0001071255-21-000022.txt : 20210312
0001071255-21-000022.hdr.sgml : 20210312
20210312201614
ACCESSION NUMBER: 0001071255-21-000022
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210312
FILED AS OF DATE: 20210312
DATE AS OF CHANGE: 20210312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sartini Blake L II
CENTRAL INDEX KEY: 0001677017
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24993
FILM NUMBER: 21739494
MAIL ADDRESS:
STREET 1: C/O GOLDEN ENTERTAINMENT, INC.
STREET 2: 6595 S JONES BLVD.
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC.
CENTRAL INDEX KEY: 0001071255
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 411913991
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
BUSINESS PHONE: 7028914284
MAIL ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC
DATE OF NAME CHANGE: 20020806
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES GAMING INC
DATE OF NAME CHANGE: 19980929
4
1
wf-form4_161559815836371.xml
FORM 4
X0306
4
2021-03-12
0
0001071255
GOLDEN ENTERTAINMENT, INC.
GDEN
0001677017
Sartini Blake L II
6595 S. JONES BLVD.
LAS VEGAS
NV
89118
0
1
0
0
SVP of Distributed Gaming
Common Stock
2021-03-12
4
A
0
19565
0
A
96947
D
Common Stock
2021-03-12
4
A
0
17430
0
A
114377
D
Common Stock
2021-03-12
4
F
0
6887
29
D
107490
D
Common Stock
750000
I
See Footnote
Represents time-based restricted stock units (RSUs), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest as to one third on 3/14/2022, one third on 3/14/2023 and one third on 3/14/2024.
Represents shares "earned" under performance-based restricted stock units (PSUs) granted on 3/18/2019, and represents contingent rights to receive common stock. PSUs that have not been forfeited shall vest on 3/14/2022.
In accordance with recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units.
Shares are held by D'Oro Holdings, LLC, of which Mr. Sartini II is the sole manager. Certain family trusts, of which Mr. Sartini II is the trustee, are the sole members of D'Oro Holdings, LLC. Mr. Sartini II disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
/s/ Charles H. Protell, attorney-in-fact
2021-03-12