0001140361-15-032955.txt : 20150820
0001140361-15-032955.hdr.sgml : 20150820
20150820162353
ACCESSION NUMBER: 0001140361-15-032955
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150818
FILED AS OF DATE: 20150820
DATE AS OF CHANGE: 20150820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOULIHAN LOKEY, INC.
CENTRAL INDEX KEY: 0001302215
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310.553.8871
MAIL ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: HOULIHAN LOKEY HOWARD & ZUKIN INC
DATE OF NAME CHANGE: 20040902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORIX CORP
CENTRAL INDEX KEY: 0001070304
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159]
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-205610
FILM NUMBER: 151066566
BUSINESS ADDRESS:
STREET 1: WORLD TRADE CENTER BLDG.
STREET 2: 2-4-1 HAMAMATSU-CHO, MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105 6135
BUSINESS PHONE: 81334353000
MAIL ADDRESS:
STREET 1: WORLD TRADE CENTER BLDG.
STREET 2: 2-4-1 HAMAMATSU-CHO, MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105 6135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORIX HLHZ Holding LLC
CENTRAL INDEX KEY: 0001650299
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-205610
FILM NUMBER: 151066567
BUSINESS ADDRESS:
BUSINESS PHONE: 214-237-2000
MAIL ADDRESS:
STREET 1: 1717 MAIN STREET
STREET 2: SUITE 900
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
doc1.xml
FORM 4
X0306
4
2015-08-18
0
0001302215
HOULIHAN LOKEY, INC.
HLI
0001650299
ORIX HLHZ Holding LLC
1717 MAIN STREET, SUITE 900
DALLAS
TX
75201
0
0
1
0
0001070304
ORIX CORP
WORLD TRADE CENTER BLDG.
2-4-1 HAMAMATSU-CHO, MINATO-KU
TOKYO
M0
105 6135
JAPAN
0
0
1
0
Class A Common Stock
2015-08-18
4
C
0
9595289
0
A
9595289
D
Class A Common Stock
2015-08-18
4
S
0
9595289
19.58
D
0
D
Class B Common Stock
2015-08-18
4
J
0
31205620
A
Class A Common Stock
31205620
31205620
D
Class B Common Stock
2015-08-18
4
C
0
9595289
0
D
Class A Common Stock
9595289
21610331
D
Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.
Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates as described in Issuer's registration statement on Form S-1 (file no. 333-205610) relating to its initial public offering.
Issued in exchange for securities in predecessor entities owned by the reporting persons in connection with a corporate reorganization that became effective on the closing date of the issuer's initial public offering.
ORIX Corporation, By: /s/ Hideto Nishitani, Executive Officer
2015-08-20
ORIX HLHZ Holding LLC, By: ORIX Capital Markets, LLC, its managing member, by: /s/ Paul Wilson, Chief Financial Officer
2015-08-20