-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B0/8DVQGW0gfLT+3FUZT4F/KVrLDTYmNeA/qqzcdc2P48pj8mV4IHAWLZikDgw1q YLX6BHkyJEAmIDJSSqFB2A== 0000939057-98-000187.txt : 19981105 0000939057-98-000187.hdr.sgml : 19981105 ACCESSION NUMBER: 0000939057-98-000187 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CAPITAL INC CENTRAL INDEX KEY: 0001070296 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] STATE OF INCORPORATION: IN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: SEC FILE NUMBER: 000-25023 FILM NUMBER: 98737544 BUSINESS ADDRESS: STREET 1: 220 FEDERAL DRIVE N W CITY: CORYDON STATE: IN ZIP: 47112 BUSINESS PHONE: 8127382198 MAIL ADDRESS: STREET 1: 220 FEDERAL DRIVE N W CITY: CORYDON STATE: IN ZIP: 47112 8-A12G 1 FIRST CAPITAL, INC. FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 First Capital, Inc. ------------------- (Exact name of registrant as specified in its charter) Indiana applied for - ------------------------ ---------------------- (State of incorporation) (I.R.S. Employer Identification Number) 220 Federal Drive, N.W., Corydon, Indiana 47112 - ----------------------------------------- ---------- (Address of principal executive offices) (Zip Code) If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A(c), please check the following box [ ]. If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A(d), please check the following box [x]. Securities Act registration statement file number to which this form relates: 333-63515 Securities to be registered pursuant to Section 12(b) of the Act: Not applicable -------------- (Title of Class) Not applicable -------------- (Name of Exchange on Which Class is to be Registered) Securities to be registered pursuant to Section 12(g) of the Act: Common stock, $0.01 par value per share --------------------------------------- (Title of Class) Item 1. Description of Registrant's Securities to be Registered. - ----------------------------------------------------------------- The following information is provided pursuant to Item 202 of Regulation S-B. (a) Common or Preferred Stock. ------------------------- The title of the class of securities to be registered is common stock, $0.01 par value per share. For the information required by this Item with respect to the characteristics of the Common Stock to be registered, reference is hereby made to the material under the captions "USE OF PROCEEDS," "DIVIDEND POLICY," "MARKET FOR COMMON STOCK," "REGULATION -- Federal Regulation of Savings Associations -- Limitations on Capital Distributions," "THE CONVERSION -- Effects of Conversion to Stock Form on Depositors and Borrowers of the Bank -- Voting Rights," "-- Tax Effects," "RESTRICTIONS ON ACQUISITION OF THE HOLDING COMPANY," and "DESCRIPTION OF CAPITAL STOCK OF THE HOLDING COMPANY" contained in the Registration Statement on Form SB-2, filed on September 16, 1998 and subsequently amended (Registration No. 333-63515) ("Registration Statement"), and incorporated herein by reference. (b) Debt securities. --------------- Not applicable. (c) Other Securities to be Registered. --------------------------------- Not applicable. Item 2. Exhibits. - ----------------- 1. Specimen Common Stock Certificate of Registrant (incorporated by reference to Exhibit 4 to the Registrant's Registration Statement on Form SB-2 File No. 333-63515) 2. Articles of Incorporation of Registrant (incorporated by reference to Exhibit 3.1 to the Registrant's Registration Statement on Form SB-2 File No. 333-63515) 3. Bylaws of Registrant (incorporated by reference to Exhibit 3.2 to the Registrant's Registration Statement on Form SB-2 File No. 333-63515) 1 SIGNATURE --------- Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereof duly authorized. FIRST CAPITAL, INC. By: /s/ Samuel E. Uhl -------------------------------- Samuel E. Uhl President Date: November 4, 1998 2 -----END PRIVACY-ENHANCED MESSAGE-----