-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CMI1RXKZzW265djh1eq3WxJyMDTQZJG6GWW71HXG9aCPPVCYPVeBLIX5ZEyzeDRq wiyWeVpWxRAcCUHy9BKDRg== 0000909654-08-001809.txt : 20081103 0000909654-08-001809.hdr.sgml : 20081103 20081103103126 ACCESSION NUMBER: 0000909654-08-001809 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040621 FILED AS OF DATE: 20081103 DATE AS OF CHANGE: 20081103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CAPITAL INC CENTRAL INDEX KEY: 0001070296 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 352056949 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 FEDERAL DRIVE N W CITY: CORYDON STATE: IN ZIP: 47112 BUSINESS PHONE: 8127382198 MAIL ADDRESS: STREET 1: 220 FEDERAL DRIVE N W CITY: CORYDON STATE: IN ZIP: 47112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS DENNIS CENTRAL INDEX KEY: 0001204216 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25023 FILM NUMBER: 081156327 MAIL ADDRESS: STREET 1: C/O FIRST CAPITAL INC STREET 2: 220 FEDERAL DRIVE NW CITY: CORYDON STATE: IN ZIP: 47115 4/A 1 tho202.xml X0303 4/A 2004-06-21 2004-06-30 0 0001070296 FIRST CAPITAL INC (FCAP) 0001204216 THOMAS DENNIS 220 FEDERAL DRIVE CORYDON IN 47115 0 1 0 0 Senior Vice President Common Stock 3012.0000 D Common Stock 332.0000 I By Stock Award Common Stock 519.7320 I By ESOP Incentive Stock Option (right to buy) 8.56 2000-01-12 2008-01-01 Common Stock 388 388 D Incentive Stock Option (right to buy) 11.50 2000-01-12 2009-03-14 Common Stock 775 775 D Incentive Stock Option (right to buy) 10.00 2001-02-14 2010-02-14 Common Stock 3000 3000 D Stock Awards granted pursuant to the First Capital, Inc. 1999 Stock-Based Incentive Plan will vest in five equal annual installments commencing on February 15, 2003. On June 30, 2004, the reporting person mistakenly filed a Form 4 reporting a grant of Stock Options that did not infact occur. This amendment has been filed to restate the corrected holdings of First Capital, Inc. as of June 30, 2004. Options were granted on January 12, 2000 and vest ratably over five years. Options are fully vested and exercisable. /s/ Thomas, Dennis 2008-10-31 -----END PRIVACY-ENHANCED MESSAGE-----