o
|
immediately
upon filing pursuant to Paragraph (b)
|
|
o
|
on
(date) pursuant to Paragraph (b);
|
|
o
|
60 days
after filing pursuant to Paragraph (a) (1);
|
|
o
|
on
(date) pursuant to Paragraph (a) (2);
|
|
þ
|
75 days
after filing pursuant to Paragraph (a) (2) of Rule 485 or on such earlier
date as the Commission may designate pursuant to Paragraph (a)(3) of Rule
485; or
|
|
o
|
on
(date) pursuant to Paragraph (a) (2) of
Rule 485
|
(a)
|
(i)
|
Trust
Instrument dated September 30, 1998, was previously filed with the
Registrant’s Initial Registration Statement on Form N-1A on September 30,
1998, and is incorporated herein by
reference.
|
(ii)
|
Certificate
of Trust dated September 30, 1998, was previously filed with the
Registrant’s Initial Registration Statement on Form N-1A on September 30,
1998, and is incorporated herein by
reference.
|
(b)
|
By-laws
dated September 30, 1998, were previously filed with the Registrant’s
Initial Registration Statement on Form N-1A on September 30, 1998,
and are incorporated herein by
reference.
|
(c)
|
Instruments
Defining Rights of Security Holders – not
applicable.
|
(d)
|
(i)
|
Amended
and Restated Investment Advisory Agreement between Registrant and the NCF
Investment Department of New Covenant Trust Company, N.A. dated May 14,
2001, was previously filed with Post-Effective Amendment No. 10 to the
Registrant’s Registration Statement on Form N-1A on October 28, 2008, and
is incorporated herein by
reference.
|
(A)
|
Amendment
to Amended and Restated Investment Advisory Agreement between Registrant
and One Compass Advisors dated August 29, 2008, was previously filed with
Post-Effective Amendment No. 10 to the Registrant’s Registration Statement
on Form N-1A on October 28, 2008, and is incorporated herein by
reference.
|
(ii)
|
Amended
and Restated Sub-Advisory Agreement between the NCF Investment Department
of New Covenant Trust Company, N.A. and Capital Guardian Trust Company
dated May 14, 2001, was previously filed with Post-Effective Amendment No.
10 to the Registrant’s Registration Statement on Form N-1A on October 28,
2008, and is incorporated herein by
reference.
|
(A)
|
Amendment
to Amended and Restated Sub-Advisory Agreement between the NCF Investment
Department of New Covenant Trust Company, N.A. and Capital Guardian Trust
Company dated June 15, 2007, was previously filed with Post-Effective
Amendment No. 9 to the Registrant’s Registration Statement on Form N-1A on
October 26, 2007, and is incorporated herein by
reference.
|
(B)
|
Amendment
to Amended and Restated Sub-Advisory Agreement between One Compass
Advisors and Capital Guardian Trust Company dated August 29, 2008, was
previously filed with Post-Effective Amendment No. 10 to the Registrant’s
Registration Statement on Form N-1A on October 28, 2008, and is
incorporated herein by reference.
|
(iii)
|
Amended
and Restated Sub-Advisory Agreement between the NCF Investment Department
of New Covenant Trust Company, N.A. and Tattersall Advisory Group, Inc.
dated May 14, 2001, was previously filed with Post-Effective Amendment No.
10 to the Registrant’s Registration Statement on Form N-1A on October 28,
2008, and is incorporated herein by
reference.
|
(A)
|
Amendment
to Amended and Restated Sub-Advisory Agreement between One Compass
Advisors and Tattersall Advisory Group, Inc. dated August 29, 2008, was
previously filed with Post-Effective Amendment No. 10 to the Registrant’s
Registration Statement on Form N-1A on October 28, 2008, and is
incorporated herein by reference.
|
(iv)
|
Amended
and Restated Sub-Advisory Agreement between the NCF Investment Department
of New Covenant Trust Company, N.A. and Wellington Management Company, LLP
dated May 14, 2001, was previously filed with Post-Effective Amendment No.
10 to the Registrant’s Registration Statement on Form N-1A on October 28,
2008, and is incorporated herein by
reference.
|
(A)
|
Amendment
to Amended and Restated Sub-Advisory Agreement between One Compass
Advisors and Wellington Management Company, LLP dated August 29, 2008, was
previously filed with Post-Effective Amendment No. 10 to the Registrant’s
Registration Statement on Form N-1A on October 28, 2008, and is
incorporated herein by reference.
|
(v)
|
Sub-Advisory
Agreement between the NCF Investment Department of New Covenant Trust
Company, N.A. and Sound Shore Management, Inc. dated May 14, 2001, was
previously filed with Post-Effective Amendment No. 2 to the Registrant’s
Registration Statement on Form N-1A on October 3, 2001, and is
incorporated herein by reference.
|
(A)
|
Amendment
to Sub-Advisory Agreement between One Compass Advisors and Sound Shore
Management, Inc. dated August 29, 2008, was previously filed with
Post-Effective Amendment No. 10 to the Registrant’s Registration Statement
on Form N-1A on October 28, 2008, and is incorporated herein by
reference.
|
(vi)
|
Amended
and Restated Sub-Advisory Agreement between the NCF Investment Department
of New Covenant Trust Company, N.A. and Santa Barbara Asset Management,
LLC dated November 19, 2007, was previously filed with Post-Effective
Amendment No. 10 to the Registrant’s Registration Statement on Form N-1A
on October 28, 2008, and is incorporated herein by
reference.
|
(A)
|
Amendment
to Amended and Restated Sub-Advisory Agreement between One Compass
Advisors and Santa Barbara Asset Management, LLC dated August 29, 2008,
was previously filed with Post-Effective Amendment No. 10 to the
Registrant’s Registration Statement on Form N-1A on October 28, 2008, and
is incorporated herein by
reference.
|
(vii)
|
Sub-Advisory
Agreement between the NCF Investment Department of New Covenant Trust
Company, N.A. and Russell Implementation Services, Inc. dated June 18,
2008, was previously filed with Post-Effective Amendment No. 10 to the
Registrant’s Registration Statement on Form N-1A on October 28, 2008, and
is incorporated herein by
reference.
|
(A)
|
Amendment
to Amended and Restated Sub-Advisory Agreement between One Compass
Advisors and Russell Implementation Services dated August 29, 2008, was
previously filed with Post-Effective Amendment No. 10 to the Registrant’s
Registration Statement on Form N-1A on October 28, 2008, and is
incorporated herein by reference.
|
(e)
|
Distribution
Agreement between Registrant and New Covenant Funds Distributor, Inc.
dated February 22, 2006, was previously filed with Post-Effective
Amendment No. 9 to the Registrant’s Registration Statement on Form N-1A on
October 26, 2007, and is incorporated herein by
reference.
|
(i)
|
Sub-Distribution
Agreement between New Covenant Funds Distributor, Inc. and Quasar
Distributors, LLC dated April 12, 2008, was previously filed with
Post-Effective Amendment No. 10 to the Registrant’s Registration Statement
on Form N-1A on October 28, 2008, and is incorporated herein by
reference.
|
(f)
|
Bonus
or Profit Sharing Contracts – not
applicable.
|
(g)
|
Global
Custody Agreement between Registrant and JPMorgan Chase Bank, N.A. dated
March 17, 2005, was previously filed with Post-Effective Amendment No. 9
to the Registrant’s Registration Statement on Form N-1A on October
26, 2007, and is incorporated herein by
reference.
|
|
(i)
|
Rider
to Global Custody Agreement between Registrant and JPMorgan Chase Bank,
N.A. dated March 17, 2005, was previously filed with Post-Effective
Amendment No. 9 to the Registrant’s Registration Statement on Form N-1A on
October 26, 2007, and is incorporated herein by
reference.
|
(h)
|
(i)
|
Fund
Accounting Servicing Agreement between Registrant and U.S. Bancorp Fund
Services, LLC dated March 18, 2008, was previously filed with
Post-Effective Amendment No. 10 to the Registrant’s Registration Statement
on Form N-1A on October 28, 2008, and is incorporated herein by
reference.
|
|
(ii)
|
Fund
Administration Servicing Agreement between Registrant and U.S. Bancorp
Fund Services, LLC dated March 18, 2008, was previously filed with
Post-Effective Amendment No. 10 to the Registrant’s Registration Statement
on Form N-1A on October 28, 2008, and is incorporated herein by
reference.
|
|
(iii)
|
Transfer
Agent Servicing Agreement between Registrant and U.S. Bancorp Fund
Services, LLC dated March 18, 2008, was previously filed with
Post-Effective Amendment No. 10 to the Registrant’s Registration Statement
on Form N-1A on October 28, 2008, and is incorporated herein by
reference.
|
|
(iv)
|
(A)
|
Expense
Limitation Agreement between Registrant and One Compass Advisors dated
June 30, 2008, with respect to the Growth Fund and Income Fund, was
previously filed with Post-Effective Amendment No. 10 to the Registrant’s
Registration Statement on Form N-1A on October 28, 2008, and is
incorporated herein by
reference.
|
|
(B)
|
Expense
Limitation Agreement between Registrant and One Compass Advisors dated
June 30, 2008, with respect to the Balanced Growth Fund and Balanced
Income Fund, was previously filed with Post-Effective Amendment No. 10 to
the Registrant’s Registration Statement on Form N-1A on October 28, 2008,
and is incorporated herein by
reference.
|
|
(v)
|
(A)
|
Power
of Attorney for Alison M. John dated October 15, 2007, was previously
filed with Post-Effective Amendment No. 9 to the Registrant’s Registration
Statement on Form N-1A on October 27, 2007, and is incorporated herein by
reference.
|
(B)
|
Power
of Attorney for F. Kenneth Bateman dated October 21, 2008, was previously
filed with Post-Effective Amendment No. 10 to the Registrant’s
Registration Statement on Form N-1A on October 28, 2008, and is
incorporated herein by reference.
|
(C)
|
Power
of Attorney for Gail C. Duree dated October 22, 2008, was previously filed
with Post-Effective Amendment No. 10 to the Registrant’s Registration
Statement on Form N-1A on October 28, 2008, and is incorporated herein by
reference.
|
(D)
|
Power
of Attorney for William Lauderbach dated October 12, 2007, was previously
filed with Post-Effective Amendment No. 9 to the Registrant’s Registration
Statement on Form N-1A on October 27, 2007, and is incorporated herein by
reference.
|
(E)
|
Power
of Attorney for Samuel McNairy dated October 22, 2008, was previously
filed with Post-Effective Amendment No. 10 to the Registrant’s
Registration Statement on Form N-1A on October 28, 2008, and is
incorporated herein by reference.
|
(F)
|
Power
of Attorney for Donald B. Register dated October 21, 2008, was previously
filed with Post-Effective Amendment No. 10 to the Registrant’s
Registration Statement on Form N-1A on October 28, 2008, and is
incorporated herein by reference.
|
(G)
|
Power
of Attorney for Elinor K. Hite dated October 21, 2008, was previously
filed with Post-Effective Amendment No. 10 to the Registrant’s
Registration Statement on Form N-1A on October 28, 2008, and is
incorporated herein by reference.
|
(H)
|
Power
of Attorney for Henry H. Gardiner dated October 21, 2008, was previously
filed with Post-Effective Amendment No. 10 to the Registrant’s
Registration Statement on Form N-1A on October 28, 2008, and is
incorporated herein by reference.
|
(I)
|
Power
of Attorney for Robert E. Leech dated October 22, 2008, was previously
filed with Post-Effective Amendment No. 10 to the Registrant’s
Registration Statement on Form N-1A on October 28, 2008, and is
incorporated herein by reference.
|
(J)
|
Power
of Attorney for Patrick J. Rudnick dated October 29, 2008 – filed
herewith.
|
(i)
|
Opinion
and Consent of Counsel dated June 30, 1999, was previously filed with
Pre-Effective Amendment No. 2 to the Registrant’s Registration Statement
on Form N-1A on June 30, 1999, and is incorporated herein by
reference.
|
(j)
|
Consent
of Independent Registered Public Accounting Firm – not
applicable.
|
(k)
|
Omitted
Financial Statements – not
applicable.
|
(l)
|
Initial
Capital Agreement dated June 28, 1999, was previously filed with
Pre-Effective Amendment No. 2 to the Registrant’s Registration Statement
on Form N-1A on June 30, 1999, and is incorporated herein by
reference.
|
(m)
|
Rule
12b-1 Plan – not applicable.
|
(n)
|
Rule
18f-3 Plan – not applicable.
|
(o)
|
Reserved.
|
(p)
|
(i)
|
Code
of Ethics for New Covenant Trust Company dated October 10, 2006, was
previously filed with Post-Effective Amendment No. 8 to the Registrant’s
Registration Statement on Form N-1A on October 31, 2006, and is
incorporated herein by reference.
|
(ii)
|
Code
of Ethics for New Covenant Funds dated April 14, 2008, was previously
filed with Post-Effective Amendment No. 10 to the Registrant’s
Registration Statement on Form N-1A on October 28, 2008, and is
incorporated herein by reference.
|
(iii)
|
Code
of Ethics for The Capital Group Companies Inc. (Capital Guardian) dated
April 2008, was previously filed with Post-Effective Amendment No. 10 to
the Registrant’s Registration Statement on Form N-1A on October 28, 2008,
and is incorporated herein by
reference.
|
(iv)
|
Code
of Ethics for Tattersall Advisory Group, Inc. dated July 1, 2008, was
previously filed with Post-Effective Amendment No. 10 to the Registrant’s
Registration Statement on Form N-1A on October 28, 2008, and is
incorporated herein by reference.
|
(v)
|
Code
of Ethics for Wellington Management Company, LLP July 1, 2004, was
previously filed with Post-Effective Amendment No. 5 to the Registrant’s
Registration Statement on Form N-1A on November 1, 2004, and is
incorporated herein by reference.
|
(vi)
|
Code
of Ethics for Sound Shore Management Company, Inc. dated September 22,
2004, was previously filed with Post-Effective Amendment No. 7 to the
Registrant’s Registration Statement on Form N-1A on October 31, 2005, and
is incorporated herein by
reference.
|
(vii)
|
Code
of Ethics for Russell Implementation Services, Inc. dated November 8,
2007, was previously filed with Post-Effective Amendment No. 10 to the
Registrant’s Registration Statement on Form N-1A on October 28, 2008, and
is incorporated herein by
reference.
|
(viii)
|
Code
of Ethics for Santa Barbara Asset Management, LLC dated May 30, 2006, was
previously filed with Post-Effective Amendment No. 8 to the Registrant’s
Registration Statement on Form N-1A on October 31, 2006, and is
incorporated herein by reference.
|
(A)
|
Code
of Ethics Supplement for Santa Barbara Asset Management, LLC dated April
30, 2007, was previously filed with Post-Effective Amendment No. 9 to the
Registrant’s Registration Statement on Form N-1A on October 26, 2007, and
is incorporated herein by
reference.
|
(ix)
|
Code
of Ethics for New Covenant Funds Distributor, Inc. was previously filed
with Post-Effective Amendment No. 10 to the Registrant’s Registration
Statement on Form N-1A on October 28, 2008, and is incorporated herein by
reference.
|
Name
and Principal
Business
Address
|
Position
and Offices with New Covenant Funds Distributor, Inc.
|
Positions
and Offices with Registrant
|
William
R. Precious
|
President
|
None
|
Anita
J. Clemons
|
Vice
President, Assistant Secretary
|
None
|
Laura
C. Plumley
|
Secretary
|
None
|
Signature
|
Title
|
Date
|
|
*F. Kenneth Bateman
|
Trustee,
Chairman
|
November
24, 2008
|
|
F. Kenneth Bateman | |||
*Gail C. Duree
|
Trustee,
Vice Chairman
|
November
24, 2008
|
|
Gail C. Duree | |||
*Henry H. Gardiner
|
Trustee
|
November
24, 2008
|
|
Henry H. Gardiner | |||
*Elinor K. Hite
|
Trustee
|
November
24, 2008
|
|
Elinor K. Hite | |||
*Donald B. Register
|
Trustee
|
November
24, 2008
|
|
Donald B. Register | |||
*Allison John
|
Trustee
|
November
24, 2008
|
|
Allison John | |||
*William C. Lauderbach
|
Trustee
|
November
24, 2008
|
|
William C. Lauderbach | |||
*Samuel W. McNairy
|
Trustee
|
November
24, 2008
|
|
Samuel W. McNairy | |||
*Patrick J. Rudnick
|
Principal
Financial and Accounting Officer
|
November
24, 2008
|
|
Patrick J. Rudnick | |||
*Robert E. Leech
|
Trustee,
President and Principal Executive Officer
|
November
24, 2008
|
|
Robert E. Leech |
/s/ Patrick W.D. Turley,
Esq.
Patrick
W.D. Turley, Esq.
as
Attorney in Fact pursuant to the Powers of
Attorney
filed October 26, 2007, October 28, 2008
and
herewith.
|
Exhibit
|
Exhibit No.
|
Power
of Attorney – Patrick J. Rudnick
|
EX.99.h.v.J
|
Name
|
Title
|
/s/
Patrick J. Rudnick
|
Treasurer/
|
Patrick
J. Rudnick
|
Principal
Financial Officer
|
|
Re:
|
New Covenant Funds (the
“Trust”)
|