0001209191-15-068077.txt : 20150826 0001209191-15-068077.hdr.sgml : 20150826 20150826171745 ACCESSION NUMBER: 0001209191-15-068077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150824 FILED AS OF DATE: 20150826 DATE AS OF CHANGE: 20150826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSOL Energy Inc CENTRAL INDEX KEY: 0001070412 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 510337383 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CNX CENTER STREET 2: 1000 CONSOL ENERGY DRIVE CITY: CANONSBURG STATE: PA ZIP: 15317 BUSINESS PHONE: 724-485-4000 MAIL ADDRESS: STREET 1: CNX CENTER STREET 2: 1000 CONSOL ENERGY DRIVE CITY: CANONSBURG STATE: PA ZIP: 15317 FORMER COMPANY: FORMER CONFORMED NAME: CONSOL ENERGY INC DATE OF NAME CHANGE: 19980915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARVEY J BRETT CENTRAL INDEX KEY: 0001241243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14901 FILM NUMBER: 151076610 MAIL ADDRESS: STREET 1: 5704 E 118 ST CITY: TULSA STATE: OK ZIP: 74137 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-24 0 0001070412 CONSOL Energy Inc CNX 0001241243 HARVEY J BRETT 1000 CONSOL ENERGY DRIVE CANONSBURG PA 15317 1 0 0 0 Common Shares, $0.01 par value per share 2015-08-24 4 A 0 3 0.00 A 141229 D Common Shares, $0.01 par value per share 9183 I By 2014-1 GRAT Common Shares, $0.01 par value per share 60000 I By 2015-1 GRAT Common Shares, $0.01 par value per share 46643 I By Trust for Daughter 1 Common Shares, $0.01 par value per share 46643 I By Trust for Daughter 2 Common Shares, $0.01 par value per share 46644 I By Trust for Son Common Shares, $0.01 par value per share 715982 I By Revocable Trust Common Shares, $0.01 par value per share 2000 I By Spouse's Revocable Trust Common Shares, $0.01 par value per share 51498 I By IRA Account Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units. Of the 141,229 shares owned directly, 4,550 are restricted stock units (including dividend equivalent rights). The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as Trustees. Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as Trustees. Reflects the shares previously held in the reporting person's 401(k) plan, which were transferred into his IRA account. J. Brett Harvey by Gregory V. Guinto, his attorney-in-fact 2015-08-26