0001140361-15-031483.txt : 20150813 0001140361-15-031483.hdr.sgml : 20150813 20150813123819 ACCESSION NUMBER: 0001140361-15-031483 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150812 FILED AS OF DATE: 20150812 DATE AS OF CHANGE: 20150813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOULIHAN LOKEY, INC. CENTRAL INDEX KEY: 0001302215 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310.553.8871 MAIL ADDRESS: STREET 1: HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: HOULIHAN LOKEY HOWARD & ZUKIN INC DATE OF NAME CHANGE: 20040902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORIX CORP CENTRAL INDEX KEY: 0001070304 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159] FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-205610 FILM NUMBER: 151049720 BUSINESS ADDRESS: STREET 1: WORLD TRADE CENTER BLDG. STREET 2: 2-4-1 HAMAMATSU-CHO, MINATO-KU CITY: TOKYO STATE: M0 ZIP: 105 6135 BUSINESS PHONE: 81334353000 MAIL ADDRESS: STREET 1: WORLD TRADE CENTER BLDG. STREET 2: 2-4-1 HAMAMATSU-CHO, MINATO-KU CITY: TOKYO STATE: M0 ZIP: 105 6135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORIX HLHZ Holding LLC CENTRAL INDEX KEY: 0001650299 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-205610 FILM NUMBER: 151049721 BUSINESS ADDRESS: BUSINESS PHONE: 214-237-2000 MAIL ADDRESS: STREET 1: 1717 MAIN STREET STREET 2: SUITE 900 CITY: DALLAS STATE: TX ZIP: 75201 3 1 doc1.xml FORM 3 X0206 3 2015-08-12 0 0001302215 HOULIHAN LOKEY, INC. HLI 0001650299 ORIX HLHZ Holding LLC 1717 MAIN STREET, SUITE 900 DALLAS TX 75201 0 0 1 0 0001070304 ORIX CORP WORLD TRADE CENTER BLDG. 2-4-1 HAMAMATSU-CHO, MINATO-KU TOKYO M0 105 6135 JAPAN 0 0 1 0 (1) (1) D Remarks: No securities of the Issuer are beneficially owned. In connection with a corporate reorganization that will occur on the closing date of the Issuer's initial public offering, the Issuer will issue securities to the reporting persons in exchange for their securities in predecessor entities, which will be reported on a Form 4 following the closing of the offering. ORIX HLHZ Holding LLC, By: ORIX Capital Markets, LLC, its managing member, By: /s/ Paul Wilson, Chief Financial Officer 2015-08-12 ORIX Corporation, By: /s/ Hideto Nishitani, Executive Officer 2015-08-12