0001181431-15-006221.txt : 20150429 0001181431-15-006221.hdr.sgml : 20150429 20150429164800 ACCESSION NUMBER: 0001181431-15-006221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150427 FILED AS OF DATE: 20150429 DATE AS OF CHANGE: 20150429 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSOL Energy Inc CENTRAL INDEX KEY: 0001070412 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 510337383 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CNX CENTER STREET 2: 1000 CONSOL ENERGY DRIVE CITY: CANONSBURG STATE: PA ZIP: 15317 BUSINESS PHONE: 724-485-4000 MAIL ADDRESS: STREET 1: CNX CENTER STREET 2: 1000 CONSOL ENERGY DRIVE CITY: CANONSBURG STATE: PA ZIP: 15317 FORMER COMPANY: FORMER CONFORMED NAME: CONSOL ENERGY INC DATE OF NAME CHANGE: 19980915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brock James A CENTRAL INDEX KEY: 0001620612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14901 FILM NUMBER: 15813491 MAIL ADDRESS: STREET 1: 1000 CONSOL ENERGY DRIVE CITY: CANONSBURG STATE: PA ZIP: 15317 4 1 rrd424520.xml OPTION EXERCISE AND SALE - 10B5-1 X0306 4 2015-04-27 0 0001070412 CONSOL Energy Inc CNX 0001620612 Brock James A 1000 CONSOL ENERGY DRIVE CANONSBURG PA 15317 0 1 0 0 Chief Operating Officer - Coal Common shares, $0.01 par value per share 2015-04-27 4 M 0 1104 22.75 A 46337 D Common shares, $0.01 par value per share 2015-04-27 4 S 0 1104 29.96 D 45233 D Common shares, $0.01 par value per share 19730 I By 401 (k) Plan Stock Option (right to buy) 22.75 2015-04-27 4 M 0 1104 0 D 2015-05-03 Common shares, $0.01 par value per share 1104 0 D Transaction effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2015. The sale relates to shares underlying stock options that are scheduled to expire next month (May 3, 2015). The price of $29.96 represents the weighted average of ten open-market sale transactions ranging in price from $29.67 to $30.30. The reporting person agrees to provide full information regarding the number of shares sold at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company. Of the 45,233 shares owned directly, 28,820 are restricted stock units (including dividend equivalent rights). This number includes 582 shares acquired by the reporting person's 401 (k) account since February 3, 2015. Stock option grant provides that options vest 25% per year beginning on May 3, 2006. /s/ James A. Brock by Gregory V. Guinto, his attorney-in-fact 2015-04-29