0001104659-20-101941.txt : 20200902 0001104659-20-101941.hdr.sgml : 20200902 20200902174502 ACCESSION NUMBER: 0001104659-20-101941 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200831 FILED AS OF DATE: 20200902 DATE AS OF CHANGE: 20200902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pietrzak John CENTRAL INDEX KEY: 0001481798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25045 FILM NUMBER: 201157782 MAIL ADDRESS: STREET 1: WEST COAST BANCORP STREET 2: 5335 MEADOWS ROAD, SUITE 201 CITY: LAKE OSWEGO STATE: OR ZIP: 97035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CF BANKSHARES INC. CENTRAL INDEX KEY: 0001070680 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 341877137 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CFBANK STREET 2: 7000 N. HIGH ST. CITY: WORTHINGTON STATE: OH ZIP: 43085 BUSINESS PHONE: 6143347979 MAIL ADDRESS: STREET 1: C/O CFBANK STREET 2: 7000 N. HIGH ST. CITY: WORTHINGTON STATE: OH ZIP: 43085 FORMER COMPANY: FORMER CONFORMED NAME: CENTRAL FEDERAL CORP DATE OF NAME CHANGE: 20030509 FORMER COMPANY: FORMER CONFORMED NAME: GRAND CENTRAL FINANCIAL CORP DATE OF NAME CHANGE: 19980918 4 1 a4.xml 4 X0306 4 2020-08-31 0 0001070680 CF BANKSHARES INC. CFBK 0001481798 Pietrzak John C/O CF BANKSHARES INC. 7000 NORTH HIGH STREET WORTHINGTON OH 43085 1 0 0 0 Common Stock 2020-08-31 4 P 0 100 11.59 A 100 D Common Stock 1650 I See Footnote Represents shares of common stock underlying restricted stock awards granted previously under the Issuer's 2019 Equity Incentive Plan, which are subject to vesting over a three-year period. The restricted stock awards were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of John Pietrzak in his capacity as a member of the Board of Directors of the Issuer. The reporting person is a managing principal of Castle Creek Capital VII LLC ("CCC VII"), the sole general partner of Castle Creek Capital Partners VII, LP ("Fund VII"). As of September 2, 2020, Fund VII owned 531,299 shares of the Issuer's common stock (the "Fund VII Shares"). The Fund VII Shares were previously included in Table I of the reportion person's reports under Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), but following the recent establishment of a six-person investment committee by CCC VII, no person other than Fund VII and CCC VII presently has beneficial ownership (as defined in Rule 13d-3 under the Act) of the Fund VII shares. As such, the Fund VII Shares have been removed from this Form 4. /S/ JOHN PIETRZAK 2020-09-02