0001104659-21-005939.txt : 20210120
0001104659-21-005939.hdr.sgml : 20210120
20210120184034
ACCESSION NUMBER: 0001104659-21-005939
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210115
FILED AS OF DATE: 20210120
DATE AS OF CHANGE: 20210120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pietrzak John
CENTRAL INDEX KEY: 0001481798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25045
FILM NUMBER: 21539927
MAIL ADDRESS:
STREET 1: WEST COAST BANCORP
STREET 2: 5335 MEADOWS ROAD, SUITE 201
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CF BANKSHARES INC.
CENTRAL INDEX KEY: 0001070680
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 341877137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O CFBANK
STREET 2: 7000 N. HIGH ST.
CITY: WORTHINGTON
STATE: OH
ZIP: 43085
BUSINESS PHONE: 6143347979
MAIL ADDRESS:
STREET 1: C/O CFBANK
STREET 2: 7000 N. HIGH ST.
CITY: WORTHINGTON
STATE: OH
ZIP: 43085
FORMER COMPANY:
FORMER CONFORMED NAME: CENTRAL FEDERAL CORP
DATE OF NAME CHANGE: 20030509
FORMER COMPANY:
FORMER CONFORMED NAME: GRAND CENTRAL FINANCIAL CORP
DATE OF NAME CHANGE: 19980918
4
1
a4.xml
4
X0306
4
2021-01-15
0
0001070680
CF BANKSHARES INC.
CFBK
0001481798
Pietrzak John
C/O CF BANKSHARES INC.
7000 NORTH HIGH STREET
WORTHINGTON
OH
43085
1
0
0
0
Common Stock 12520L 109
2021-01-15
4
A
0
3840
0
A
5490
I
See Footnote
Common Stock 12520L 109
100
D
Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan on January 15, 2021, which are subject to vesting over a three-year period.
Includes 1,650 restricted stock awards previously granted under the Central Federal Corporation 2019 Equity Incentive Plan in December 2019, which are subject to vesting over a three-year period from the date of grant.
All restricted stock awards were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of John Pietrzak in his capacity as a member of the Board of Directors of the Issuer. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest in Advisors IV, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The reporting person is a managing principal of Castle Creek Capital VII LLC ("CCC VII"), the sole general partner of Castle Creek Capital Partners VII, LP ("Fund VII"). As of January 20, 2021, Fund VII owned 531,299 shares of the Issuer's common stock (the "Fund VII Shares"). The reporting person does not presently have beneficial ownership (as defined in Rule 13d-3 under the Act) of the Fund VII shares. As such, the Fund VII Shares are not included in this Form 4.
/S/ JOHN PIETRZAK
2021-01-20