0001104659-20-008815.txt : 20200130 0001104659-20-008815.hdr.sgml : 20200130 20200130171536 ACCESSION NUMBER: 0001104659-20-008815 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200128 FILED AS OF DATE: 20200130 DATE AS OF CHANGE: 20200130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: G1 EXECUTION SERVICES, LLC CENTRAL INDEX KEY: 0001136305 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33095 FILM NUMBER: 20562308 BUSINESS ADDRESS: STREET 1: 175 W. JACKSON BLVD., SUITE 1700 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 484-562-1253 MAIL ADDRESS: STREET 1: 175 W. JACKSON BLVD., SUITE 1700 STREET 2: 501 PLAZA 2 CITY: CHICAGO STATE: IL ZIP: 60604 FORMER NAME: FORMER CONFORMED NAME: E*TRADE CAPITAL MARKETS LLC DATE OF NAME CHANGE: 20050331 FORMER NAME: FORMER CONFORMED NAME: GVR COMPANY LLC DATE OF NAME CHANGE: 20020205 FORMER NAME: FORMER CONFORMED NAME: GVR CO LLC /BD DATE OF NAME CHANGE: 20020205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC CENTRAL INDEX KEY: 0001446179 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33095 FILM NUMBER: 20562309 BUSINESS ADDRESS: STREET 1: 401 CITY AVENUE, SUITE 220 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 610-617-2600 MAIL ADDRESS: STREET 1: 401 CITY AVENUE, SUITE 220 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER NAME: FORMER CONFORMED NAME: Susquehanna Fundamental Investments, LLC DATE OF NAME CHANGE: 20080925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUSQUEHANNA SECURITIES, LLC CENTRAL INDEX KEY: 0001446580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33095 FILM NUMBER: 20562310 BUSINESS ADDRESS: STREET 1: 401 CITY AVENUE, SUITE 220 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 610-617-2600 MAIL ADDRESS: STREET 1: 401 CITY AVENUE, SUITE 220 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER NAME: FORMER CONFORMED NAME: SUSQUEHANNA SECURITIES DATE OF NAME CHANGE: 20130709 FORMER NAME: FORMER CONFORMED NAME: Susquehanna Securities DATE OF NAME CHANGE: 20080930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACHILLION PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001070336 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 GEORGE STREET CITY: NEW HAVEN STATE: CT ZIP: 06511 BUSINESS PHONE: 203-624-7000 MAIL ADDRESS: STREET 1: 300 GEORGE STREET CITY: NEW HAVEN STATE: CT ZIP: 06511 4 1 a4.xml 4 X0306 4 2020-01-28 1 0001070336 ACHILLION PHARMACEUTICALS INC ACHN 0001136305 G1 EXECUTION SERVICES, LLC 175 W. JACKSON BLVD., SUITE 1700 501 PLAZA 2 CHICAGO IL 60604 0 0 1 0 0001446179 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 401 CITY AVENUE, SUITE 220 BALA CYNWYD PA 19004 0 0 1 0 0001446580 SUSQUEHANNA SECURITIES, LLC 401 CITY AVENUE, SUITE 220 BALA CYNWYD PA 19004 0 0 1 0 Common Stock 2020-01-28 4 J 0 10917 6.30 D 0 D Common Stock 2020-01-28 4 J 0 14115498 6.30 D 0 D Disposed of pursuant to an Agreement and Plan of Merger among Achillion Pharmaceuticals, Inc., Alexion Pharmaceuticals, Inc. and Beagle Merger Sub, Inc. In addition to the cash consideration of $6.30 per share, each shareholder will also receive one contingent value right ("CVR") per share. Each CVR represents the right to receive contingent cash payments of $1.00 upon the achievement of a certain clinical trial milestone with respect to ACH-5228 and $1.00 upon the achievement of a certain regulatory approval milestone with respect to ACH-4471. These securities are directly owned by G1 Execution Services, LLC ("G1X"). These securities are directly owned by Susquehanna Securities, LLC ("SS"). G1X, Susquehanna Fundamental Investments, LLC ("SFNDI") and SS are affiliated entities under common ownership. G1X, SFNDI and SS each disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. G1 Execution Services, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary 2020-01-30 Susquehanna Fundamental Investments, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Assistant Secretary 2020-01-30 Susquehanna Securities, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary 2020-01-30