0001104659-23-007648.txt : 20230127
0001104659-23-007648.hdr.sgml : 20230127
20230127215548
ACCESSION NUMBER: 0001104659-23-007648
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220525
FILED AS OF DATE: 20230127
DATE AS OF CHANGE: 20230127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rana Sundeep
CENTRAL INDEX KEY: 0001878798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25045
FILM NUMBER: 23565067
MAIL ADDRESS:
STREET 1: CASTLE CREEK CAPITAL
STREET 2: 8604 TURTLE CREEK BLVD, #12674
CITY: DALLAS
STATE: TX
ZIP: 75225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CF BANKSHARES INC.
CENTRAL INDEX KEY: 0001070680
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 341877137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O CFBANK
STREET 2: 7000 N. HIGH ST.
CITY: WORTHINGTON
STATE: OH
ZIP: 43085
BUSINESS PHONE: 6143347979
MAIL ADDRESS:
STREET 1: C/O CFBANK
STREET 2: 7000 N. HIGH ST.
CITY: WORTHINGTON
STATE: OH
ZIP: 43085
FORMER COMPANY:
FORMER CONFORMED NAME: CENTRAL FEDERAL CORP
DATE OF NAME CHANGE: 20030509
FORMER COMPANY:
FORMER CONFORMED NAME: GRAND CENTRAL FINANCIAL CORP
DATE OF NAME CHANGE: 19980918
4
1
tm234682-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-05-25
0
0001070680
CF BANKSHARES INC.
CFBK
0001878798
Rana Sundeep
C/O CASTLE CREEK CAPITAL
11682 EL CAMINO REAL
SAN DIEGO
CA
92130
1
0
0
0
Common Stock 12520L 109
2022-05-25
4
A
0
2508
0
A
2508
I
See Footnote
Common Stock 12520L 109
2023-01-25
4
A
0
2814
0
A
5322
I
See Footnote
Common Stock 12520L 109
53
D
Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of Sundeep Rana in his capacity as a member of the Board of Directors of the issuer, and which are subject to vesting over a three-year period.
These securities, which include unvested restricted stock awards previously granted to Advisors IV on behalf of Sundeep Rana in his capacity as a member of the Board of Directors of the issuer are held directly by Advisors IV. Excluded from the securities reflected in Table I are securities previously granted to Advisors IV on behalf of John Pietrzak, who previously served as a member of the Board of Directors of the issuer as a representative of Castle Creek Capital Partners VII, LP. The reporting person disclaims beneficial ownership of all of the securities held by Advisors IV, except to the extent of his respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which were issued to Advisors IV on behalf of Sundeep Rana in his capacity as a member of the Board of Directors of the issuer, and which are subject to vesting over a three-year period.
/s/ Sundeep Rana
2023-01-27