0001140361-15-031483.txt : 20150813
0001140361-15-031483.hdr.sgml : 20150813
20150813123819
ACCESSION NUMBER: 0001140361-15-031483
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150812
FILED AS OF DATE: 20150812
DATE AS OF CHANGE: 20150813
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOULIHAN LOKEY, INC.
CENTRAL INDEX KEY: 0001302215
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310.553.8871
MAIL ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: HOULIHAN LOKEY HOWARD & ZUKIN INC
DATE OF NAME CHANGE: 20040902
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORIX CORP
CENTRAL INDEX KEY: 0001070304
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159]
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-205610
FILM NUMBER: 151049720
BUSINESS ADDRESS:
STREET 1: WORLD TRADE CENTER BLDG.
STREET 2: 2-4-1 HAMAMATSU-CHO, MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105 6135
BUSINESS PHONE: 81334353000
MAIL ADDRESS:
STREET 1: WORLD TRADE CENTER BLDG.
STREET 2: 2-4-1 HAMAMATSU-CHO, MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105 6135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORIX HLHZ Holding LLC
CENTRAL INDEX KEY: 0001650299
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-205610
FILM NUMBER: 151049721
BUSINESS ADDRESS:
BUSINESS PHONE: 214-237-2000
MAIL ADDRESS:
STREET 1: 1717 MAIN STREET
STREET 2: SUITE 900
CITY: DALLAS
STATE: TX
ZIP: 75201
3
1
doc1.xml
FORM 3
X0206
3
2015-08-12
0
0001302215
HOULIHAN LOKEY, INC.
HLI
0001650299
ORIX HLHZ Holding LLC
1717 MAIN STREET, SUITE 900
DALLAS
TX
75201
0
0
1
0
0001070304
ORIX CORP
WORLD TRADE CENTER BLDG.
2-4-1 HAMAMATSU-CHO, MINATO-KU
TOKYO
M0
105 6135
JAPAN
0
0
1
0
(1)
(1)
D
Remarks: No securities of the Issuer are beneficially owned. In connection with a corporate reorganization that will occur on the closing date of the Issuer's initial public offering, the Issuer will issue securities to the reporting persons in exchange for their securities in predecessor entities, which will be reported on a Form 4 following the closing of the offering.
ORIX HLHZ Holding LLC, By: ORIX Capital Markets, LLC, its managing member, By: /s/ Paul Wilson, Chief Financial Officer
2015-08-12
ORIX Corporation, By: /s/ Hideto Nishitani, Executive Officer
2015-08-12