0000899243-21-041469.txt : 20211025
0000899243-21-041469.hdr.sgml : 20211025
20211025183719
ACCESSION NUMBER: 0000899243-21-041469
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211021
FILED AS OF DATE: 20211025
DATE AS OF CHANGE: 20211025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWARZMAN STEPHEN A
CENTRAL INDEX KEY: 0001070844
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39550
FILM NUMBER: 211345279
MAIL ADDRESS:
STREET 1: C/O BLACKSTONE INC.
STREET 2: 345 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone Inc
CENTRAL INDEX KEY: 0001393818
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39550
FILM NUMBER: 211345281
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: (212) 583-5000
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER NAME:
FORMER CONFORMED NAME: Blackstone Group Inc
DATE OF NAME CHANGE: 20190628
FORMER NAME:
FORMER CONFORMED NAME: Blackstone Group L.P.
DATE OF NAME CHANGE: 20070320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone Group Management L.L.C.
CENTRAL INDEX KEY: 0001404071
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39550
FILM NUMBER: 211345280
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: (212) 583-5000
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone Aqua Master Sub-Fund, a sub-fund of Blackstone Global Master Fund ICAV
CENTRAL INDEX KEY: 0001876914
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39550
FILM NUMBER: 211345284
BUSINESS ADDRESS:
STREET 1: 32 MOLESWORTH STREET
CITY: DUBLIN 2
STATE: L2
ZIP: 00000
BUSINESS PHONE: 212-583-5000
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone Holdings I/II GP L.L.C.
CENTRAL INDEX KEY: 0001464695
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39550
FILM NUMBER: 211345282
BUSINESS ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125835000
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER NAME:
FORMER CONFORMED NAME: Blackstone Holdings I/II GP Inc
DATE OF NAME CHANGE: 20090521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone Alternative Solutions L.L.C.
CENTRAL INDEX KEY: 0001728531
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39550
FILM NUMBER: 211345283
BUSINESS ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP INC.
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125835000
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP INC.
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blackstone Holdings I L.P.
CENTRAL INDEX KEY: 0001464694
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39550
FILM NUMBER: 211345285
BUSINESS ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: 2125835000
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OppFi Inc.
CENTRAL INDEX KEY: 0001818502
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 851648122
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 E. RANDOLPH STREET
STREET 2: SUITE 3400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: (312) 212-8079
MAIL ADDRESS:
STREET 1: 130 E. RANDOLPH STREET
STREET 2: SUITE 3400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: FG New America Acquisition Corp.
DATE OF NAME CHANGE: 20200717
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-10-21
1
0001818502
OppFi Inc.
OPFI
0001464694
Blackstone Holdings I L.P.
C/O BLACKSTONE INC.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001876914
Blackstone Aqua Master Sub-Fund, a sub-fund of Blackstone Global Master Fund ICAV
C/O BLACKSTONE INC.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001728531
Blackstone Alternative Solutions L.L.C.
C/O BLACKSTONE INC.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001464695
Blackstone Holdings I/II GP L.L.C.
C/O BLACKSTONE INC.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001393818
Blackstone Inc
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001404071
Blackstone Group Management L.L.C.
C/O BLACKSTONE INC.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
0001070844
SCHWARZMAN STEPHEN A
C/O BLACKSTONE INC.
345 PARK AVENUE
NEW YORK
NY
10154
0
0
1
0
Class A Common Stock
2021-10-21
4
S
0
6900
7.1389
A
1113100
I
See Footnotes
Class A Common Stock
2021-10-21
4
S
0
31366
7.0401
A
1081734
I
See Footnotes
Class A Common Stock
2021-10-21
4
S
0
7600
7.0007
A
1074134
I
See Footnotes
Warrant (right to buy)
11.50
2021-10-21
4
S
0
4496
1.51
D
Class A Common Stock
4496
555504
I
See Footnotes
Warrant (right to buy)
11.50
2021-10-21
4
S
0
61223
1.3829
D
Class A Common Stock
61223
494281
I
See Footnotes
Warrant (right to buy)
11.50
2021-10-22
4
S
0
494281
1.1771
D
Class A Common Stock
494281
0
I
See Footnotes
The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of OppFi Inc. (the "Issuer") were sold in multiple transactions at prices ranging from $7.13 to $7.16, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (5) and (6) to this Form 4.
Reflects securities of the Issuer directly held by Blackstone Aqua Master Sub-Fund, a sub-fund of Blackstone Global Master Fund ICAV ("Aqua Fund"). Blackstone Alternative Solutions L.L.C. ("BAS") is the investment manager of the Aqua Fund. Blackstone Holdings I L.P. ("Holdings I") is the sole member of BAS. Blackstone Holdings I/II GP L.L.C. ("Holdings GP") is the general partner of Holdings I. Blackstone Inc. ("Blackstone") is the sole member of Holdings GP. Blackstone Group Management L.L.C. ("Blackstone Management") is the sole holder of Series II preferred stock of Blackstone. Blackstone Management is wholly owned by its senior managing directors and controlled by its founder, Stephen A. Schwarzman.
Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
Each of the Reporting Persons (other than the Aqua Fund to the extent it directly holds securities of the Issuer), disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than the Aqua Fund to the extent it directly holds securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all reported securities for purposes of Section 16 or any other purpose.
The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of the Issuer were sold in multiple transactions at prices ranging from $6.96 to $7.21, inclusive.
The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of the Issuer were sold in multiple transactions at prices ranging from $6.975 to $7.05, inclusive.
The warrants have an exercise price of $11.50 per share of Class A Common Stock, subject to adjustment, and became exercisable on the later of 12 months from the closing of the Issuer's initial public offering (which occurred on October 2, 2020) or 30 days after the completion of the Issuer's initial business combination (which occurred on July 20, 2021), and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
The price reported in Column 4 is a weighted average price. These warrants of the Issuer were sold in multiple transactions at prices ranging from $1.34 to $1.51, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes (8) and (9) to this Form 4.
The price reported in Column 4 is a weighted average price. These warrants of the Issuer were sold in multiple transactions at prices ranging from $1.15 to $1.40, inclusive.
BLACKSTONE HOLDINGS I L.P., By: Blackstone Holdings I/II GP, L.L.C its general partner, /s/ Tabea Hsi, Name: Tabea Hsi, Title: Senior Managing Director
2021-10-25
BLACKSTONE GLOBAL MASTER FUND ICAV, ACTING SOLELY ON BEHALF OF ITS SUB-FUND, BLACKSTONE AQUA MASTER SUB-FUND, By: Blackstone Alternative Solutions L.L.C., its investment manager, /s/ Peter Koffler, Name: Peter Koffler, Title: Authorized Person
2021-10-25
BLACKSTONE ALTERNATIVE SOLUTIONS L.L.C, /s/ Peter Koffler, Name: Peter Koffler, Title: Authorized Person
2021-10-25
BLACKSTONE HOLDINGS I/II GP L.L.C., /s/ Tabea Hsi, Name: Tabea Hsi, Title: Senior Managing Director
2021-10-25
BLACKSTONE INC., /s/ Tabea Hsi, Name: Tabea Hsi, Title: Senior Managing Director
2021-10-25
BLACKSTONE GROUP MANAGEMENT, L.L.C., /s/ Tabea Hsi, Name: Tabea Hsi, Title: Senior Managing Director
2021-10-25
STEPHEN A. SCHWARZMAN, /s/ Stephen A. Schwarzman
2021-10-25