0001104659-19-074983.txt : 20191220
0001104659-19-074983.hdr.sgml : 20191220
20191220160829
ACCESSION NUMBER: 0001104659-19-074983
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191218
FILED AS OF DATE: 20191220
DATE AS OF CHANGE: 20191220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pietrzak John
CENTRAL INDEX KEY: 0001481798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25045
FILM NUMBER: 191301416
MAIL ADDRESS:
STREET 1: WEST COAST BANCORP
STREET 2: 5335 MEADOWS ROAD, SUITE 201
CITY: LAKE OSWEGO
STATE: OR
ZIP: 97035
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTRAL FEDERAL CORP
CENTRAL INDEX KEY: 0001070680
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 341877137
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O CFBANK
STREET 2: 7000 N. HIGH ST.
CITY: WORTHINGTON
STATE: OH
ZIP: 43085
BUSINESS PHONE: 6143347979
MAIL ADDRESS:
STREET 1: C/O CFBANK
STREET 2: 7000 N. HIGH ST.
CITY: WORTHINGTON
STATE: OH
ZIP: 43085
FORMER COMPANY:
FORMER CONFORMED NAME: GRAND CENTRAL FINANCIAL CORP
DATE OF NAME CHANGE: 19980918
4
1
a4.xml
4
X0306
4
2019-12-18
0
0001070680
CENTRAL FEDERAL CORP
CFBK
0001481798
Pietrzak John
C/O CENTRAL FEDERAL CORPORATION
7000 NORTH HIGH STREET
WORTHINGTON
OH
43085
1
0
0
0
Common Stock 15346Q 400
2019-12-18
4
A
0
1650
0
A
1650
I
See footnote
Common Stock 15346Q 400
531299
I
See footnote
Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2019 Equity Incentive Plan, which are subject to vesting over a three-year period.
The restricted stock awards were issued to Castle Creek Advisors IV LLC ("Advisors IV"), on behalf of John Pietrzak in his capacity as a member of the Board of Directors of the Issuer. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest in Advisors IV, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The reporting person is a managing principal of Castle Creek Capital VII LLC, the general partner of Castle Creek Capital Partners VII, LP ("Fund VII"). Fund VII owns 531,299 shares of the Issuer's common stock. The reporting person disclaims beneficial ownership of such shares of common stock, except to the extent of his pecuniary interest in Fund VII, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares of common stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/S/ JOHN PIETRZAK
2019-12-20