0001144204-17-004668.txt : 20170130 0001144204-17-004668.hdr.sgml : 20170130 20170130155631 ACCESSION NUMBER: 0001144204-17-004668 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170130 DATE AS OF CHANGE: 20170130 EFFECTIVENESS DATE: 20170130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRAY FINANCIAL GROUP /GA /ADV /ADV CENTRAL INDEX KEY: 0001070265 IRS NUMBER: 582116514 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16736 FILM NUMBER: 17557392 BUSINESS ADDRESS: STREET 1: 3333 PIEDMONT ROAD, NE STREET 2: SUITE 1250 CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 404-883-2500 MAIL ADDRESS: STREET 1: 3333 PIEDMONT ROAD, NE STREET 2: SUITE 1250 CITY: ATLANTA STATE: GA ZIP: 30305 FORMER COMPANY: FORMER CONFORMED NAME: GRAY FINANCIAL GROUP /GA /ADV /ADV DATE OF NAME CHANGE: 19980911 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001070265 XXXXXXXX 12-31-2016 12-31-2016 false GRAY FINANCIAL GROUP /GA /ADV /ADV

3333 Piedmont Road, NE Suite 1250 Atlanta GA 30305

13F HOLDINGS REPORT 028-16736 N Marc Hardy 404-883-2547 /s/ Marc Hardy Atlanta GA 01-30-2017 0 34 257407 INFORMATION TABLE 2 infotable.xml ALLSCRIPTS HEALTHCARE SOLUTIONS INC COM 01988P108 253 24828 SH SOLE 24828 0 0 APPLIED OPTOELECTRONICS COM 03823U102 423 18055 SH SOLE 18055 0 0 ASCENA RETAIL GROUP INC COM 04351G101 245 39536 SH SOLE 39536 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 381 33264 SH SOLE 33264 0 0 FINISAR CORP COM NEW 31787A507 386 12749 SH SOLE 12749 0 0 FINISH LINE INC CL A 317923100 243 12893 SH SOLE 12893 0 0 iShares 1-3 Treasury Bond ETF 464287457 11463 135738 SH SOLE 0 0 135738 ISHARES TR 1-3 YR CR BD ETF 464288646 11487 109466 SH SOLE 0 0 109466 ISHARES TR CORE ST USDB ETF 46432F859 11495 229902 SH SOLE 0 0 114951 ISHARES TR CORE CORE DIV GRWTH 46434V621 19014 657929 SH SOLE 0 0 657929 ISHARES TR INTL SEL DIV ETF 464288448 18381 621826 SH SOLE 0 0 621826 ISHARES TR MSCI ACWI EX US 464288240 11564 287159 SH SOLE 287159 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 6509 48268 SH SOLE 48268 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1806 11733 SH SOLE 11733 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 1937 16287 SH SOLE 16287 0 0 ISHARES TR RUS MID-CAP ETF 464287499 3968 22186 SH SOLE 22186 0 0 ISHARES TR RUS MD CP GR ETF 464287481 5832 59880 SH SOLE 59880 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 4053 50390 SH SOLE 50390 0 0 ISHARES TR RUS TP200 GR ETF 464289438 5811 103175 SH SOLE 103175 0 0 ISHARES TR RUS TP200 VL ETF 464289420 5632 119837 SH SOLE 119837 0 0 ISHARES TR SELECT DIV ETF 464287168 52698 594986 SH SOLE 0 0 594986 ISHARES TR S&P 500 VAL ETF 464287408 2070 20416 SH SOLE 0 0 20416 IXIA COM 45071R109 342 21251 SH SOLE 21251 0 0 KBR INC COM 48242W106 351 21029 SH SOLE 21029 0 0 MASTEC INC COM COM 576323109 450 11768 SH SOLE 11768 0 0 MATRIX SVC CO COM 576853105 263 11576 SH SOLE 11576 0 0 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 371 14454 SH SOLE 14454 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 11485 376179 SH SOLE 0 0 376179 SPDR SERIES TRUST S&P DIVID ETF 78464A763 46761 546523 SH SOLE 0 0 546523 TETRA TECHNOLOGIES INC DEL COM 88162F105 283 54463 SH SOLE 54463 0 0 UMPQUA HLDGS CORP COM 904214103 246 13902 SH SOLE 13902 0 0 VANGUARD INDEX FDS REIT ETF 922908553 2367 28680 SH SOLE 28680 0 0 VERIFONE SYSTEMS INC COM 92342Y109 299 16854 SH SOLE 16854 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 18538 557191 SH SOLE 0 0 557191