0001104659-20-008815.txt : 20200130
0001104659-20-008815.hdr.sgml : 20200130
20200130171536
ACCESSION NUMBER: 0001104659-20-008815
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200128
FILED AS OF DATE: 20200130
DATE AS OF CHANGE: 20200130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: G1 EXECUTION SERVICES, LLC
CENTRAL INDEX KEY: 0001136305
STATE OF INCORPORATION: IL
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33095
FILM NUMBER: 20562308
BUSINESS ADDRESS:
STREET 1: 175 W. JACKSON BLVD., SUITE 1700
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 484-562-1253
MAIL ADDRESS:
STREET 1: 175 W. JACKSON BLVD., SUITE 1700
STREET 2: 501 PLAZA 2
CITY: CHICAGO
STATE: IL
ZIP: 60604
FORMER NAME:
FORMER CONFORMED NAME: E*TRADE CAPITAL MARKETS LLC
DATE OF NAME CHANGE: 20050331
FORMER NAME:
FORMER CONFORMED NAME: GVR COMPANY LLC
DATE OF NAME CHANGE: 20020205
FORMER NAME:
FORMER CONFORMED NAME: GVR CO LLC /BD
DATE OF NAME CHANGE: 20020205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC
CENTRAL INDEX KEY: 0001446179
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33095
FILM NUMBER: 20562309
BUSINESS ADDRESS:
STREET 1: 401 CITY AVENUE, SUITE 220
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
BUSINESS PHONE: 610-617-2600
MAIL ADDRESS:
STREET 1: 401 CITY AVENUE, SUITE 220
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
FORMER NAME:
FORMER CONFORMED NAME: Susquehanna Fundamental Investments, LLC
DATE OF NAME CHANGE: 20080925
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUSQUEHANNA SECURITIES, LLC
CENTRAL INDEX KEY: 0001446580
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33095
FILM NUMBER: 20562310
BUSINESS ADDRESS:
STREET 1: 401 CITY AVENUE, SUITE 220
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
BUSINESS PHONE: 610-617-2600
MAIL ADDRESS:
STREET 1: 401 CITY AVENUE, SUITE 220
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
FORMER NAME:
FORMER CONFORMED NAME: SUSQUEHANNA SECURITIES
DATE OF NAME CHANGE: 20130709
FORMER NAME:
FORMER CONFORMED NAME: Susquehanna Securities
DATE OF NAME CHANGE: 20080930
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACHILLION PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001070336
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 GEORGE STREET
CITY: NEW HAVEN
STATE: CT
ZIP: 06511
BUSINESS PHONE: 203-624-7000
MAIL ADDRESS:
STREET 1: 300 GEORGE STREET
CITY: NEW HAVEN
STATE: CT
ZIP: 06511
4
1
a4.xml
4
X0306
4
2020-01-28
1
0001070336
ACHILLION PHARMACEUTICALS INC
ACHN
0001136305
G1 EXECUTION SERVICES, LLC
175 W. JACKSON BLVD., SUITE 1700
501 PLAZA 2
CHICAGO
IL
60604
0
0
1
0
0001446179
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC
401 CITY AVENUE, SUITE 220
BALA CYNWYD
PA
19004
0
0
1
0
0001446580
SUSQUEHANNA SECURITIES, LLC
401 CITY AVENUE, SUITE 220
BALA CYNWYD
PA
19004
0
0
1
0
Common Stock
2020-01-28
4
J
0
10917
6.30
D
0
D
Common Stock
2020-01-28
4
J
0
14115498
6.30
D
0
D
Disposed of pursuant to an Agreement and Plan of Merger among Achillion Pharmaceuticals, Inc., Alexion Pharmaceuticals, Inc. and Beagle Merger Sub, Inc. In addition to the cash consideration of $6.30 per share, each shareholder will also receive one contingent value right ("CVR") per share. Each CVR represents the right to receive contingent cash payments of $1.00 upon the achievement of a certain clinical trial milestone with respect to ACH-5228 and $1.00 upon the achievement of a certain regulatory approval milestone with respect to ACH-4471.
These securities are directly owned by G1 Execution Services, LLC ("G1X").
These securities are directly owned by Susquehanna Securities, LLC ("SS").
G1X, Susquehanna Fundamental Investments, LLC ("SFNDI") and SS are affiliated entities under common ownership. G1X, SFNDI and SS each disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
G1 Execution Services, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary
2020-01-30
Susquehanna Fundamental Investments, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Assistant Secretary
2020-01-30
Susquehanna Securities, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary
2020-01-30