0001070412-18-000020.txt : 20180201
0001070412-18-000020.hdr.sgml : 20180201
20180201171626
ACCESSION NUMBER: 0001070412-18-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180130
FILED AS OF DATE: 20180201
DATE AS OF CHANGE: 20180201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Stephen W
CENTRAL INDEX KEY: 0001346614
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14901
FILM NUMBER: 18567704
MAIL ADDRESS:
STREET 1: 4000 BROWNSVILLE ROAD
CITY: SOUTH PARK
STATE: PA
ZIP: 15129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CNX Resources Corp
CENTRAL INDEX KEY: 0001070412
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 510337383
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CNX CENTER
STREET 2: 1000 CONSOL ENERGY DRIVE
CITY: CANONSBURG
STATE: PA
ZIP: 15317
BUSINESS PHONE: 724-485-4000
MAIL ADDRESS:
STREET 1: CNX CENTER
STREET 2: 1000 CONSOL ENERGY DRIVE
CITY: CANONSBURG
STATE: PA
ZIP: 15317
FORMER COMPANY:
FORMER CONFORMED NAME: CONSOL Energy Inc
DATE OF NAME CHANGE: 20090303
FORMER COMPANY:
FORMER CONFORMED NAME: CONSOL ENERGY INC
DATE OF NAME CHANGE: 19980915
4
1
wf-form4_151752337195165.xml
FORM 4
X0306
4
2018-01-30
0
0001070412
CNX Resources Corp
CNX
0001346614
Johnson Stephen W
1000 CONSOL ENERGY DRIVE
CANONSBURG
PA
15317
0
1
0
0
EVP - Chief Administrative Off
Common shares, $0.01 par value per share
2018-01-30
4
A
0
82420
0
A
289685
D
Common shares, $0.01 par value per share
2018-01-30
4
A
0
33154
0
A
322839
D
Common shares, $0.01 par value per share
2018-01-30
4
F
0
13456
13.68
D
309383
D
Common shares, $0.01 par value per share
2018-01-30
4
A
0
48004
0
A
357387
D
Common shares, $0.01 par value per share
2018-01-30
4
F
0
21804
13.68
D
335583
D
Common shares, $0.01 par value per share
2018-01-30
4
F
0
2752
13.68
D
332831
D
Common shares, $0.01 par value per share
2018-01-30
4
F
0
9058
14.01
D
323773
D
Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.
On November 28, 2017, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and CONSOL Energy Inc. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated November 28, 2017 (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment.
Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2015-2017 performance period.
Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting and settlement of performance share units previously granted to him.
Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2017 tranche performance period.
Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.
Of the 323,773 shares owned directly, 122,311 are restricted stock units (including dividend equivalent rights).
/s/ Stephen W. Johnson by Gregory V. Guinto, his attorney-in-fact
2018-01-31