0001071255-21-000022.txt : 20210312 0001071255-21-000022.hdr.sgml : 20210312 20210312201614 ACCESSION NUMBER: 0001071255-21-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210312 FILED AS OF DATE: 20210312 DATE AS OF CHANGE: 20210312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sartini Blake L II CENTRAL INDEX KEY: 0001677017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 21739494 MAIL ADDRESS: STREET 1: C/O GOLDEN ENTERTAINMENT, INC. STREET 2: 6595 S JONES BLVD. CITY: LAS VEGAS STATE: NV ZIP: 89118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC. CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 BUSINESS PHONE: 7028914284 MAIL ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 FORMER COMPANY: FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC DATE OF NAME CHANGE: 20020806 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 4 1 wf-form4_161559815836371.xml FORM 4 X0306 4 2021-03-12 0 0001071255 GOLDEN ENTERTAINMENT, INC. GDEN 0001677017 Sartini Blake L II 6595 S. JONES BLVD. LAS VEGAS NV 89118 0 1 0 0 SVP of Distributed Gaming Common Stock 2021-03-12 4 A 0 19565 0 A 96947 D Common Stock 2021-03-12 4 A 0 17430 0 A 114377 D Common Stock 2021-03-12 4 F 0 6887 29 D 107490 D Common Stock 750000 I See Footnote Represents time-based restricted stock units (RSUs), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest as to one third on 3/14/2022, one third on 3/14/2023 and one third on 3/14/2024. Represents shares "earned" under performance-based restricted stock units (PSUs) granted on 3/18/2019, and represents contingent rights to receive common stock. PSUs that have not been forfeited shall vest on 3/14/2022. In accordance with recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units. Shares are held by D'Oro Holdings, LLC, of which Mr. Sartini II is the sole manager. Certain family trusts, of which Mr. Sartini II is the trustee, are the sole members of D'Oro Holdings, LLC. Mr. Sartini II disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. /s/ Charles H. Protell, attorney-in-fact 2021-03-12