0001071255-22-000023.txt : 20220315 0001071255-22-000023.hdr.sgml : 20220315 20220315195651 ACCESSION NUMBER: 0001071255-22-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220311 FILED AS OF DATE: 20220315 DATE AS OF CHANGE: 20220315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sartini Blake L II CENTRAL INDEX KEY: 0001677017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 22742902 MAIL ADDRESS: STREET 1: C/O GOLDEN ENTERTAINMENT, INC. STREET 2: 6595 S JONES BLVD. CITY: LAS VEGAS STATE: NV ZIP: 89118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC. CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 BUSINESS PHONE: 7028914284 MAIL ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 FORMER COMPANY: FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC DATE OF NAME CHANGE: 20020806 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 4 1 wf-form4_164738858936866.xml FORM 4 X0306 4 2022-03-11 0 0001071255 GOLDEN ENTERTAINMENT, INC. GDEN 0001677017 Sartini Blake L II 6595 S. JONES BLVD. LAS VEGAS NV 89118 0 1 0 0 EVP of Operations Common Stock 2022-03-11 4 A 0 8410 0 A 106706 D Common Stock 2022-03-11 4 A 0 97598 0 A 204304 D Common Stock 2022-03-14 4 F 0 16614 52.67 D 187690 D Common Stock 250000 I See Footnote Represents time-based restricted stock units (RSUs), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest as to one third on 3/14/2023, one third on 3/14/2024 and one third on 3/14/2025. Represents shares "earned" under performance-based restricted stock units (PSUs) granted on 3/13/2020 and 3/12/2021, and represents contingent rights to receive common stock. PSUs that have not been forfeited shall vest on 3/14/2023 for PSUs granted on 3/13/2020 and on 3/14/2024 for PSUs granted on 3/12/2021. In accordance with recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units. Represents shares held by D'Oro Holdings, LLC in which Mr. Sartini II has a pecuniary interest. On May 12, 2021, Mr. Sartini II resigned as the sole manager of D'Oro Holdings, LLC, and on May 12, 2021, Mr. Sartini II resigned as trustee of certain family trusts that were members of D'Oro Holdings, LLC. Accordingly, Mr. Sartini II no longer has investment control over shares held by D'Oro Holdings, LLC. /s/ Charles H. Protell, attorney-in-fact 2022-03-15