-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T51RHN3RGfs/jBXLUDWxrx+XuxC2zhJOHYPSeyk9Sf4apqQeUeBVsGiKn+JPBTMD 0Nn1CNwLgJRsSMN2khhsRA== 0001116679-02-000146.txt : 20020414 0001116679-02-000146.hdr.sgml : 20020414 ACCESSION NUMBER: 0001116679-02-000146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORRECTIONS CORP OF AMERICA CENTRAL INDEX KEY: 0001070985 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 621763875 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16109 FILM NUMBER: 02529792 BUSINESS ADDRESS: STREET 1: 10 BURTON HILLS BLVD STREET 2: N/A CITY: NASHVILLE STATE: TN ZIP: 37215 BUSINESS PHONE: 6152633000 MAIL ADDRESS: STREET 1: 10 BURTON HILLS BOULEVARD STREET 2: N/A CITY: NASHVILLE STATE: TN ZIP: 37215 FORMER COMPANY: FORMER CONFORMED NAME: PRISON REALTY CORP DATE OF NAME CHANGE: 19980924 FORMER COMPANY: FORMER CONFORMED NAME: PRISON REALTY TRUST INC DATE OF NAME CHANGE: 19990517 COMPANY DATA: COMPANY CONFORMED NAME: JEFFRIES CHRISTOPHER M CENTRAL INDEX KEY: 0001106632 OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O MILLENNIUM PARTNERS MANAGEMENT STREET 2: 1995 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10023 MAIL ADDRESS: STREET 1: C/O MILLENNIUM PARTNERS MANAGEMENT STREET 2: 1995 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form4.txt 12/01, 01/02 - --------------------------- FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION ---------------------------- - --------------------------- Washington, D.C. 20549 OMB APPROVAL [_] Check this box ---------------------------- if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287 to Section 16. Form 4 Expires: PENDING or Form 5 obligations Estimated average burden may continue. See Filed pursuant to Section 16(a) of the Securities Exchange hours per response.......0.5 Instruction 1(b). Act of 1934, Section 17(a) of the Public Utility Holding ---------------------------- Company Act of 1935 or Section 30(f) of the (Print or Type Responses) Investment Company Act of 1940
- -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Income Opportunity Fund I LLC - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Millennium Partners, 1995 Broadway - -------------------------------------------------------------------------------- (Street) New York NY 10023 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Corrections Corporation of America (CXW) - -------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an entity (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Year December 2001/ January 2002 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [_] Director [x] 10% Owner [_] Officer (give title below) [x] Other (1) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [_] Form filed by One Reporting Person [x] Form filed by More than One Reporting Person - --------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. 2. 3. 4. 5. 6. 7. Title of Security Trans- Trans- Securities Acquired (A) Amount of Owner- Nature of (Instr. 3) action action or Disposed of (D) Securities ship Indirect Date Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial Instr. 8) Owned at End Direct Owner- (Month/ ___________________________________ of Month (D) or ship Day/ Indirect (Instr. 4) Year) (A)or (Instr. 3 (I) Code V Amount (D) Price and 4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Common stock, par value $.01 per share 12/31/01 J(2) 7,448 (A) $18.56 (2) 11,205 D (3) - ------------------------------------------------------------------------------------------------------------------------------------ Common stock, par value $.01 per share 12/31/01 J(2) 6,287 (A) $18.56 (2) 6,287 I (4)(9) (4)(9) - ------------------------------------------------------------------------------------------------------------------------------------ Common stock, par value $.01 per share 1/8/02 C 46,847 (A) 46,847 (5) (5)(9) - ------------------------------------------------------------------------------------------------------------------------------------ Common stock, par value $.01 per share 1/8/02 C 46,847 (A) 46,847 (6) (6)(9) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 1474 (3-99)
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. Title of Conver- Trans- Trans- Number of Date Exer- Title and Amount Price Number Owner- Nature Derivative sion action action Derivative cisable and of Underlying of of ship of Security or Date Code Securities Expiration Securities Deriv- Deriv- Form In- (Instr. 3) Exer- (Instr. Acquired (A) Date (Instr. 3 and 4) ative ative of direct cise (Month/ 8) or Disposed (Month/Day/ Secur- Secur- Deriv- Bene- Price Day/ of(D) Year) ity ities ative ficial of Year) (Instr. 3, (Instr. Bene- Secur- Owner- Deriv- 4 and 5) 5) ficially ity: ship ative ----------------------------------- Owned Direct (Instr. Secur- at End (D) or 4) ity Amount of In- Date Expi- or Month direct --------------------- Exer- ra- Number (Instr. (I) cis- tion of 4) (Instr. Code V (A) (D) able Date Title Shares 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common 10% convertible stock, par subordinated notes value $.01 due 2008 (7) 1/8/02 C $557,231 1/1/01 12/31/08 per share 46,847 (8) (8) (8)(9) - ------------------------------------------------------------------------------------------------------------------------------------ Common 10% convertible stock, par subordinated notes value $.01 due 2008 (7) 1/8/02 C $557,230 1/1/01 12/31/08 per share 46,847 (8) (8) 8)(9) - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) The reporting persons are members of a Section 13(d) group that owns more than 10% of the issuer's outstanding common stock, par value $.01 per share ("Common Stock"). (2) These shares were received by the reporting person in a settlement of a series of class action and derivative lawsuits brought against the issuer by stockholders of the issuer and its predecessors. The closing price of the Common Stock as reported on the New York Stock Exchange on December 31, 2001 was $18.56. (3) These securities are directly owned by Christopher M. Jeffries. (4) These securities are directly owned by MDP Ventures II LLC ("MDP Ventures"). Mr. Jeffries has an indirect beneficial interest in these securities in his capacity as the holder of a majority of the limited liability company interests of Millennium Development Partners II LLC, the managing member of MDP Ventures. (5) These securities are directly owned by Income Opportunity Fund I LLC ("IOF"). Millennium Development Partners V LLC ("MDP V") has an indirect beneficial interest in these securities in its capacity as managing member of IOF. Mr. Jeffries has an indirect beneficial interest in these securities in his capacity as the controlling member of MDP V. (6) These securities are directly owned by Millennium Holdings III LLC ("MH III"). Mr. Jeffries has an indirect beneficial interest in these securities in his capacity as the controlling member of MH III. (7) 84.07247 shares of Common Stock per $1,000 principal amount of 10% convertible subordinated notes due 2008 ("Notes") (8) (A) $15,000,000 principal amount of Notes (convertible into 1,261,087 shares of Common Stock) directly owned by IOF. MDP V has an indirect beneficial interest in these securities in its capacity as managing member of IOF. Mr. Jeffries has an indirect beneficial interest in these securities in his capacity as the controlling member of MDP V. (B) $15,000,000 principal amount of Notes (convertible into 1,261,087 shares of Common Stock) directly owned by Millennium Holdings III LLC ("MH III"). Mr. Jeffries has an indirect beneficial interest in these securities in his capacity as the controlling member of MH III. (C) $10,000,000 principal amount of Notes (convertible into 840,724 shares of Common Stock) directly owned by Millennium Holdings II LLC ("MH II"). Mr. Jeffries has an indirect beneficial interest in these securities in his capacity as the controlling member of MH II. (9) The reporting persons disclaim beneficial ownership in the securities of the issuer except to the extent of their pecuniary interest, if any, therein. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. INCOME OPPORTUNITY FUND I LLC By: MILLENNIUM DEVELOPMENT PARTNERS V LLC, its managing member By: /s/ Steven L. Hoffman ------------------------------------- Name: Steven L. Hoffman Title: Vice President Date: February 4, 2002 ---------------------- Page 2 of 3 CONTINUATION SHEET RELATING TO JOINT FORM 4 FILED BY INCOME OPPORTUNITY FUND I LLC JOINT FILER INFORMATION DESIGNATED FILER: Income Opportunity Fund I LLC ISSUER & TICKLER SYMBOL: Corrections Corporation of America (CXW) STATEMENT FOR MONTH/YEAR: December 2001, January 2002 OTHER REPORTING PERSONS: 1. Millennium Development Partners V LLC c/o Millennium Partners 1995 Broadway New York, NY 10023 By: /s/ Steven L. Hoffman ------------------------------------ Name: Steven L. Hoffman Title: Vice President 2. Millennium Holdings II LLC c/o Millennium Partners 1995 Broadway New York, NY 10023 By: /s/ Steven L. Hoffman ------------------------------------ Name: Steven L. Hoffman Title: Vice President 3. Millennium Holdings III LLC c/o Millennium Partners 1995 Broadway New York, NY 10023 By: /s/ Steven L. Hoffman ------------------------------------ Name: Steven L. Hoffman Title: Vice President 4. Christopher M. Jeffries c/o Millennium Partners 1995 Broadway New York, NY 10023 /s/ Christopher M. Jeffries ---------------------------------------- Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----