 1 0 0 President and CFO 0 Common Stock 2023-12-18 4 M 0 22500 10.57 A 666343 D Common Stock 2023-12-18 4 F 0 12396 40.72 D 653947 D Common Stock 2023-12-18 4 S 0 10104 41 D 643843 D Common Stock 2023-12-19 4 M 0 27500 10.57 A 671343 D Common Stock 2023-12-19 4 F 0 15185 40.24 D 656158 D Common Stock 2023-12-19 4 S 0 12285 40.09 D 643873 D Common Stock 2023-12-20 4 M 0 30000 10.57 A 673873 D Common Stock 2023-12-20 4 F 0 16405 41.60 D 657468 D Common Stock 2023-12-20 4 S 0 13557 41.42 D 643911 D Stock Option 10.57 2023-12-18 4 M 0 22500 0 D 2026-11-28 Common Stock 22500 227500 D Stock Option 10.57 2023-12-19 4 M 0 27500 0 D 2026-11-28 Common Stock 27500 200000 D Stock Option 10.57 2023-12-20 4 M 0 30000 0 D 2026-11-28 Common Stock 30000 170000 D Includes 11,836 additional shares acquired since the date of the reporting person's last report through the issuance of a dividend equivalent on unvested time-based restricted stock units (RSUs) and earned but unvested performance-based stock units (PSUs) on August 25, 2023. Additional shares acquired through the dividend equivalent will follow the vesting schedule and conditions of the original grants. The price reported in Column 4 is the exact price. All shares were sold at an exact price of $41.00. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (2) to Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.03 to $40.35. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (3) to Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.29 to $41.66. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (4) to Form 4. The options, representing a right to purchase a total of 250,000 shares of common stock, became exercisable 1/4 of the total number of shares on 11/27/17, and 1/48 of the total number of shares on the last day of each one month period following 11/27/17. /s/ Protell, Charles 2023-12-20