0001071255-22-000023.txt : 20220315
0001071255-22-000023.hdr.sgml : 20220315
20220315195651
ACCESSION NUMBER: 0001071255-22-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220311
FILED AS OF DATE: 20220315
DATE AS OF CHANGE: 20220315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sartini Blake L II
CENTRAL INDEX KEY: 0001677017
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24993
FILM NUMBER: 22742902
MAIL ADDRESS:
STREET 1: C/O GOLDEN ENTERTAINMENT, INC.
STREET 2: 6595 S JONES BLVD.
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC.
CENTRAL INDEX KEY: 0001071255
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 411913991
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
BUSINESS PHONE: 7028914284
MAIL ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC
DATE OF NAME CHANGE: 20020806
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES GAMING INC
DATE OF NAME CHANGE: 19980929
4
1
wf-form4_164738858936866.xml
FORM 4
X0306
4
2022-03-11
0
0001071255
GOLDEN ENTERTAINMENT, INC.
GDEN
0001677017
Sartini Blake L II
6595 S. JONES BLVD.
LAS VEGAS
NV
89118
0
1
0
0
EVP of Operations
Common Stock
2022-03-11
4
A
0
8410
0
A
106706
D
Common Stock
2022-03-11
4
A
0
97598
0
A
204304
D
Common Stock
2022-03-14
4
F
0
16614
52.67
D
187690
D
Common Stock
250000
I
See Footnote
Represents time-based restricted stock units (RSUs), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest as to one third on 3/14/2023, one third on 3/14/2024 and one third on 3/14/2025.
Represents shares "earned" under performance-based restricted stock units (PSUs) granted on 3/13/2020 and 3/12/2021, and represents contingent rights to receive common stock. PSUs that have not been forfeited shall vest on 3/14/2023 for PSUs granted on 3/13/2020 and on 3/14/2024 for PSUs granted on 3/12/2021.
In accordance with recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units.
Represents shares held by D'Oro Holdings, LLC in which Mr. Sartini II has a pecuniary interest. On May 12, 2021, Mr. Sartini II resigned as the sole manager of D'Oro Holdings, LLC, and on May 12, 2021, Mr. Sartini II resigned as trustee of certain family trusts that were members of D'Oro Holdings, LLC. Accordingly, Mr. Sartini II no longer has investment control over shares held by D'Oro Holdings, LLC.
/s/ Charles H. Protell, attorney-in-fact
2022-03-15