-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CcYkmYk88mfq6uPOhkB/cZAZ4lf4DK76F154MV/KjSphNX5CVFVLv+gyf7LqS9+d B2z608XbTnXhTQt8s7ahfA== 0001091818-05-000229.txt : 20050721 0001091818-05-000229.hdr.sgml : 20050721 20050721083604 ACCESSION NUMBER: 0001091818-05-000229 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050721 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050721 DATE AS OF CHANGE: 20050721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUMAN BIOSYSTEMS INC CENTRAL INDEX KEY: 0001070181 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 770481056 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-28413 FILM NUMBER: 05965013 BUSINESS ADDRESS: STREET 1: 1127 HARKER AVE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6503230943 MAIL ADDRESS: STREET 1: 1127 JARKER AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 8-K 1 hbsc072005_8k.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2005 HUMAN BIOSYSTEMS (Exact name of registrant as specified in its charter) 000-28413 (Commission File Number) California 77-0481056 (State or other jurisdiction (I.R.S. Employer Identification No.) of incorporation or organization) 1127 Harker Avenue, Palo Alto, CA 94301 (Address of Principal Executive Offices Including Zip Code) Registrant's telephone number, including area code: (650) 323-0943 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ======================================================================== Item 8.01 Other Events On July 19, 2005, Human Biosystems ("HBS") issued an Exchange Offer to its Reg S stockholders in Germany to exchange one share of HBS common stock for each of the shares of Reg S Stock outstanding before or upon the de-listing date when the Reg S Stock is no longer tradable. This Exchange Offer is only applicable to HBS Reg S stockholders in Germany. See the attached copy of the Offer. Item 9.01 Financial Statements and Exhibits (a) Financial Statements of Business Acquired: Not Applicable (b) Pro Forma Financial Information: Not Applicable (c) Exhibits: The following exhibits are included as part of this report: Exhibit No. Description - -------------- --------------- 99.1 Exchange Offer, dated July 19, 2005 SIGNATURES Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: July 19, 2005 HUMAN BIOSYSTEMS By: /s/ Harry Masuda ----------------- Harry Masuda President and CEO EX-99 2 ex99_1.txt Exhibit 99.1 [LETTERHEAD] Human BioSystems July 19, 2005 Re:Human BioSystems Common Stock Dear Human BioSystems Reg S Shareholder: It has come to our attention that Reg S shares of the common stock of Human BioSystems, a California corporation ("HBS"), may have been sold without the authorization of HBS. The unauthorized issuance of HBS shares may have tainted the market for those HBS shares previously issued under Regulation S under the United States Securities Act of 1933, as amended, and currently trading under WKN#164580 the ("Reg S Stock"). In order to halt these unauthorized issuances, we are undertaking an exchange offer (the "Offer") to exchange one share of HBS common stock (the "New Stock") for each share of Reg S Stock outstanding before or upon the de-listing date (the "Record Date") when the Reg S Stock is no longer tradable. Each share of New Stock will be registered no later than six months from the date hereof for trading on the United States Over-the-Counter Bulletin Board market (the "OTCBB"). In order to accept the Offer, you must return your Reg S stock to HBS, together with a copy of the brokerage account receipt showing the date of purchase and the number of shares of Reg S stock purchased. Please instruct your broker/bank to send your Reg S shares electronically to: Account No. 725422-75-1 For the benefit of Human BioSystems Credit Suisse Bahnhofstrasse 17 CH-6301 Zug, Switzerland Please fax your brokerage account receipt to Human BioSystems at (650) 327-8658, indicating the name of the holder of the Reg S Stock and the number of shares held. If possible please also include your telephone and fax number, and your email address so that we may communicate with you if there are questions. THIS EXCHANGE OFFER EXPIRES ON DECEMBER 29, 2005. Human BioSystems reserves the right to refuse to exchange any Reg S Stock of unauthorized origin. Upon receipt of the Reg S Stock and documentation indicating the purchase of authorized Reg S Stock, we will send you a certificate for the same number of shares of New Stock within 30 business days. If shares of Reg S Stock, together with the required documentation, are not tendered for exchange by December 29, 2005, they will no longer be exchangeable for New Stock. In addition, as we plan to de-list the Reg S Stock from trading on all German stock exchanges as soon as possible following this news release, the Reg S Stock will no longer be tradeable effective immediately upon such de-listing. This Exchange Offer will also be submitted to Clearstream for distribution so that we may reach as many Reg S Shareholders as possible. Thank you for your investment in and support of Human BioSystems. Due to your investment, we have made significant progress toward achieving our goals to date. Please contact me if you have any questions or comments regarding this matter. Very truly yours, /s/ Harry Masuda ___________________________ Harry Masuda President and CEO cc:Cathryn S. Gawne, Esq. Mr. Karsten Behrens Facsimile No.: 41 219 222 473 Clearstream -----END PRIVACY-ENHANCED MESSAGE-----