-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UCtryt7HXRTjga2hr3OZf2wWtPHa/oBMzFPUIgdZUl2BxKy0PPa254rwjIgN6Y3E E7cPN08dgfq7UbjvGIZeGg== 0001116679-02-000150.txt : 20020414 0001116679-02-000150.hdr.sgml : 20020414 ACCESSION NUMBER: 0001116679-02-000150 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001102 FILED AS OF DATE: 20020207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORRECTIONS CORP OF AMERICA CENTRAL INDEX KEY: 0001070985 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 621763875 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16109 FILM NUMBER: 02529809 BUSINESS ADDRESS: STREET 1: 10 BURTON HILLS BLVD STREET 2: N/A CITY: NASHVILLE STATE: TN ZIP: 37215 BUSINESS PHONE: 6152633000 MAIL ADDRESS: STREET 1: 10 BURTON HILLS BOULEVARD STREET 2: N/A CITY: NASHVILLE STATE: TN ZIP: 37215 FORMER COMPANY: FORMER CONFORMED NAME: PRISON REALTY CORP DATE OF NAME CHANGE: 19980924 FORMER COMPANY: FORMER CONFORMED NAME: PRISON REALTY TRUST INC DATE OF NAME CHANGE: 19990517 COMPANY DATA: COMPANY CONFORMED NAME: JEFFRIES CHRISTOPHER M CENTRAL INDEX KEY: 0001106632 OWNER FILING VALUES: FORM TYPE: 3/A BUSINESS ADDRESS: STREET 1: C/O MILLENNIUM PARTNERS MANAGEMENT STREET 2: 1995 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10023 MAIL ADDRESS: STREET 1: C/O MILLENNIUM PARTNERS MANAGEMENT STREET 2: 1995 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10022 3/A 1 form3a.txt 11/20/02 - -------- ---------------------------- FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL - -------- Washington, D.C. 20549 ---------------------------- OMB Number: 3235-0104 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Expires: December 31, 2001 Estimated average burden Filed pursuant to Section 16(a) of the Securities Exchange hours per response.......0.5 Act of 1934, Section 17(a) of the Public Utility Holding ---------------------------- Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Income Opportunity Fund I LLC - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Millennium Partners 1995 Broadway - -------------------------------------------------------------------------------- (Street) New York NY 10023 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) 11/02/00 - -------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an entity (voluntary) - -------------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol Corrections Corporation of America (CXW) - -------------------------------------------------------------------------------- 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |_| Director |x| 10% Owner |_| Officer (give title below) |_| Other (specify below) - -------------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) 12/20/01 (1) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) |_| Form Filed by One Reporting Person |x| Form Filed by More than One Reporting Person - --------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Table I -- Non-Derivative Securities Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect Beneficial Ownership (Instr. 4) Beneficially Owned Direct (D) or (Instr. 5) (Instr. 4) Indirect (I) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Common stock, par value $.01 per share 1,500 (2) D (3) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 1473 (3-992)
FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Date Exercisable 3. Title and Amount of Securities 4. Conver- 5. Owner- 6. Nature of Security (Instr. 4) and Expiration Date Underlying Derivative Security sion or ship Indirect (Month/Day/Year) (Instr. 4) Exercise Form of Beneficial ---------------------- --------------------------------- Price of Derivative Ownership Date Expira- Amount Derivative Security: (Instr. 5) Exer- tion or Security Direct cisable Date Title Number (D) or of Indirect Shares (I) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ 10% convertible subordinated notes Common stock, par due 2008 1/1/01 12/31/08 value $.01 per share 1,307,934(2) (4) (5)(8) (5)(8) - ------------------------------------------------------------------------------------------------------------------------------------ 10% convertible subordinated notes Common stock, par due 2008 1/1/01 12/31/08 value $.01 per share 1,307,934(2) (4) (6)(8) (6)(8) - ------------------------------------------------------------------------------------------------------------------------------------ 10% convertible subordinated notes Common stock, par due 2008 1/1/01 12/31/08 value $.01 per share 840,724(2) (4) (7)(8) (7)(8) - ------------------------------------------------------------------------------------------------------------------------------------ Series B cumulative convertible Common stock, par preferred stock 12/7/00 value $.01 per share 2,257(2) (9) D (3) - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) This amendment is being filed to (i) correct the conversion price of the 10% convertible subordinated notes due 2008 (the "Notes") and consequently the number of shares of common stock, par value $.01 per share, of the issuer ("Common Stock") underlying the Notes, and (ii) to report additional shares of the issuer's capital stock held by Christopher M. Jeffries. (2) Reflects the one-for-ten reverse stock split effected by the issuer on May 18, 2001. (3) These securities are directly owned by Mr. Jeffries. (4) 84.07247 shares of Common Stock per $1,000 principal amount of Notes. (5) These securities are directly owned by Income Opportunity Fund I LLC ("IOF"). Millennium Development Partners V LLC ("MDP V") has an indirect beneficial interest in these securities in its capacity as managing member of IOF. Mr. Jeffries has an indirect beneficial interest in these securities in his capacity as the controlling member of MDP V. (6) These securities are directly owned by Millennium Holdings III LLC ("MH III"). Mr. Jeffries has an indirect beneficial interest in these securities in his capacity as the controlling member of MH III. (7) These securities are directly owned by Millennium Holdings II LLC ("MH II"). Mr. Jeffries has an indirect beneficial interest in these securities in his capacity as the controlling member of MH II. (8) All reporting persons disclaim beneficial ownership in the securities of the issuer except to the extent of their pecuniary interest, if any, therein. (9) 2.5088 shares of Common Stock per share of series B cumulative convertible preferred stock (reflects the one-for-ten stock split effected by the issuer on May 18, 2001). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. INCOME OPPORTUNITY FUND I LLC By: MILLENNIUM DEVELOPMENT PARTNERS V LLC, its managing member By: /s/ Steven L. Hoffman ------------------------------------ Name: Steven L. Hoffman Title: Vice President Date: February 4, 2002 ------------------------------ Page 2 of 3 CONTINUATION SHEET RELATING TO JOINT FORM 3 FILED BY INCOME OPPORTUNITY FUND I LLC JOINT FILER INFORMATION DESIGNATED FILER: Income Opportunity Fund I LLC ISSUER & TICKLER SYMBOL: Corrections Corporation of America (CXW) DATE OF EVENT REQUIRING STATEMENT: 11/02/00 OTHER REPORTING PERSONS: 1. Millennium Development Partners V LLC c/o Millennium Partners 1995 Broadway New York, NY 10023 By: /s/ Steven L. Hoffman ------------------------------------ Name: Steven L. Hoffman Title: Vice President 2. Millennium Holdings II LLC c/o Millennium Partners 1995 Broadway New York, NY 10023 By: /s/ Steven L. Hoffman ------------------------------------ Name: Steven L. Hoffman Title: Vice President 3. Millennium Holdings III LLC c/o Millennium Partners 1995 Broadway New York, NY 10023 By: /s/ Steven L. Hoffman ------------------------------------ Name: Steven L. Hoffman Title: Vice President 4. Christopher M. Jeffries c/o Millennium Partners 1995 Broadway New York, NY 10023 /s/ Christopher M. Jeffries ----------------------------------------
-----END PRIVACY-ENHANCED MESSAGE-----