0001070235-22-000028.txt : 20220210 0001070235-22-000028.hdr.sgml : 20220210 20220210170901 ACCESSION NUMBER: 0001070235-22-000028 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211103 FILED AS OF DATE: 20220210 DATE AS OF CHANGE: 20220210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN JOHN S CENTRAL INDEX KEY: 0001082030 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38232 FILM NUMBER: 22615219 MAIL ADDRESS: STREET 1: C/O SYBASE INC STREET 2: 5000 HACIENDA DR CITY: DUBLIN STATE: CA ZIP: 92563 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLACKBERRY Ltd CENTRAL INDEX KEY: 0001070235 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 2200 UNIVERSITY AVENUE EAST CITY: WATERLOO STATE: A6 ZIP: N2K 0A7 BUSINESS PHONE: 5198887465 MAIL ADDRESS: STREET 1: 2200 UNIVERSITY AVENUE EAST CITY: WATERLOO STATE: A6 ZIP: N2K 0A7 FORMER COMPANY: FORMER CONFORMED NAME: RESEARCH IN MOTION LTD DATE OF NAME CHANGE: 19980911 4/A 1 wf-form4a_164453092372490.xml FORM 4/A X0306 4/A 2021-11-03 2021-11-05 0 0001070235 BLACKBERRY Ltd BB 0001082030 CHEN JOHN S C/O BLACKBERRY LIMITED 2200 UNIVERSITY AVENUE EAST WATERLOO A6 N2K 0A7 ONTARIO, CANADA 1 1 0 0 Executive Chairman & CEO Common Shares 2021-11-03 4 M 0 1000000 A 5225188 D Common Shares 2021-11-03 4 M 0 3000000 A 8225188 D Common Shares 2021-11-03 4 S 0 2222844 11.14 D 6002344 D Restricted Share Units 2021-11-03 4 M 0 1000000 D Common Shares 1000000.0 2000000 D Performance-Based Restricted Share Units 2021-11-03 4 M 0 3000000 D Common Shares 3000000.0 2000000 D Each unit represents a contingent right to receive one common share or an equivalent amount of cash, or a combination of the two, at the discretion of BlackBerry Limited ("BlackBerry"). Sales to cover withholding taxes upon vesting of Restricted Share Units ("RSUs")". The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.73, exclusive of any fees, commissions or other expenses. The Reporting Person undertakes to provide BlackBerry, any shareholder of BlackBerry, or the Staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This award was granted on April 10, 2018 and, assuming continued employment through the applicable vesting date, vests in five equal annual instalments ending November 3, 2023. This award was granted on April 10, 2018. Performance-Based RSUs may be earned in increments of one million common shares of BlackBerry when the 10-day trading average price of BlackBerry's common shares on the New York Stock Exchange reaches $16, $17, $18, $19 and $20, respectively. If earned, the increment will vest on the first anniversary of November 3, 2018, 2019, 2020, 2021 or 2022, respectively, that follows the date on which they are earned. Any Performance-Based RSUs that have not been earned before November 3, 2023 will terminate on such date. This amendment is being filed to address an error in the footnote describing the terms of vesting of the Performance-Based RSUs. /s/ Fraser Deziel, Attorney-in-Fact for John Chen 2022-02-10