0001104659-24-076996.txt : 20240701 0001104659-24-076996.hdr.sgml : 20240701 20240701202939 ACCESSION NUMBER: 0001104659-24-076996 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240430 FILED AS OF DATE: 20240701 DATE AS OF CHANGE: 20240701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rana Sundeep CENTRAL INDEX KEY: 0001878798 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25045 FILM NUMBER: 241092571 MAIL ADDRESS: STREET 1: CASTLE CREEK CAPITAL STREET 2: 8604 TURTLE CREEK BLVD, #12674 CITY: DALLAS STATE: TX ZIP: 75225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CF BANKSHARES INC. CENTRAL INDEX KEY: 0001070680 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 341877137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CFBANK STREET 2: 4960 EAST DUBLIN GRANVILLE RD, SUITE 400 CITY: COLUMBUS STATE: OH ZIP: 43081 BUSINESS PHONE: 6143347979 MAIL ADDRESS: STREET 1: C/O CFBANK STREET 2: 4960 EAST DUBLIN GRANVILLE RD, SUITE 400 CITY: COLUMBUS STATE: OH ZIP: 43081 FORMER COMPANY: FORMER CONFORMED NAME: CENTRAL FEDERAL CORP DATE OF NAME CHANGE: 20030509 FORMER COMPANY: FORMER CONFORMED NAME: GRAND CENTRAL FINANCIAL CORP DATE OF NAME CHANGE: 19980918 4 1 tm2418420-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-04-30 0 0001070680 CF BANKSHARES INC. CFBK 0001878798 Rana Sundeep C/O CASTLE CREEK CAPITAL 11682 EL CAMINO REAL SAN DIEGO CA 92130 1 0 0 0 0 Common Stock 12520L 109 2024-04-30 4 A 0 2675 0 A 6223 I See Footnote Common Stock 12520L 109 903 D Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of Sundeep Rana in his capacity as a member of the Board of Directors of the issuer, and which are subject to vesting over a three-year period. This amount has been reduced to reflect the pro-rata, in-kind distributions of shares of Common Stock effected by Advisors IV to its members, for no additional consideration These securities, which include (a) 836 shares of vested Common Stock and (b) 5,387 shares of Common Stock underlying restricted stock awards previously issued to Advisors IV on behalf of Sundeep Rana in his capacity as a member of the Board of Directors of the Issuer, are held directly by Advisors IV. The reporting person disclaims beneficial ownership of all of the securities held by Advisors IV, except to the extent of his respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. A portion of these shares were received by the reporting person from Advisors IV in the pro-rata, in-kind distributions of shares of Common Stock effected by Advisors IV to its members, for no additional consideration, in transactions exempt from Section 16 pursuant to Rule 16a-9. /s/ Sundeep Rana 2024-07-01